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ect: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management P rkw i 4 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, May 26, 2017 2:20 PM To: Patrick Harris
4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE
too large graph) HR Client Rentediation Progress •r,IrmiF9/ FyF •c• Regards, Rodrigo Rodrigo Quintero Vice President rt . 7S, AY, ?"," Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, June 12, 2017 7:56 AM
3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22
Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 09, 2017 1:49 PM To: Sheffali Weld • Patrick H
2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready for Office Dir Approval/SMTH 1 1 2 4. Ready for AML & Bus. Risk Approval 3 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 1 1 2 MEA-NY 9 2 11 Not Yet Started 9 2 11 GAT
Entities connected to both Deutsche Bank Securities Inc. and AML & Bus

Jeffrey Epstein
PERSON
Paul Morris
PERSONAmanda Kirby
PERSONDaphne Cales
PERSON
Jacksonville
LOCATIONJanice Franklin
PERSONEmily Craig
PERSONRodrigo Quintero
PERSON
LatAm
LOCATION
Rodrigo
PERSON
Eric Holder
PERSONFront Office
ORGANIZATIONMEA-NY
ORGANIZATION