Epstein Secrets

From: Melisa Sent: 8/3/2016 4:25:01 PM To: Armen Brash Andrew Gallivan ; Michael S Jacoby ; Mark laRoe CC: Vaishali-P Mehta Subject: July 2016 AML/KYC Escalation Reports III Attachments: US_Onshore.xlsx Classification: For Internal use only All, Included below is the

Overdue 1-30 31-60 61-90 >90 Grand Total « File: US_Onshore.xlsx » High 2 2 4 Moderate 1 1 17 19 Low 8 1 8 17 * some are pending AML Compliance's review Overdue Temporary Exceptions Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 1 1 2 Moderate 1 1 Low 1 1 Overdue Hi

From: Melisa Venegas Sent: 9/2/2016 10:55:37 AM To: Armen Brash Andrew Galliva ; Lee Flutter III CC: Vaishali-P Mehta posompassi Subject: Aug 2016 AML/KYC Escalation Reports II) Attachments: US_Onshore.xlsx Classification: For Internal use only All, Mark LaRoe

rdue 1-30 31-60 61-90 >90 Grand Total « File: US_Onshore.xlsx » High 1 1 2 2 6 Moderate 18 18 Low 2 2 2 8 14 • some are pending AML Compliance's review Overdue Temporary Exceptions Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 4 4 Moderate 2 2 Low 1 1 Overdue High

From: Melisa Venegas 1 Sent: 12/2/2016 12:5 : To: Armen Brash I Andrew Gallivan .by Mark laRo CC: Vaishali-P Mehta Subject: Nov 2016 AML/KYC Esca ation Reports Attachments: US_Onshore.xlsx Classification: For Internal use only All, Included below is the mont

Overdue 1-30 31-60 61-90 >90 Grand Total cc File: US_Onshore.xlsx » High 2 9 11 Moderate 1 2 1 8 12 Low 2 8 10 some are pending AML Compliance's review Overdue Temporary Exceptions Risk I Days Overdue High Moderate Low 1-30 31-60 1 61-90 >90 1 1 1 Grand Total 1 1 2 Overdue Hi

From: Melisa Venegas Sent: 7/6/2016 4:40:49 PM To: Armen Brash Andrew Gallivan ; Lee Rutter CC: Vaishali-P Mehta Subject: June 2016 AML/KYC Escalation Reports II) Attachments: US_Onshore.xlsx; US_Onshore.xlsx Classification: For Internal Use only All, ; Ma

Changes" Risk Days Overdue 1-30 31-60 61-90 >90 Grand Total High 2 1 4 7* Moderate 1 1 19 21' Low 4 1 8 13* * some are pending AML Compliance's review Overdue Temporary Exceptions Risk Days Overdue 1-30 31-60 61-90 >90 Grand Total High 2 2 4 Moderate 3 1 1 5 Low 4 4 Overdu

From: Melisa Venegas Sent: 6/3/2016 10:15:00 AM To: Armen Brash Andrew Gallivan • Michael 5 Jacoby ; Mark LaRoe CC: Vaishali-P Mehta Subject: RE: June 2016 AM L/KYC Escalation Reports ll] Attachments: US_Onshore.xlsx Classification: For Internal use only File attached. Melisa

at Changes* Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 1 2 7 10* Moderate 2 27 29s Low 1 11 12s • some are pending AML Compliance's review Overdue Temporary Exceptions Risk I Days Overdue 1-30 31-60 61-90 >90 Grand Total High 3 14 1 18 Moderate 4 1 1 6 Low 4 4