4
Shared Docs
4
Same-Page
4 / 4
Mentions
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage i
SACTION YOUR BROKER ACTED AS AGENT 09/25/17 09121/17 SOLO ALLIANZ SESP:MSMIRREPS% VD SliS UNSOLICITED ORDER -5,000.000 22.1466 110.524.69 USD AZSEY AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 09/25/17 09121/17 SOLO BIOVERATIV INC COM UNSOUCITED ORDER AVERAGE UNIT .1,047.000 56
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
05/02 PD 05/2/17 05/15/17 FOREIGN SECURITY DIVIDEND 5000 SHRSALLIANZ SE SPONS AD R FtEPSTG VI) SHS RD 05/08 4,148 46 USD RECEIVED PD 0514117 AZSEY 05115/17 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COM ULATIVE DEPSHS FIXED TO 81,250.00 USD 060505018 FLOAT 8.25% 04/30/58 BIE RD 0514 P
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
115 FOREIGN SECURITY DIVIDEND RECEIVED BASFY 05/13/15 FOREIGN SECURITY DIVIDEND RECEIVED VLKAY 05114115 FOREIGN SECURITY DIVIDEND RECEIVED AZSEY 05114115 CAS/. DIVIDEND RECEIVED .APL 05/14/15 CASH DIVIDEND RECEIVED 8K 05115115 CASH DIVIDEND RECEIVED ALLY PRB 05/15115 05115115 05115
his notice or if you would like additional copies of the Disclosure Statement, ukase contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing Page 17 of 16 Acco
42.500 00 USD MPL 05113116 FOREIGN SECIATY DIVIDEND 5000 SHRSALLIAAZ SE SPONSADR REPSTG 1/10 SHS RD 4,155.89 USD RECEIVED 05104 PO 05113/16 AZSEY 05113116 CASH DIVIDEND RECEIVED 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 42,50000 USD BK 05103 PD 05113/16 05116116 CASH DIVIDEND REC
Entities connected to both Securities Investor Protection Corporation and AZSEY
the State of New York
LOCATION
Paul Morris
PERSON
Ghislaine Maxwell
PERSON
Jeffrey Epstein
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATION
Deutsche Bank
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Barclays
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION