Epstein Secrets

and did not Md the names searched to be on any sanctions Id's. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfeld (Signature) Stewart Oldfield 6/7/2018 Office Director/Business Head: ANdrew F Gallivan (Signature) ANdiew F Gallivan 6/7/2018 Regional Office Drector: (Synattre) AML Bus

equiring source of wealth desaiption as Indicated In Section 2) PrtiTely Country of source of wealth/solace of Funds? Primary Industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assersiliadlities): Estimated gross receipts p.a.($): Estimated

established for each account to be opened 2. Account Ownership Summary Account Name: lege Inc - - DDA Acct. Number (Wand:We): Account Manager: Stewart Oldfield What is the purpose of the account (e.g. pxtfdio management, advisory account, custody services, long-term invesbnent, payment/expense account)? The

of the Indvicluars Business: Private investments Pnmary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Frontlet Institutions Summarize Source of Wealth: 2Busness Owner O Salary/Earnings RI Investment O Inheritance/Gifts O Other. Further

lient meebng(s) took place: Bank Officer Name(s) Bank Office: Cent Private Domicile: Cent Place of Bussness: Other Location (specify): Date: Stewart Oldfield 21 12/12/2016 • • O O O O O O O Wealth Details for this incividel are not filled in, because they are the same as for the (droning person:

on as indicated in Section 2) Nature of the Indvickers Cosiness: Primary Country of source of wealth/source of Finds? Primary indusby of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner OSalangarnings O Investment O Inheritance/Gifts • Other: Further Desalbe Source of Wealth /Detail th

rint Page 6 of 20 2. Account Ownership Summary Account Nam: The Naze trust - 92967287 - WA Acct Number (travailed/0: 42967287 Accost Manager: Stewart Oldfield What Is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? T

ription as imitated in Seek.) 2) Nature of the IndNiduars &mines: Prepay Country of palate of wealth/source of Funds? thimay industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Business Owner O Salary/Earnings O Investment O Inheritance/Gas O Other: Further Desete Source of Wealth /Detail th

ationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relationship 5 2 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists provid

income from her wife who is a Interior Designer. Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? Other Summarize Source of Wealth: • Business Owner R Salary/Earnings • Investment • Inheritance/Gifts 0 Other: Further Describe Source of Wealth

t meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Dominic: Client Place of Business: Other Location (specify): Date: Stewart Oldfield 6/28/2017 Wealth Details for this individual are not filled in, because they are the same as for the following petal: 3B. Wealth Details (Only for

f the Indrvidual's Business: Private investments Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Summarize Source of Wealth: :I Business Cramer i.. J Salary/Earnings .1.. Investment Inheritance/Gifts Other:

nt meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Placed Business: Other Location (specify): Date: Stewart Oldfield W12/2016 Wealth Details for this individual are not filled in, because they are the same as for the following pence: 3B. Wealth Details (Only for

as indicated kr Seclion 2) Nature of the Individual's Business: Primary Country of source of wealth/source af Funds? Primary industry d source of Wealth/Source of Funds? Business Summarize Source of Wealth: Owner Salary/Earnings -,... Investment 1...i Inheritance/Gfts Other: Further Describe did family accumul

t meeting(s) took place: Bank Officer Name(s) Bank Office: Oient Private Domicile: Client Place of Business: Other Location (specify): Date: Stewart Oldfield LI 0 RI 6/23/2017 U 0 U r i 0 r--: u wealth Details for this individual are not filled in, because they are the same as for the following

re of the Individual's Business: Interior Design Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? Other Summarize Source of Wealth: LI Business Owner Z Salary/Eamings 0 Investment 0 Inheritance/Gifts 0 Other Further Describe Source of Wealth

meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: Stewart Oldfield W El CI 6/28/2017 U 0 Li '7 CI in ,....i Wealth Details for this individual are not filled in, because they are the same as for the follow

f the Individual's Business: Private investments Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Summarize Source of Wealth: WI Business Owner El Salary/Eamings .WInvestment ril Inheritance/Gifts 0 Other: Fur

unts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP: 00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and att

as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: Homemaker. Solely relies on income from who is a United States Other Business Owner it Salary/Earnings Investment