From: Sushant Banerji on behalf of dboi oversight Sent: 4 4 2019 5:56:35 PM To: CC: Surendra Singh Teresa Metallo Debra Jasper ; Lisa-M Ramos ; Stewart Oldfield Subject: Notice of Excessive Transactions for the month of March 2019 AO 44129244 [I] Attachments: Notice of Excessive Transactions in MM DA 44129244 First Warning.pdf Classification: For Intemal use only Hi Team, Please find attached the Excessive Transaction Client letter for the month of March. Note: No Dispute raised. Thanks & regards, Oversight & Escalation Team Oversight & Escalation DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, r, India Emat CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084002 CONFIDENTIAL SDNY_GM_00230186 EFTA01384028