3
Shared Docs
3
Same-Page
3 / 3
Mentions
atement LEIS Fiuncial Senates ix. (the F im or UBS Roark! Sykes). is a merrter of all orincitol wady, cannodty and cptira exchanges. LES Ft-encial Seneca and U3S Bank USA we rdrect sutokiares of LES AG and affiliates of LES Stositin U.C. lhe Fim's I hancial statement is available upon repast The Fin
paid seosties at try time. You may ratite secunties used as loan collateral after paying any balance due on them. k -y securities Pandered to the Cirri dring the stair ent monad are listed at market Mut as of the end of the statement period. • Cast basis. In damning the cog basis of the stoat inc
to )0J financial Adam The Film does rot irdeperantly way a gauntry the accuracy a milky of ry *formation provided by souses Car than LESPi-uncial Seneca ▪ atItion although UPS Fennel Sates general& imdates his information as it is reserved, the firm does not provide any Asturias tut the information
g fern. UBS Fi sncal5erwees is not recordable for data information and dots not guarantee es accuracy. These assets an not protected by SRC or the Cirri's supplemental SIPC coverage. • Revenue sharing and additionalcompensation — In Adana' to conmissions on sales and I /bit lees received es caretti
ed to yea Finarial Adam The Firm does rot irdepercknely vereya gamma the aco_racy rally of ary information provided by was otter than LESFa-uncial Seneca h adhere although UPS Financel Services gamely le:dates fib nformation as it is reserved, the him does not provide art, Amu:woes that the it-Mali:
e by you. You are responsible fa orders that re executed due to your failure to cancel erlrg open orders. Privacy To obtain a copy of out current Cirri rrefacy Notice. please contact your Friancial Mawr ce visit our wobsite at gen! ubtrOnfreiv Moo:oleo UBS bruncial Services is not a bath the RSA,
Entities connected to both Seneca and Cirri

Ghislaine Maxwell
PERSON
George W. Bush
PERSON
NEW YORK NY
LOCATION
Condoleezza Rice
PERSON
Vicky Ward
PERSON
Joi Ito
PERSONRussell 3000
ORGANIZATION
UBS AG
ORGANIZATION
Mao Zedong
PERSONWeehawken
LOCATIONDoug Band
PERSONUPS AG
ORGANIZATION
U.S. Treasury
ORGANIZATIONCayman
LOCATION
United States
LOCATION
Puerto Rico
LOCATION
Stanford University
LOCATIONLOS AG
ORGANIZATIONHarbor Boulevard
LOCATIONNnandal
ORGANIZATION