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Sushant Banerji on behalf of dboi oversight Sent: 4 4 2019 5:56:35 PM To: CC: Surendra Singh Teresa Metallo Debra Jasper ; Lisa-M Ramos ; Stewart Oldfield Subject: Notice of Excessive Transactions for the month of March 2019 AO 44129244 [I] Attachments: Notice of Excessive Transactions in MM DA 44129
From: Sushant Banerji on behalf of dboi oversight Sent: 4 4 2019 5:56:35 PM To: CC: Surendra Singh Teresa Metallo Debra Jasper ; Lisa-M Ramos ; Stewart Oldfield Subject: Notice of Excessive Transactions for the month of March 2019 AO 44129244
ident Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, Apr. 02 2019 2:49 AM To: Brigid Macias Bradley Gitlin Subject: Fwd: Excessive Transactions March 2019 Account tt4 1 2 4 How simpl
9 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive Transactions March 2019 Account #44129244 II] , Surendra Singh ra Jasper >, Bradley Gillin Thanks. Let me look into what happened here and come back to you. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Co
From: Stewart Oldfield Sent: 4/1/2019 5:46:10 PM To: Robert Dicerbo Arthur Tremblay Bradley Gillin CC: Charlie Burrows BCC: Subject: Fwd: Excessive Transactions
nk Securities Inc. Begin forwarded message: From: dboi oversight Date: April I, 2019 at 11:41:30 PM GMT+2 To: Stewart Oldfield Cc: Ryan Neumann Surendra Singh Teresa Metallo Debra Jasper ■ Subject: Excessive Transactions March 2019 Account Classification: For IMernal use only Hello Stewart, Please be
Entities connected to both Stewart Oldfield and Surendra Singh

Martha Stewart
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONBradley Gillin
PERSONJaipur
LOCATIONDBOI Global Services Private Limited
ORGANIZATIONMobil
ORGANIZATIONTeresa Metallo
PERSONDebra Jasper
PERSONHalina Laczny
PERSONBlackBerry Work
ORGANIZATION
Keith
PERSONKeith Buckholz
PERSONHiren Mathur
PERSONEnid Ellis
PERSONRoxanne Scott
PERSONCOO Wealth Management Operations
ORGANIZATIONGlobal Services Private Limited
ORGANIZATION
Paul Ryan
PERSON
Singh
PERSONTeresa
PERSON