Epstein Secrets

be established for each account to be opened 2. Account Ownership Summary Account Name: Jege Inc - IIIM9 - DDA Acct. Number (if Account Manager: Stewart Oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)?

aterial changes confirmation "emair attached in the case ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oilfield ‘Signature) otewart Oldfield 9/28/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Director: ‘1Signature) AM

000000D9Di&... 10/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. ItoeP. (b) ' DB-SDNY-0026454 EFTA_00174137 EFTA01298702 KYC Print Page 17 of 19 Jean Anne Brennan Wiebracht: - No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases To the best of your knowledge, has the c

stern Express Highway Gore on East. Mumbai - 400063 , India From: Vijay-A Sawant Sent: Tuesday, August 14, 2018 5:20 PM To: Bradley Gillin < Cc: Stewart Oldfield Subject: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP Im

vilaV • •,:rAraniO;(1h corn From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard larossi Cc: Bradley Gitlin tewart Oldfield Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

in another email. We have launched KYCCase#01977703 for these accounts and following are pending items - • Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017. The name reflecting there is Jeanne Brennan whereas her driving licens

lationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELAllONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship RI Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provid

been cleared already. Darren 6 Just an attorney for Jeffrey In the case. - Fircosoft alert has been cleared by AML Compliance. Clearance attached. Jean Anne Brennan Wiebracht: - No negative media - No court cases Harry Beller: - No negative media - Harry Beler is the plaintiff in the court case, also it has been denot

lationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provi

es Paul S Barrett : - No negative media • No court cases - RDC alert found - False positives, does not pertain to our client Clearance attached. Jean Anne Brennan Wiebracht: • No negative media - No court cases Lawrence Paul Visoski Jr: • No negative media - No court cases Southern Trust Company Inc: - No negative

established for each account to be opened 2. Account Ownership Summary Account Name: lege Inc - - DDA Acct. Number (Wand:We): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. pxtfdio management, advisory account, custody services, long-term invesbnent, payment/expense account)? The

een cleared already. Darren is just an attorney for Jeffrey in the case. - Fircosoft alert has been cleared by ANL Compliance. Clearance attached. Jean Anne Brennan Wiebracht: - No negative media - No court cases Southern Trust Company Inc: - No negative media - No court cases E. To the best of your knowledge, has th

ast, Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard larossi Cc: Bradley Gillin < >; Stewart Oldfield < > Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC ) & LSJE, LLC ( ) under the SOUTHERN FINANCIAL RELATIONSHIP [I) Importance

in another email. We have launched KYCCase#01977703 for these accounts and following are pending items - • Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017. The name reflecting there is Jeanne Brennan whereas her driving licens

Nirlon Knowledge Park, Western Express Highway 1400063, India From: Vijay-A Sawant Sent: Tuesday, August 14, 2018 5:20 PM To: Bradley Gillin Cc: Stewart Oldfield Subject: 2018 Periodic Review of Accts Southern Financial LLC LSJE, LLC SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Brad, This relates

accounts in another email. We have launched KYCCas for these accounts and following are pending items - • Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017. The name reflecting there is Jeanne Brennan whereas her driving licens

xpress Highway Gor 3, India Tel. Mo From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard larossi Cc: Bradley Gillin tewart Oldfield Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

in another email. We have launched KYCCase#01977703 for these accounts and following are pending items - • Southern Financial LLC — One of the RP's Jean Anne Brennan Wiebracht has incorrect name reflected in Corp Resolution and Signature Card from 2017. The name reflecting there is Jeanne Brennan whereas her driving licens

ccounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Alt Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profil

C case 01790820 Cynthia Rodriguez 7/7/117 2:28 PM client confirmed no material 07/01/2017 via phone Cynthia Rodriguez 7/7/117 2:17 PM research for Jean Anne Brennan Wiebracht is attached to kyc case 01790820 ONSHORE APPROVALS Client Facing Professional (CFP): stewart oldfield Office Director/Business Head: Andrew F Gal