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clude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CaneellatinntMoodication Requests, When Client verbally places a trade with a Client Advisor, Client will be. bound to the oral confirmation rep
clude those funds in models and programs. In addition. DBSI may receive trail compensation in conneetion with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing end/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cel
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can Requests. When Client verbally places a trade with a Client Advisor. Client will be bound to the oral confirmation repeated back to Client,
lude those funds in models and programs. In addition, DEIS! may receive trail compensation in connection with sates of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBS1 provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or cal
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
Entities connected to both Securities Investor Protection Corporation and Order Placement

the Internal Revenue Service
ORGANIZATIONthe State of New York
LOCATION
FDIC
ORGANIZATION
Jeffrey Epstein
PERSONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATION
Deutsche Bank
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATIONDEISI
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATIONApplicable Law
PERSONthe Federal Arbitration Act
ORGANIZATIONForeign Securities
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONRestricted Securities'
ORGANIZATIONU.S. Department of Labor
ORGANIZATION