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,000,000.000 .B.3 INYTS GM BH GTD SR NT REG S ISINS USA29866453 7250%04103/24 BIE DTD 04/03(1.15 6 P Rating BB. 10131/17 2,000,000.000 99.0650 DEUTSCHE BANK AG NTS ISMS US25625A1133 4 296% 05124/28 WE DID 05/24/13 FORBGN SECURITY 1ST CPR DTE1724/13Moody Rating Bat S 8 P Rating BB+ 06/01/18 1,000,000.000 91
y of The Melt a New Vat Mellon CaoporatIon (MY Mellon) Per Ihnx 11.C. mnWon FttatAV VVELGM-00046522 DB-SDNY-0009346 EFTA_00157131 EFTA01289494 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 SOUTHERN FINANCIAL LLC 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 OtiAtUth• YM •11,..li• Marlh hasmeitentir
REG DTD 17JOYS CLEI RD 1130 PC 2/1118 12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD RE-COVED NTDOY 12/27/18 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439AG4 TIER 1SECS ISINS US539439AG42 7.500%
ldiary of me Usk N New Vat Mellon Corporation (Ely Mew) Positing UK. merter Pkilliia.GM-00046573 DB-SDNY-0009397 EFTA_00 I 57 182 EFTA01289545 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) July 1, 2018 - July 31, 2018 SOUTHERN FlNA NCIAL LLC Estimated Ann
* UO62541133 4 296% 05124128 8/E MD05/24/B FORBGN SECURITY ST CPN DIE 11241131loody Rating Bat S 8 P Rating BB. 06/01/18 1,000,000.000 91.7780 DEUTSCHE BK AG N Y BRH VAR INNS U625620689 4.875% 1210132 8/E DTD 2/0117 CALLABLE 12/0127 06/01/18 1,000,000.000 86.8260 SERVICEMASTER 00 NT 7250%03/0138 BIE D
dend Oplion: Cash CUSP 48576U116 07/12/18 25,000.000 18.6840 467,106.00 17.7800 444.500.00 .22,606.00 NINTENDO LTO ADR Security Identifier: NTDOY Dividend Oplion: Cash CUSIP:654445303 02/05/18 10,000.000 51.7910 517,906.00 42.6700 426,700 00 -91,206.00 5,027 26 1 17% Total Common St
ai satddlary a The in a New Vat Melba Corp./melon OM Mellon) llC. averrate Facee.%41)1aPM-00046718 DB-SDNY-0009542 EFTA_00 157327 EFTA01289690 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) ,ebruary 1,2018 - February 28,2018 SOUTHERN RNA NCIAL LLC Procur
USD BRK A 39,390 00000000 02107/18 02105/18 PURCHASED NINTENDO LTD ADR UNSOLICITED ORDER ALLOCATED ORDER 10,000 000 51.7500 417,906 00 USD NTDOY YOUR BROKER ACTED AS AGENT 02113/18 02/09/18 SOLO M IRAGEN THERAPEUTICS INC COM UNSOLICITED ORDER -3.000.000 5.2500 15.623 63 USD MGEN ALLOC
/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4 875% 1210132 WE DID 2/0117 CLB RD MO PD 21011 2469000 GENERAL ELEC CO GTD FXDTO-FLTGRT NON-CUM ULATIVE PERPETUAL PR
/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4
/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4 875% 1210132 WE DID 2/0117 CLB RD MO PD 21011 2469000 GENERAL ELEC CO GTD FXDTO-FLTGRT NON-CUM ULATIVE PERPETUAL PR
/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4
/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4 875% 1210132 WE DID 12/0117CW RD MO PD 21011 2469000 GENERAL ELEC CO GTD FXDTO-FLTGRT NON-CUM ULATIVE PERPETUAL PRE
/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4
Entities connected to both Deutsche Bank and NTDOY
Darren Indyke
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Martha Stewart
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Stewart Oldfield
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Richard Kahn
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PERSONSecurities Investor Protection Corporation
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Joi Ito
PERSONthe State of New York
LOCATIONPershing
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the Pershing Customer Service Department
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