Document Mentions (4 shared documents)

EFTA01356277

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Vaishali From: Adrienne Bull Sent: Monday, September 11, 2017 8:43 AM To: Andrew Gallivan < >; Patrick Harris < Cc: Vaishali-P Mehta Rodrigo Quintero < Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's Hi Vaishali Can you please send the list

Vaishali From: Adrienne Bull Sent: Monday, September 11, 2017 8:43 AM To: Andrew Gallivan < >; Patrick Harris < Cc: Vaishali-P Mehta Rodrigo Quintero < Subject: RE: What ar

EFTA01356276

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rmon < Subject: FW: What are you presenting to the Risk committee Monday on high risk KYC's Classification: For Internal use only From: Vaishali-P Mehta Sent: Monday, September 11, 2017 9:10 AM To: Adrienne Bull; Andrew Gallivan; Patrick Harris Cc: Rodrigo Quintero Subject: RE: What are you presen

isk committee Monday on high risk KYC's Classification: For Internal use only From: Vaishali-P Mehta Sent: Monday, September 11, 2017 9:10 AM To: Adrienne Bull; Andrew Gallivan; Patrick Harris Cc: Rodrigo Quintero Subject: RE: What are you presenting to the Risk committee Monday on high risk KYCs [I] Clas

EFTA01356379

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nk Wealth Management 256 Jacksonville. USA From: Rodrigo Quintero Sent: Saturday, September 02, 2017 5:19 PM To: Patrick Harris Cc: Emily Craig Mehta < mi f_324017 ■ 619.:ICI? NV:WM m425/2017 •i/55M17 • 7M1017 ■ VIAP017 m7.02,1/71X3 712.3/201.7 StatZt17 ats...nr.Nar. • 112.117017 m$125

en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning deliverable (as of 9/01/17). Let me know if you have any question. Summary Andrew CONFIDENTIAL - PURSUANT TO FED. R.