lert can be removed from the queue. Include copies of all responses along with your KYC Thank you. Vikram Singh Analyst I PWM US Operations D601 Global Services Private Limited Please consider the environment before printing this e-mail SDNY_GM_00065132 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0027957 EF

cation: For Internal use only Kindly attach it to the case and resubmit. Thanks Detecum44.4m Skarma Process Supervisor I Research & Control DB01 Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park. Inside Mahindra World City - SEZ, 302029 Jaipur. India Voi .5419135

2 hours past with no action being taken on the below request, any reason why? Regards, Naveen Bagaria COO - Wealth Management Operations US 0801 Global Services Private Limited A-1 tower - Evolve, 2nd Floor, Mahindra World City-SEZ, Jaipur (RAJ) 302029, India Telephone: +1-212-469.2366 I Avaya/Voip: +44-207-5419141 Fax: +

nly Srikanta, Please advise Keith on below mail. Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations OBOI Global Services Private Limited chnology Park. Inside Malindra World City - SEZ. 302029 Jaipur. India Go green. Consider the environment before printing this email. From: Keith B

0801 Global Services Private Limited logy Path, Inside Matindra World City - SEZ, 302029 Jaipur, India Go green. Consider the environment before printing this email. From: Keith Buckh

teral Team, Please assist Keith on below request. Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations 0B01 Global Services Private Limited A-1 8 A-2. Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Go green. Consider the environment before prin

LLC Kindly confirm once done. Kind Regards. Sachlva Gupta Senior Analyst I Securities Operations - WM US COO Wealth Management Operations 0801 Global Services Private Limited A-1 8 A-2, Evolve - Mahindra Technol Park, Inside Mahndra World City - SEZ. 302029 Jaipur, India Go green. Consider the environment before printin

mail chain, the title is still not clear. Thank you. Kind regards, Gaurav Bhargava Gaurav Bhargava Process Supervisor I PWM US Operations CIBOI Global Services Private Limited Global Business Services A-1 & A-2. Evolve - Mahindra Technology Park. Inside Mahindra World City - SEZ. 302029 Jaipur. India Panininio, *Pron. F

nc. Research [I] Hi, Please find attached research for Darren Indyke, ignore the one attached on the case. Thanks & Regards, Anshu Parashar 0801 Global Services Private Limited PWM US 0 rations Panicri,ity Peepron From: Anshu Parashar Sent: Friday, October 02, 2015 9:08 PM To: J) Litchford; PWM BIS-Research; Akshay Dave

teas either to wave or to charge fees with approval of business line manager. Kind regards, Komal Shahani Komal Shahan Process Supervisor 0601 Global Services Private Limited Email E-mail ID From: Melinda Roy Sent: Monday, March 21, 2016 10:31 AM To: Kornai h hani• i Litchford Cc: ; Kathryn 3 Stanfield; Stewart Oldf

e / Waive OD fee decision, and Reason on how and when the OD will be covered. Kind regards, Komal Shahani Komal Shahani Process Supervisor DEMI Global Services Private Limited W h A m Email E-mail ID From: Komal Shahani Sent: Wednesday, February 24, 2016 12:4O PM To: Litchford Cc: Subject: FW: OD REFERRALS ( 02-2

Kind regards, Komal Shahani Komal Shahani Process Supervisor DBO1 Global Services Private Limited COO Wealth Management Operations AA & A-2. Evolve - Mahindra Technology Park. 302029 Jaipur, India Please send all the Banking related Queires to

OD Referral dated 04-01-2019 For AC # Classification. For internal use only Hello, Please provide update on below. Regards, Rishabh Sharma 0B01 Global Services Private Limited COO Wealth Management Operations Please send all the Banking related Queries to our new Group E-mail ID qtopwmbankinqexceptioreeheckprocessinqOlis

bmit customer research teas case for same including the reason for return. Thanks, With regards, Hemant-Kumar Rathore Hemant-Kumar Rathore DB01 Global Services Private Limited Please send all the Bankin • related • ueries to our new Group E-mail ID From: Stewart Oldfield Sent: Thursday, June 06, 201911:01 AM To: Hemant-

working on the on priority. We will keep you posted for same shortly. Thanks, With regards, Hemant-Kumar Rathore a liemant-Kumar Rathore CiBOI Global Services Private Limited 11111r Please send all the Bankin • related • ueries to our new Group E-mail ID From: Vikas Dave Sent: Friday, September 21, 2018 2:52 PM To: He

STOP PAYMENT the check will be returned only. Copy of check attached above. Kind regards, Divya Rajawat COO Wealth Management Operations US D801 Global Services Private Limited Email Please send all the Banking related • ueries to our new Group E-mail ID This communication may contain confidential and/or privileged inform

id (Embedded image moved to file: pic28804.gif) Please provide usabove updated docs or make correction in KYC# accordingly. Thanks, PWM AOG 080I Global Services Private Limited Email : CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048436 CONFIDENTIAL SDNY_GM_00194620 EFTA01360196

, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards. Anshu Parashar DB01 Global Services Private Limited PWM US Operations A-1 & r I - echnology Park. Inside Mahndra World City - SEZ. 302029 Jaipur. India Email <image004.png> From: 3j Litchford S

a, Still awaiting for the case comments. Thank you. Kind regards, Gaurav Bhargava Gaurav Bhargava Process Supervisor I PWM US Operations CIBOI Global Services Private Limited Global Business Services A-1 A-2 Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Tel. Fax CONFIDENTIAL

hat alert can be removed from the queue. Include copies of all responses along with your KYC. Mamta Choudhary Analyst I Research and Control ORO! Global Services Private Limited COO Wealth Management Operations 2 SDNY_Girl_00065152 CONFIDENTIAL - PURSUANT TO FED. R.ctO . N (F I DENTIAL DB-SDNY-0027977 EFTA_00 175652 EF