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his notice or if you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in
rket Price Market Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield 800.000 25.0000 5.000 000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS ISIN 6 LS0160941/1027 Dividend ()pion Cash 06110115 5.000 000 88 9500 ALUANZ SE SPONSADR REPSTG 1(10 SHS Dividend Optio
2 mentions1 same-page
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is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
EN ORD SHS ISII484001083106i Dividend Option: Cash 08101/14 800.000 AKORN INC COM Dividend Option: Cash 25.0000 06/10/15 5.000 000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS ISINeUS01609W1027 Dividend Option: Cash 06/10/15 5,000.000 88 9500 ALUANZ SE SPO NS AD R REPSTG 1110 WS Dividend Option
2 mentions1 same-page
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his notice or if you would like additional copies of the Disclosure Statement, ukase contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing Page 17 of 16 Acco
000.00 of these shares are in your margin account 04120/15 10,000.000 39.8610 AKORN INC COM Dividend Option: Cash 06110/15 5.000.000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS l9k*LS01609W1027 Dividend Option: Cash 06110115 5.000.000 88 9500 ALUANZ SE SPONSADR REPSTG 1/10 SHS Dividend Option: C
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Mutual Connections (137)
Entities connected to both Securities Investor Protection Corporation and AUBABA GROUP
the State of New York
LOCATION263 w/ Securities·3 w/ AUBABA
Ghislaine Maxwell
PERSON227 w/ Securities·3 w/ AUBABA
Pershing
LOCATION157 w/ Securities·3 w/ AUBABA
Pershing LLC
ORGANIZATION117 w/ Securities·3 w/ AUBABA
the Pershing Customer Service Department
ORGANIZATION111 w/ Securities·3 w/ AUBABA
Legal Department
ORGANIZATION99 w/ Securities·3 w/ AUBABA
Jersey City
LOCATION75 w/ Securities·3 w/ AUBABA
Baltimore
LOCATION69 w/ Securities·3 w/ AUBABA
the Options Clearing Corporation
ORGANIZATION55 w/ Securities·3 w/ AUBABA
Barclays
ORGANIZATION53 w/ Securities·3 w/ AUBABA
Client Service Information
ORGANIZATION43 w/ Securities·3 w/ AUBABA
Money Market Fund
ORGANIZATION38 w/ Securities·2 w/ AUBABA
THE FEDERAL RESERVE SYSTEM
ORGANIZATION36 w/ Securities·3 w/ AUBABA
Pie Chart
ORGANIZATION35 w/ Securities·3 w/ AUBABA
Jeff Sessions
PERSON35 w/ Securities·3 w/ AUBABA
THE BOARD OF GOVERNORS OF
ORGANIZATION34 w/ Securities·3 w/ AUBABA
THE CLEARING FACILITY
ORGANIZATION34 w/ Securities·3 w/ AUBABA
USAGES
ORGANIZATION33 w/ Securities·3 w/ AUBABA
CUSTOMS
ORGANIZATION33 w/ Securities·3 w/ AUBABA
ON PERSHING'S
ORGANIZATION32 w/ Securities·3 w/ AUBABA