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y ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 64747171 R22436125 Southern Financial Services Southern Financial Services Inc. Asheville. North Carolina. UNITED STATES • FRD - Fraud. Scams. Swindles / ASC - Associated with, Seen with, 02/04/2011 U.S. Attorney Anne M. Tompkins announc
SEC Violations (Insider Trading, Secunties Fraud) / ACT - Disciplinary, Regulatory Action, 12/22/2004 The SEC announced that US District Judge for the District of South Carolina, Charleston Division entered Final Judgments as to Defendants Southern Financial Group, Inc., Richard M Wooten, and Charles Dennis McKittrick. The
2 mentions1 same-page
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69 Alert #: 9 Entity Information Alert ID: 1559801.11522860.36364841 Entity ID: 36364841 Entity Name: Southern Financial Services Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. Tompkins announced tha
Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles De
2 mentions1 same-page
Page ?Same page
69 Alert #: 9 Entity Information Alert ID: 1559801.11522860.36364841 Entity ID: 36364841 Entity Name: Southern Financial Services Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. Tompkins announced tha
harles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief Defendant. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory
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2 mentions1 same-page
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C Address: Country:United States Tracking ID: Alert #: 9 Entity Information Entity ID: Entity Name: Southern Financial Services Inc. Address: Asheville, NC, UNITED STATES Event: FRD - Fraud, Scams, Swindles ASC - Associated with, Seen with • 02/04/2011, U.S. Attorney Anne M. Tompkins announced th
egulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
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Mutual Connections (40)
Entities connected to both Asheville and the District of South Carolina
George W. Bush
PERSON29 w/ Asheville·4 w/ the
Bailey
PERSON27 w/ Asheville·4 w/ the
ASC - Associated
ORGANIZATION24 w/ Asheville·4 w/ the
Securities Fraud, Mail Fraud
ORGANIZATION24 w/ Asheville·4 w/ the
AVL Properties
ORGANIZATION24 w/ Asheville·4 w/ the
AT
Anne M. Tompkins
PERSON23 w/ Asheville·4 w/ the
Southern Financial Services Inc.
ORGANIZATION22 w/ Asheville·3 w/ the
Prince Charles
PERSON11 w/ Asheville·14 w/ the
Organization: Southern Financial LLC
ORGANIZATION12 w/ Asheville·6 w/ the
Virginia Giuffre
PERSON14 w/ Asheville·4 w/ the
RW
Richard M. Wooten
PERSON4 w/ Asheville·13 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ Asheville·11 w/ the
South Carolina
LOCATION5 w/ Asheville·9 w/ the
Defendants Southern Financial Group
ORGANIZATION4 w/ Asheville·10 w/ the
GH
Gerald F. Hunter
PERSON4 w/ Asheville·9 w/ the
Charleston
LOCATION7 w/ Asheville·5 w/ the
the United States District Court
ORGANIZATION7 w/ Asheville·4 w/ the
Springdale Investments, Inc.
ORGANIZATION3 w/ Asheville·8 w/ the
Boca Raton
LOCATION7 w/ Asheville·3 w/ the
SEC Litigation Releases - 2003
ORGANIZATION3 w/ Asheville·7 w/ the