Epstein Secrets

olved in any past litigation against Deutsche Bank AG or any of its subsidanes or is the astomer threatening litigation against Deuirrile O yes O No Bank AG or any of la subsidanes' (If Yes provkle Poleax below and coataa QuaRy IV. (Lat4m/MO)or the Regulatory Control Grou p am I notify Complexe onmeo)ate

e year 1 12,766.17 after opening? I Currency I USD Does/will the client have Assets Under Management (Auf4) within DB under Eur. 314? O Yes ) No Meese list all parties related to the account For each party: • Check if a source of wean' desaiption I required for the party. • Check the appropriate

ved In any past litigation against Deutsche Bank AG or any of its subsidiaries or Is the customer threatening litigation against Deutsche O yes 0 No Bank AG a any dits subsidiaries? (If Yes, provide dna& bekiw at/dew/tag 2 QuaRy Mgt (LalAmantpor the Regulatory Control Group and notify Compliance immedWee

gative Media & PEP: There is some negative media against Mr Epstein and he is also mantains a dose relationship with Bill Clinton and Prince Andrew. Meese see risk calculator for more information. Appropriate approval was obtaned. • Our review did not identify any red flags and thus there was no need

.00 “Oo O None i.. Structured Products i- Other (Specify) 2011 —I-' to 51,000,000.00 1,000 Noma. Bork Sec:mons Inc /I subsidiary of tuned,. Bank AG. conducts investment banning ano socunties savings in the tin tan States I!IIYIIp1IInMll OPT' 09-MAC-0127 0.41 14 (0.(1 11) 006404 052711 CONFIDE

ID Income (covered call writing) al Portfolio Protection (protective puts) ID Speculation (spreads & uncovered wnting) Ckont(s) Strategy Requests (Meese check as many of the following strategies sought to be employed) ID I. Covered Cell Writing Moderate Risk Calls fully covered by underlying stock.