Manager Deutsche Bank Trust Company Americas WM Americas 345 154-0004 New York. NY, USA Tel. Fax +1 - Mobile Email an-lowly- Pe-0nm From: Adrienne Bull Sent: Tuesday, October 03, 2017 2:18 PM To: Daphne Cales < >; Melisa Venegas < Subject: RE: Oldfield Classification: For Internal use only Hi D

Vaishali From: Adrienne Bull Sent: Monday, September 11, 2017 8:43 AM To: Andrew Gallivan < >; Patrick Harris < Cc: Vaishali-P Mehta Rodrigo Quintero < Subject: RE: What ar

isk committee Monday on high risk KYC's Classification: For Internal use only From: Vaishali-P Mehta Sent: Monday, September 11, 2017 9:10 AM To: Adrienne Bull; Andrew Gallivan; Patrick Harris Cc: Rodrigo Quintero Subject: RE: What are you presenting to the Risk committee Monday on high risk KYCs [I] Clas

mpany Americas WM Americas - York, NY, USA PififitSitrwfuLeent. From: Daphne Cales Sent: Tuesday, October 03, 2017 1:57 PM To: Melisa Venegas Adrienne Bull Subject: FW: Oldfield [IJ Classification: For internal use only Hey ladies. Steward °Weld was asking about IS one HR KYC outstanding but I don 7

anagement 502 uite 400, 32256 Jacksonville, USA Tel. Email From: Patrick Harris Sent: Sunday, September 17, 2017 12:19 PM To: Daphne Cales >; Adrienne Bull ; Adrienne Bull b.conp; Melisa Venegas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042220 CONFIDENTIAL SDNY_GM_00 188404 EFTA013

From: Adrienne Bull Sent: 12/4/2017 11:00:36 AM To: Andrew Gallivan CC: Samantha Harmo Subject: RE: KYC Program - Stats (data as of E0D Nov 16) (CI Attachments:

en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning deliverable (as of 9/01/17). Let me know if you have any question. Summary Andrew CONFIDENTIAL - PURSUANT TO FED. R.

s Integrity Americas Deutsche Bank Wcalth Management Daitsche Bank .1 'ma Company Anlaicas Postril • its rio(sr. New Yorl-.. NY (; . VNA From: Adrienne Bull Sent: Tuesday, July 10, 2018 3:02 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042276 CONFIDENTIAL SDNY GM_00188480 EFTA0135642

cely Sanchez 1 Christina Golding 1 Vinita Advani, Alka Babu, Priyanka Mohite 1 Preeti Shrivastav 1 Rachel Wachs 1 Grand Total 97 From: Adrienne Bull Sent: Monday, July 09, 2018 9:57 PM To: Daphne Cales < Cc: Oliver Esslinger < Subject: Prioritization of the true overdues Hi Daphne >; Melisa

From: Oliver Esslinger Sent: 7/10/2018 6:01:01 PM To: Andrew Gallivan CC: Adrienne Bull ; Daphne Cale Subject: FW: Prioritization of the true overdues Attachments: Overdues Jan - June.xlsx Classification: For Internal use only Hi An

on: For Internal use only Doesn't look horrible. I'm seeing Eran for lunch Monday, so let me know what we will need to get from Adam. Thanks From: Adrienne Bull Sent: Wednesday, November 29 2017 5:39 PM To: Stewart Oldfield Subject: KYC - List of Customers for 2018 [II Classification: For Internal use onl

,Alic bank S.-nannies. Inc I South Sin:41 Dallionare. 1IU 21202-n9:I Tel: +1 (41O) 895-3425 Mobile: +I (443)418-7996 'Icing:heti cold' cot From: Adrienne Bull Sent: Friday, June 08, 2018 5:58 PM To: Sheffali Welch <[email protected]>; Oliver Esslinger <oliver.esslin e db.com>; Emily Craig < >; Mel

Wadi ManageMent Americas DCULSCI10. Bank Wealth Management flculsac hank Tru,4 O.4nony :I:ma 1C:1" 345 Yak Aventic, . \ demsehenealth.com From: Adrienne Bull Sent: Friday, June 08, 2018 3:39 PM To: Sheffali Welch < ; Melisa Venegas ; Oliver Esslin er Cc: Wayne Salit <wa Subject: RE: Fabrizio/Jan KYC

From: Sheffali Welch Sent: Thursday, June 07, 2018 12:30 PM To: Oliver Esslingen >; Emily Craig < >; Adrienne Bull < >; Melisa Venegas >; Daphne Cales < Cc: Wayne Salit < Subject: Fabrizio/Jan KYC update Monday II] Classification: For Internal use only All

Kind Regards Adrienne From: Sheffali Welch Sent: Friday, June 08, 2018 4:16 PM To: Adrienne Bull Oliver Esslinger Emily Craig •,1a; Melisa Venegas • IIMIa Daphne Cales Cc: Wayne Salit < Subject: RE: Fabrizio/Jan KYC update Monday [C] Clas

t: Classification: Confidential Hi Emily —Thanks ; Oliver Esslin er ; Daphne Cates From: Emily Craig Sent: Saturday, June 09, 2018 2:01 PM To: Adrienne Bull < >; Sheffali Welch < >; Oliver Esslinger >; Melisa Venegas Daphne Cales Cc: Wayne Salit Subject: RE: Fabrizio/Jan KYC update Monday (C) Class

s Deutsche Bank Wealth Management Baal. Inm o rapaa:..kalaa,j .. 345 Park .1aaaiu‘k X•:vv 'loft N . T, S. Tel Mobile: deutsehovealth.com From: Adrienne Bull Sent: Friday, June 08, 2018 3:39 PM To: Sheffali Welch Oliver Esslinger < It•; Emily Craig >; Melisa Venegas < >; Daphne Cales < > Cc: Wayne S

From: Emily Crai Sent: 6/9/2018 2:01:16 PM To: Adrienne Bull ; Sheffali Welch • Oliver Esslinger Melisa Venegas aphne Cale CC: Wayne Salit Subject: RE: Fabrizio/Jan KYC update Monday ICJ Attachments: W

ment Americas Deutsche Bank Wealth Management Ikansche Bank Trust Conynny .%45 Park Avenue. .`+ae York. NY. USA M l deulscheNvealtti.ccnn From: Adrienne Bull Sent: Friday, June 08, 2018 3:39 PM To: Sheffali Welch <[email protected]>; Oliver Esslin er • Emily Craig Melisa Venegas Daphne Cates Cc: W

Americas Deutsche Bank Wealth Management X:11P•tili Ra k3 rust C4timitv Kft,. 445 Paik 144.4mc. Volt Tel: Mobile: dculschewimith.enin From: Adrienne Bull Sent: Friday, June 08, 2018 3:39 PM To: Sheffali Welch c:a; Oliver Esslinger ; Emily Craig CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-