Epstein Secrets

ice Franklin Subject: RE: EEA Client Notation in dbForce Date: Tuesday, November 27, 2018 5:44:31 PM Attachments: IMMOVZINICI imag e003 ono Hi Sylvia, Yes, I have facilitated training for ABR. Moreover, we have added this to our broader training framework that all new joiners will go through (ABR

le, Florida 32256 USA From: Sylvia Escobar Sent: Tuesday, November 27, 2018 5:38 PM To: Derek St-Hilaire Subject: EEA Client Notation in dbForce Janice Franklin Dear All, I hope you are doing well. Could you please confirm that your teams are following the agreed steps to identify EEA clients in dbForce bas

From: To: Derek St-Hilaire Subject: Date: Attachments: Hi Sylvia, Yes, I have facilitated training for ABR. Moreover, we have added this to our broader training framework that all new joiners will go through (ABR

ciation Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400 Jacksonville, Florida 32256 USA Tel. +1(904)645-4411 Email Sylvia Escobar; Janice Franklin RE: EEA Client Notation in dbForce Tuesday, November 27, 2018 5:44:31 PM image002.png image003.png From: Sylvia Escobar Sent: Tuesday, November

Subject: Date: Attachments: RE: EEA Client Notation in dbForce Wednesday, November 28, 2018 9:20:43 AM image004.png image003.png Good morning Sylvia: Hope all is well. Have you identified any KYCs where a primary decision maker was not identified? As previously stated in the October 17th call, A

o the AFC team and detailed guidance provided. Moreover, I included the requirement on the quick reference section of our KYC Checklist. Regards, Janice P. Franklin Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Americas Regulation, Compliance & Anti-Financial Crime