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a massive buyback where close to 25% of the shares were retired. Howard also utilized the advice of Morris Smith, a former superstar manager at Fidelity. All of my initial reference checks suggested that Howard was supremely refocused on preserving the business and his legacy. By the time I inves
Melody Li '17 Melody is a first-year MBA student at Columbia Busi- ness School. Prior to CBS. she worked in sell-side equity research including Oppenheimer & Co. and Brean Capital and real estate private equity at ACE Capital in New York. Joanna Vu '17 Joanna is a first-year MBA student at Columbia busi-
keeping". My experience as an Institutional Sales trader: executing multi million share equity trades for the largest institutions in the world like Fidelity and Putnam. In addition, as a Research Sales person: analyzing financial statements and making investment recommendations formed the basis of my ex
Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC), assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA). Oppenheimer, a securities broker-dealer in New York, admitted that it failed to establish
keeping". My experience as an Institutional Sales trader: executing multi million share equity trades for the largest institutions in the world like Fidelity and Putnam. In addition, as a Research Sales person: analyzing financial statements and making investment recommendations formed the basis of my ex
Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC), assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA). Oppenheimer, a securities broker-dealer in New York, admitted that it failed to establish
Entities connected to both Fidelity and Oppenheimer & Co.

J. Robert Oppenheimer
PERSON
Bernie Madoff
PERSON
Jared Kushner
PERSONDan Coleman
PERSONCeresney
PERSONNewLead
ORGANIZATIONRobin Traxler
PERSONChris Dilorio
PERSONMcKessy
PERSON
Gibraltar
LOCATIONBerger
PERSONBerger Montague
ORGANIZATION
George W. Bush
PERSON
Justin Trudeau
PERSONKeener
PERSONJustin W. Keener
PERSONJMJ Financial
ORGANIZATION
Jeffrey Epstein
PERSONJaney
PERSONthe Securities and Exchange Commission
ORGANIZATION