Epstein Secrets

d by ERISA § I04(b) operative during the Class Period as defined in the initial complaints on file in the Howard and Greenberg actions. In addition, Bear Stearns will provide Co-Lead Counsel with the names of the members of The Bear Steams Companies, Inc. Executive Committee and the Employee Stock Ownership

eams Companies Inc. Employee Stock Ownership Trust) during the Class Period, to the best of its current knowledge, information or belief. Defendant Bear Steams does not concede that any of the individuals whose names are provided are in fact fiduciaries of the Employee Stock Ownership Plan or were fiduciar

9/14/2009; Wesley S. Williams, Jr answer due 9/14/2009; Custodial Trust Company answer due 9/14/2009; Board of Directors answer due 9/14/2009; The Executive Committee of the Company answer due 9/14/2009; The Employee Stock Ownership Plan Committee answer due 9/14/2009; Kathleen Cavallo answer due 9/14/2009; Steph

ABS Funds while there was an opportunity to do so. Arbitration Provision 12. Pursuant to the Customer Agreements between Bear Stearns and FTC and Bear Stearns and COUQ, "... controversies arising between [Claimants] and your introducing broker and/or Bear Stearns, and any of your or their control persons,

tor, until he was forced to resign on August 5, 2007, was President and Co-Chief Operating Officer of Bear Steams. Spector was a member of both the Executive Committee and Board of Directors of Bear Steams and was the key individual responsible for developing Bear Steams' hedge funds business at issue. Spector had

any time during our handling of this matter. As you know, we have asked you to post a cost deposit in connection with the FINRA Arbitration against Bear Steams, and you agree that we can use that cost deposit to secure payment of our fees and expenses in this matter as all. Because costs usually escalate

before we commence work for a client. In your case and in reliance on your commitment to pay all bills received from us promptly upon receipt, our Executive Committee has agreed to a waiver of the usual initial cost deposit, although you understand that we have the right to request one at any time during our han