elisa Venegas Sent: 9/2/2016 10:55:37 AM To: Armen Brash Andrew Galliva ; Lee Flutter III CC: Vaishali-P Mehta posompassi Subject: Aug 2016 AML/KYC Escalation Reports II) Attachments: US_Onshore.xlsx Classification: For Internal use only All, Mark LaRoe Michael S Jacoby Included below is the monthly AML/KYC esca

om: Melisa Venegas Sent: 11/3/2015 12:51:19 PM To: Armen Brash ; Andrew Gallivan ; Lee Flutter CC: Vaishali-P Mehta [s ] Subject: Nov 2015 AML/KYC Escalation Reports II] Attachments: COVERAGE_Domestic.xlsx Classification: For internal use only All, I; Mark LaRoe Michael S Jacoby Included below is the monthly AM

From: Melisa Venegas Sent: 6/1/2017 4:49:02 PM To: acob ]; Armen Brash CC: Vaishati-P Meht- ; Patrick Harris Subject: May - 2017 AML/KYC Escalation Reports II] Attachments: US_Onshore.xlsx Classification: For Internal use only All, ; Lee Flutter Sheffali Welch Attached is the monthly AML/KYC escalatio

From: Melisa Venegas Sent: 7/6/2016 4:40:49 PM To: Armen Brash Andrew Gallivan ; Lee Rutter CC: Vaishali-P Mehta Subject: June 2016 AML/KYC Escalation Reports II) Attachments: US_Onshore.xlsx; US_Onshore.xlsx Classification: For Internal Use only All, ; Mark LaRoe Michael 5Jacoby Included below is the mo