Important information about your statement U3S Financial Services ex. (the Firm or UBS antacid Strokes), is a mercer of all principal madly, cemnothey and eptianexchriges. UBS Financial Senices and LES Bask USA re edieet subsilones of UPS AG and athhaes of LAOS Seamen U.C. The Fim's f envoi State inert C available upon request The Fines exeoria off kes are a. UBS Financial lances 1200 Harbor Boulevard Weehawken, til 07086 This Statenint represents the only off icial record of you LBS Financial Seems account. Other moods, except official ter. &contrib. contanng conflicang data shook' rot be relied was II you belts thee is an ma a OmiSPOn please report it immediately n miens; to the Brands Manager of the office serving your account. Allheup al lige' shown re Mended to be accurate, statement tea thicukf not be wed fa to purposes Rely kith on yeasend tax forms. (le , Form 1099. 5498, 10425, etc ) when prepamg your lax return. the Fin required by law town to to IRS all taxable distends, mporttee rontauble Oakland and arable hierelt emed en sensitise held alma scant, nee steeds on see tra-sact Oro, ad eon basis:newton covered mortis Czatlitsliailleitle with the Fee • Fleas rimortinn so oral corrierkations in swing to further protect your richts. induern9 your rktitS Wier the Searles Investor Protection AO (SEA) • II the financial iatitution cn the top len of d-le font of this statement snot LBS F noted Serves, LBS Fennel Santee carnet par /count as dewing broker by arra-gement rah the edcated inneution We inform(' yaw of this relatOnShio when you opened this axon. I. the cast your lure and searities a* located a LOS financial Services and rot the isokceg broker, and you mist make a repot of any a or omission to both firms As described the account agreements, you must natty w Ce sty errors or fraud ewereg chedcs reflected at your statement wen, 30 days alter il was mailed or made available. All statements shall be deigned corrplse and accurate n all other respects if not objected 10 in vinteg within 60 days • Please deed cuRomer complaints or edines to the Fierrs C lent Reistan (*eminent at 201.352.1999 a toll roe fa 993.354-9103, 8:03 A.M. to 6A0 P.M FT Monday through Friday, or in veiled to LES Financial Senices Ix., Client Relaticns Department, P.O. Box 766 Union Coy, NJ 07032 • In cote of errors or Baste ls about an electronic fads toner (FT), bas pear a UBS Votekbit cad transactions, call K0762-1000, or write to UBS Fennel Services Ix., 1000 aorta Bled, &Mice. Weehawken NI 07086, Attn It MOBS& Serves. Cal ix write as soon in you can, if you hi+ year statement a receipt k slang or if you need more excitation axe a transfer on the statement or receipt. The Firm or Cad Stec (as aphable)must heir from you no In ten CO days skier the Fine Sent yOu the Int statement on which the error or ecblem amend. - ProXdo your name ad scant number Of any) - Devote the erre( Or the trawler you revere about, inn eplain as <Pah as you cm why you believe t is an env a why yco need mote cremation - hoWde the dolor anent ot the suspected rota. The Finn or Card Issuer vii iseestiote you rcomadaht and eel correct any error promptly. For alleged mots enolving UBS Via debit cad transact ene, if we take mot than 10 busensdays to &this, we will credit your accord for the &WWI youth:ilk is in error, so ha you well hove the use ol the money during tie time it takes us to <emoted. our instigation. Please mice all checks parkb to the km or the financial inateriri ticketed on he frad of this statement In addition to regular accent fees, accounts may be abject to mantenarce let throats for lee payment for securities purchases and charge kr unpaid arrarits n cash accents. Accounts that at tranSferred to other instiultns may be subject to a transler fee UBS Sweep Oreitons LAOS offers options for women can bares balances to bale deposits at UM Bak USA and UBS AG %pinked trench (Bak Sweep Pregarre4 money matte mutual hark Money Fong and the internationalDepose Ackert (DA)la cuetanee with n Intentional Reeky Manger end Accost. Though the Bat Sweep Programs, cash balaices we swept to LES Bank USA Leo to an stabbed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC insured in accorda-ce with MK mutts. Format information please Mil wwwidic re. Deposes at LES AG Stamford Brach ad shares of MoneyFundsare rot nosed byte FDIC. Through the DA, sweet to cash balances are swept to depose scants al UBS AG New Yak Branch and LBS AG Cannon Ranch Two deposits arena Soured by tie FCC. Balsas held at the UDS AG Cayman Brandi are tempered, noosed to the serer Irk of the Caren Wire, and there is no guitars* or other obagstion of LIES AG to oink to blames btfli8 on the LES Cayman's Brach's books. Depose at LEG Berk USA and each UPS AG Branch are no, protected by SIK. Money Fund shoes are protected by SIPC. See 'LOS Fhancial Services Account Protection' bedew. Ups your request, balance in the Bare Sweep Program or DA may be withdrawn and thanes of a Money Fad may be lisidated, ad the proceeds returned to you or "'asepses account. Further ekrmaton about available sweep opkebi, ncledrg cumin: interest rates and gelds it available at wnyubscornseeeeprekk from your Fnancial Advisor a by calling 800-762-1000. UBS Finset! Sendai account protection 7t4 Finn .• a 4,+h•of ths Ts, Min 'wirer.' rine-1m Corporation (9PC), whiti protects len-flieS haa-ntS 01 its renters up lo $500,000 (en( kwling 1250,003 kr trains for casli. The SIK awe protection limits slay to all accosts that you heed h a partiality c000city. the Fun, together rids certain aft ilexes, ha also pure/red tiablientaplatiniOn. The regimen amount payee, to a Sgibui diieet, foirclireb under this protection is S500 milion a of Decent*, 10, 2015. Stbrn to the poky ordilons ad limitation, cash a the firm is further protected f o up to SI .9 million n the aggregate kr all your accounts held n °prime opacity. A fat copy of thepoky wadeg is available uPon Mgt**. The SIK protection ad the supplemental protection both do not apply to • Cen in Cenci.' assets controlled by (end eked n your account value) but held away from UBS Financial Services (e.g., certain( cash at UBS Bat USA, 00 cash at Les AG U.S.Nanrhes, (4 Moire trodden, including visa:bat annuitiee, and 06 thorn of MAWd finds where such Pies ay registered duvet& n the name of the account holder on the books and records of the applicable star a transfer agent), • Cabin eneb-nent contracts or inesiment interests (e.g.. linded patnerships ad pirate placements) that an nal regdoned under se Securities Act of 1933; ad • Commodities CaotaCIS (e.g, foreign stain? and preccus metal conthacts). ineludirg futures contacts aidcommoditywhen contract. The SIK protein and she supplemental protect:indo not apply b these assets twin if they otherwise appear on your statements. The MAC protection aid the stPOlowantal protection cb not protect against changes n the mike vale of your imestments (whether as result of market movement. inner ba-kruptcy a aliened More Wellston is salable we, regent You twey cbtan more inlormation about SIFC, including the SIPC Brochre by antating SIPC at 202-37143CP of by Wang the SIPC waste at wwwiratogy Dividend Reiwestment Program (DRIP) the pre reflected is an sows mice. You may *ben the actual price ban ye Fewest Advie Onti. *hole share are purchasedunder DRW; paint shoe will be soli ad the cash wig be deposited in your amount The civickard reenactment price applied by the sear may Miler from the make price al which the partial shires as sold Castwitlieu Cnhatiole unts may be head n yar account If yes ere entitled to a petal LYS a a result dam:biked payment or OhltINi30. the Firm will either sell pahal we at marlin prise a accept an moue detionined by a regiaered cleiri-g agency, axl credit yea account Investment objectives The i-ronlmer1 objectives and risk profile are specks to each account and may sty between you accords Please advise the Firm pronely in wining of ay sgeicant change in rot feancual situations investment obscures For eachaccord held, you choose one of the folowi-g ins-toned el:inters CONFIDENTIAL • Proctor. Cuneneincome: Vestments seekng the generation of Nome enbi. • Aches Cape., Appreciation. Investments sea i-o growth of atheism' rather than the gererstion of Nam. • Produce Consbaunno of Mame and Capital Appreoitton. Nemo:nes seeking both the genera's of 'ca rd growth of pined. Overall tisk profiles • Contemn: no. Seeks to mantain SIN pitied, with low not and volatility to the accent moat esen if to means the mean does not generate sign il rant ear* or resume and nay rot keep pre with elation. • Moderate. VENN to accept sane fit to pirciout and tolerate some votalkty to seek higher returns. • Aggnsante: Wiling to accept high me( to piecpal and hips vole lily to seek highreturns owe time. • M.•• omen ESgslatirt Consederation:t elected a potion of the portfolio for let account may node canplex strategic, Tented lisicity and rater medley. Statement •houreholdior We may ecrisoldrie a related seat statements with the same adi-ess in the same eneetve, e.g. because ley have owners oho ato) maintain jots account reecrehips to other darts a the same addressif you prefer to recent indnichal statements marled is separate envelcpes, you may declass har,eholdng by calling ye financial Achwor Friendly Gann name The Fruedh aaeu4 name is a custom:Polo 'manure chosen by you to assist you with your reconleeePed has no legal elect an yOur account You can change hiendg acorn names. through Online ServiCe5 a by contacting your Financial tenor. Account overview • Value of your amounegonToto. Net of assets and liebilitis • A ne b hcbdies amid* cash balance, values fa needed teary tot ), and Global Tim Deposit, areared narks to maket, andcertain assets not held by the Fem. Does rot include unpriced satinet assets at the end of the pier and anent statement p(410db. Of pirate eweienentt. inested stock options and earceable stock options • bibitties. Includes debit balances, outstanding margin bans. credit lee, shot accord balances. • Cesamoney balances. Total of uninvested sada* cash balwices, plus deposit balances at UBS Bank USA, LBS AG U.S Branches ad money melee mutual fund sweep Wares, at the thee of tie statement period N:n-contredity free creot balances in your account are not segegaed from other balances and the Font may use Sly of these lads lithe ordnay rouse of As basins, These funds en r payable upon your domed. This total is etched in le arrant period dosing Vale Landes, alternation For cleated information on the lirm's krdng prances and dootesuros refer to you Client Relationship SDNY_GM_00028530 EFTA_00137150 EFTA01278057
Important information about your statement (COnffnUed) Agiement or ACCCial Aiytertertl and the General Terms ad Conditions IBS Statement of Credit Practices ;nibble in Agreement; rad Oixbwres aakveMmnWarm, maStrawam. Yew rift Your statement itemizes secuntres ad other SSW> held the award at the erdof the steamers period. You may ark for &Plea Of ft* pad seo_rinies at ary time. You may receice secuUties sated as loan collateral after paying any balance dm al them. Arry securities transfernd to the Firm dreg the statement period are listed at market vane as of the end of the statement period. • Cost base. In determining the cost basis of the securities inchded m this cantina, where indicated wih the number l, • WS F nonce' Services has relied oninformation obtained from sources other than LES Financial Spaces, including information frcm another fin, a that sum./ toVegrovided to yea f harslet Arbor. The Film noes not irdeperantly verty ranee the accuracy a vac% dry idormation provided by Wen Car than LES Sruncial Senesces h addition although UPSFinancial Service's general& tozdates his nfamation as it is received, the him does not provide any assists-set that the iikrMalirt taller 'Cost bans° ad *Unrealized gad loss' is accurate as of We date of he statement. As such please do red refri on this nfaration to make pushase or sale decisions (a tax puposes a otherwise. Accounts turdared to the Fim may WW1 gait loss information only for the period id tine they we held at tie firm More hiaorical rdcrmatcn can be aided by you Fa-axial Advisor. • Urirealitrid gaits/loss When data a available, stringed trroalized suindlowes ore cactialed Ice hivittal swish lots. The transaction data for hthrilial lots may or may not ref lea cummisions, rZ ardor security reorganizatcn events ardor d and other reinvestment lob ad systematk puichae loll are each combined to dictate, ore averaged lot the 'Trade date' colon presents the agnel Vansaction trade date. • Callable tecurides Bonds and preferred stock that the Saar cats for eat redenplon will be selected rripatelly by to Iran among all sebrans of that Ssue held in our rune a in nominee name for or clans. Call Watt. rilanutith is obtained from third parties and as accuracy is not guirantrad. Ott. call feaann may amt which courd Oat weld compel* information will be provided upon request • Certificates of deposit (ON). CDs are FDIC awed Li, to 1283,W0 in principal and /CMS interest per depontor and per depository innituixt h accordance with FDIC rules • Priodvalue Prices displayed f or securities and other roasts may be higher or lower than the price that ye( would actuary receive in the metre Wks are obtained from varkus hid party sources mhiti we trete to be reliable, but we do not garantee thee. accurmy. - We gestalt use the closing price when avalebka Ow mean of the bid aril ask prices for lined acuities and option; a only bid prices for OTC sect:dies. - Less attereir traded secuities may be priced using a valuation model ate moss recent price we craned And may not reflect in actual make price a aloe - Certain positions may appear wit oot a price arid will ?row as 'vice was nol avaslable• it we are triable to obtain a price fora manly - Daposih a securities denominated burner-cies Other thin U.S doll.. are reflected at the "whereat rate as of the statement date. - fa certain searites rading n non-conformrig denornnations, price ad quality(fwe milue) may have been adjusted to facilitate paper valuatim To cbuin &ram animas. when available, correct yes scx-coi screnur • Amts innesUnerIla and etruchared produas. !ovate riorflrnal wcueis (ric Laing drcct participation program and realestate investment then washes) and structred pains are general highly .paid. Celan sen_cticred products hate not been registered with the SeCUribef and Exch Commission ce under any fate strait:to. We Provide estrnated values for pivoe investment searites ordnactured products for ifformational purposes only. tunny., is COI pirouetted. - These votes may differ abstawisetircal ark il any. at which a Par, rweareril riy structured product maybe bought or sold and cto rot necessztibrureserd the vat* you marearm Lyon liquidator. - Third party esimmes of vain are as id a artain date ad in supplied to UBS humid Services on a regular basis by an independers imitation firm. - bait. general paint. or sponsor estimated vales. it any, ate applied to **Fenn by the issuer, general partner or waxer and may be cakiAated based on deferent information from that used by tied panies to derive their eninated values. - You can obtain additorel aormation regarding the metscblogy used to determine the estimate of value and the dale of the Hamblinthee is the basis fa the estimate by contacti-g your financial Advisor - Thirdpatty 'singed vales may be reelected as 'Not priced' in several seriatim: when an independent valuation him has not sathird a is web/. to assign a atm when we become mwre that a matenal event has caused that may call a pthrousy reported value re( question, or Wien a value would be highy speculathe due to the nature of the tautly. - When neither an thuer, general partner or sponsor estisuted value nor a thed-paly estimated wake is wooded the vale of the seasity will be different kern its caches. price. • •Ddribution to date' pewinclude Misn of capita( ncome orboth. - 'Original unit size' represents the Nal offering price per tat and may not reflect sour ad bait - DIP awl unlisted RES manes are rot listed on a rational securities exchange, and at generally liquid and even a they can be sold, the prke received may be Ism than the per chore estimated vale provided n the accord statement. • Restricted 'Kornai. Reacted 'earners gtheralb at not manly Ogre tor public sale. UBS Financial Service:use: the mstvet priced the unrestricted stock of the sane issue( as an imputed value for the restricted stuck (*tourers rend statement orgy To the extent that resekled sect des are elgbb to sale, the vale received may be treachery less thinthe imaged vabe *can • Est. (estimated) income. arrant yields and rates. M estivate of amual income is based on Current dividend ant interest rates, assuming the searites will be held for one year from statement date or until maturity This Mina* nod/ a gudelne; accuracy and continued income are not guannteed - Estimated anal kerne and curent yield for certain types of leashes could ficklere a rerun of prise's:dor capital gains in which case the est income (a-dcurrca yield would be overstated, - Estimated anal income and curent yield and the actual income and yield mitt be laver or higher than the estimated amounts. - An *nine* of arruaked income (dividend ands intend) divided by the current market valmiaverage balance is based cm the tut dividend or interest payment made by the issuer and mines he seckee*Vdepoms will be held for one year from the statement dote or until metre', Accuracy ad continued well am not guaranteed • Assets not held by LISS Financial Services Certain insets ate rot held by the f its ad not nth the Fun's possessor or caurol. These assets at displayed on loos statement for informational purposes oily Positions and values presented ate provided by the Ssu'rg fern. UBS &uncial Serves not rexcrable for We information and does not guarantee es accuracy. these assets are riot protected by SOC or he Fines 1UpPlemenral5IPC town's • Revenue sharing and additional campmates.. — In addition to conmissions on was and I )bi I lees received m carecticri with Ow distributiai rrulual krds to ow dents we anchor our Anal* receive revenue Payments Iran distributors ad or advisas of thenatal funds that vie sell. These arnants are based on two &fermi corrponents (Z the mown of ale, by UBS of a Palicur mutual fund I amib to our clients: and Vi) the asset value of a particular rrutual fund famiWs shares held a the lrrn — We and ar MIAs ako receive networking and orrnbus processing Inv n corodocation sat transfer agent services that we provide to the mutual first These fees generally are pad from investor asses n the meal lured and metered dolls amount based on the iamb's of accounts at the broker.clealer holing mutual fund al that fund family CONFIDENTIAL — h addaion to cornrassiss received n connection with the sale or dethbution ol arty contracts and tent investment that knits tow dents, no anda our affiliate recto* reserve sharp compensaixi from marry of the issuance companies undentring the artraty contracts, aff Times ct IS insurance carrnies or porn= of the ant irriestmmt tugs we disetute. - Our affiliates also rearm trading canines:on and other compensationfrail trawl kends and rains: companies whose roasts we dstrIcute. - We receive an anal fee from UPS Bat USA ad LES AG Stanford Eearith Or w 10 $25 per accare sweeping to the barks under the UBS Bank Sweep Program. Activity Inficemanthregardngcommksbns and other chars tared h connection with the execuan of trades, isltdrig option transections has been incbad on codMaim prewousy furnished to you and vial be provided to isouprcrrptly on repast. Short selling 11 you are ergaged in short selling a secunty, you may hares/large dot to casein boinowiw costs for cut palkulorsectay. Open orders Regarding open or *radtill-cancelled* orders that ware not executed by the streamer* data, open buy and lel slop orders are redoced by the mount of diederds a rig-its cn an ex-dividerds a voritils clue unless reramted othenvise byyoo. You are responsbk for orders gut are executed dm to yeti bdure to cancel *Wag open orders. hinge To obtain a copyd as current Client PrivacyWake. plead contact yos i t Achiscr von our *erne at *taw oar ram/eaatnartirer UEG Fitaxid Se-vas is rota balk the AMA Business Services Account 854 and IRMA are brokerage accounts which provide muss so banking services and pockets tea * arangerments with af I Aoted bat ad other Ihniparty banks, ad provides aCC4131O mace and enough acdras Saud by unalkiredthid-party reurance canpanes through insurance agency subsdianes of UBS Financial Services Inc. inenment, aura e. ad a- roily products, Not 1OK finned • No bank qua-ante.. May lose ream RMA. Resource Management ben ant, Business Services Amount BSA, IRMA and intonational Resource Management Accord as registered service maks of US$ Fnancial Services ax Visa Signalise e a repeated praise mod of Viso Ineemanthal I.65 Yu Signets* anat cads and IBS Visa debt cards are Punt by UK gar* USA with Perrression from Visa USA Incorporated. UtS Pinencial Swim Ins Rev 201604 SDNY_GM_0OO26531 EFIA_00137151 EFTA01278058
(SUBS U6S Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700362‘0390616 Y1 0 Business Services Account May 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your financial Advisor. SCOTT STACK MANILYLE CASRIEI Phone. Questions about your statement? Value of your account Call your Financial Advisor or the ReSourCeline at 800-262-1000. account 02%23692 On April 29 (5) on May 31 (5) Your assets 6,627.90 0.00 Visitor's websIte: www.ubStOrrttlinanCiakerviCeS Your liabilities aoo 0.00 Value of your account 36,627.90 $0.00 Tracking the The u5anC5 value of your account Sources of your account growth during 2016 Value of your account at yea. end 2015 555.373.13 SS .1 Net deposits aid withdrawals .S55,393.77 3C 4 Your nvestment return Dhiclendarxl interest income Change in motion value $20.64 4000 6.6 00 Value of your account on May 31. 2016 $0.00 Dec 2014 Dec 2015 Ars 2016 May 2016 Member SIPC AsiP700020C0624039NP1000062748 03001 0516 000030000 CONFIDENTIAL SDNY GM 00026532 Page 1 of 8 EFTA 00137152 EFTA01278059
SUBS Business Services Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (5) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Corrrnodities 0.00 G Other 0.00 Total assists Value of your account $0.00 S0.00 Account name: 116 EAST 65TH STREET U.0 Friendly account n ame• 1 16 LLC Account number: Eye on the markets Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Index Percentage change May 2016 Year to date 58P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% ANP70002003624040NP7000062748 00001 0516 00C03000 Y GM 265Page 2 of *3 CONFIDENTIAL EFTA_001 37153 EFTA01278060
SUBS Business Services Account May 2016 Change in the value of your account May 2016 (S) Year to date (1) Opening account value $6,627.90 $55,373.13 Deposits, including investments transferred in 1,221.67 14,339,328.77 Withdrawals and fees, including investments transferred cut -7,869.02 -14,394,722.54 Dividend and interest income 19.45 20.64 Closing account value $0.00 $0.00 Account name: 116 EAST 65TH STREET 11C friendly account n • Account number. Dividend and interest income earned sot outposts of INS Statement twatilty of intetest and bridend income has been Otterminect Iran a US tar iepzeting ;tractile.. Based upon the residence of the aCcounl holder. account type, or product type, torn, interest and or dvidenzl payments may not be subjod to United States (US) ardor Puerto Rico (PR) income tares The tient morn* statement is not intended to be used and cannot be reled upon for tar purposes. Chen% should refer to the app/Cade tar tenoning forms they recei* from UBS ennui*, such as the Forms 1099 and the Forms 493, foe lac reporting information. his the practice of UBS to file the acocade las reporting (oars Ann the US internm Revenue service and PR steamy Department and in such loons accurately dasIfy chidenct Way inlet's' as lax exerrot or tarabSe 'oxen** Mast consult your lnivdual tax preparer. May20I6(S) Year to date (1) Taxable interest 19.45 20.55 Total current year $19.45 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $19.45 $20.64 Cash activity summary Your financial Advisor: SCOTT STACK MAN LY LE CA SRIEL See Account activity the month for detab. Banner in your Sweep options are red udedin the opening and closing hdances Aut. FDIC insurance applies only to deposits MUSS Bank USA, riot to deposits at WS AG, Starriod Branch or bank deposits placed !brooch the UBS Intetnaronl Deposit Account program. SIPC protection applies to money market sweep find holdings but rot bank deposits Srelmportant inSounatton about your statement on the Izt Mo Pars d this document for Ma's May 2016 (S) Year to date (S) Opening balances $6,627.90 $55,373.13 Addtorts Deposits and other funds credited 1,221 67 14,339,328 77 Dividend and interest income 19.45 20.64 Total additions $1,241.12 $14,339,349.41 Subtractions Checks and bill payments -6,69080 -169,519.10 Cash( ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments -1,178.22 -11,945.73 Pees 0.00 -12.00 Other funds debrted 000 -14,206,214.71 Total subtractions -$7,869.02 -$14,394,722.54 Net cash flow -$6,627.90 -$55,373.13 Closing balances $0.00 $0.00 Loan summary Year to date loan interest $0 .56 SDNY GM 00026534 airIP700020C0624041 NV701:0062748 00001 0516 OW:030000 CONFIDENTIAL 000000 ►age 3 of 3 EFTA 00137154 EFTA01278061
c;I't UBS Business Services Account May 2016 Account name: 1'6 EAST 54TH 5:PEET NC friendly account name: 1 'S Lt r Account number. UBS Bank USA Business Account APY Your account instructions Interest period Apr 7 - May 5 Opening UBS Bank USA Business balance Apr 7 $5,914.16 Closing UBS Bank USA Business balance May 5 $5,075.81 Number of days in interest period 29 Average daily balance $1,746.14 Interest earned $0 .00 Annual percentage yield earned 0.00% UBS AG Deposit Account APY Interest period Apr 7 - May S Opening UBS AG Deposit balance Apr 7 $0 .00 Closing UBS AG Deposit balance May 5 $0 .00 Number of days in interest period 29 Average daily balance $2,453,161.88 Interest earned $19.45 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in important inBormation about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected Your A model Advisor SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is POO, First In, First Out. ANP7C002000.24042NP700006214$0003I 0516 000000000 CONFIDENTIAL GOCSAY_GM_000265PRie 4 of 8 EFTA_00137155 EFTA01278062
*DUBS Business Services Account May 2016 Your assets Account name: 116 EAST 65TH STREET LLC Friendly account name: 116LLC Account number. Some prices, income and current 'agues snonn may be apprce4rnme. Asa result. gains endlosses may not be &Curia* reflected. See knportainfosatefron ebota your ste•remem a Pie end olttis clxon-em lot more Infoirnanon. Cash Cash and money balances mating Cash Doering telinCe on Mai I (S) ClosingbienCt Pike per share meracie on May 31 (5) on My 31 (1) rater Drddend interest peno4 Your Me adei Advisor: SCOTT STACK MANI LYLE CASR1EL Days paned -0.56 0.00 UBS AG DEPOSIT ACCOUNT 6,628416 0.00 Total 96.627.90 $0.00 Account activity this month For more Information shout tee pried wive shown for restrkted securities, see Important Inktmatiort aboat your staterxert at the end of this doe irrieM Date ActlwIty YOur Quantity/ Description expense code Face value Hoy N Nue (1) Cash amount (S) Cash and money beanie 0) Apr 29 Cash and money balance $6627.90 May 2 Withdrawal ACH WITHDRAWAL HYSNSFNDDSBLTY -226.74 6,420.61 May 2 Interest UR S AG DEPOSIT ACCOUNT 19.45 May 3 Withdrawal ACH WITHDRAWAL CON ED OF NY -1,344.80 5,075.81 May 6 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 4,999.21 May I 1 Withdrawal ACH WITHDRAWAL ADP EEPANIGARNWC -1,680.69 2,516.18 May II Withdrawal ACH WITHDRAWAL ADP Tar/401k -802.34 May 17 Bank Card 0804 EXTRA SPACE STORAGE -366.31 2,149.87 May 20 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 2,073.27 May 25 Bank Card 0804 EXTRA SPACE STORAGE .415.05 -824.81 May25 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC • 1,6e0. 71 May25 Withdrawal ACH WITHDRAWAL ADP Tait401k -802.32 may 26 Bank Card 0804 EXTRA SPACE STORAGE -396.86 May 26 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 1,221.67 May 31 Closing cash and money balance $0.00 SONY GM 00026536 ANP700020C05/40.13 NPT000062748 00001 1:616 00000000CS00000 Page S of 8 CONFIDENTIAL EFT-U/0137156 EFTA01278063
*UBS Business Services Account May 2016 Account activity this month (contioeco Transaction Posting date dale Decoction 113urit Card purchases visa debit G MAXWELL Miscellaneous/Unclassified May 13 May 17 0804 EXTRA SPACE STO 201-996-0020 N1006135253134010156 $366.31 May 22 May 25 0804 EXTRA SPACE ST0201.996-0020 N1006144253143010014 1415.05 May 23 May 26 0804 EXTRA SPACE ST0201-996-0020 Ni 0061452 53 1440 10236 $396.86 Total - Miscellanwous/Undassiied Total Card chargers Category current pedod(S) $1.17822 $1,17822 Yew Woe ($) Card purchase sumrnary Lin Ursa debit G MAXWELL Building/Home improvements 10.00 11,38941 Communications $0.00 $37.99 Medical and dental $0.00 $1000 Purchases 10.00 /2,160.07 Restaurants $0.00 $560.71 Transportation 10.00 $468.50 Travel arrangement services $0.03 $103.02 Professional services $0.00 $2,728.40 Miscellaneous/Unclassified 11,178.22 $4,487.63 Total cud purchases Date Actrvity $1,178.22 Descriptlat $11,945.73 Anvount (1) Money balance activities APrn Balance forward $0.00 May 2 Deposit Balance Return U85 BANK USA BUSINESS ACCOUNT 6,627.90 May 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/02/16 -207.29 May 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/03/16 -1,344.80 May 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/06/16 -76.60 May 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/11/1 6 -2.483.03 May 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/17/16 -366.31 May 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/2016 -76.60 Account name: 1 ' 5 EAST 65TH STREET LLC Friendly account name: 1 '6 Account number: Your II sandal Advisor: SCOTT STACKMANYLYLE CASRIEL continued next page ANP70002000624044 NP700006274B 00001 0516 00 CONFIDENTIAL Y GM 0026 6 of 5I)798 8 EFTA 00137157 EFTA01278064
*UBS Business Services Account May 2016 Account activity this month (COntintied) Date Actmty Amount (I) Money balance activities (continued) May 23 Withdraws Transaction Unit Reached UBS BANK USA BUSINESS ACCOUNT -2.07327 May 31 Closing UPS lank USA Easiness Account The UBS Writ USA Burins Account is your pnmay weepoption. Apr 77 Balance forward $0.00 66.628.46 May 2 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 042916 -0.56 May 2 Withdrawal UBS AG CEPOSIT ACCOUNT -6.627.90 May 23 Deposit 085 AG CEPOSIT ACCOUNT 2,073.27 May 26 Withdrawal UBS AG CEPOSff ACCOUNT AS OF 0925(16 -2073.27 My 31 Closing UPS AO Deposit Account $0.00 Account name: 116 EAST 65TH STREET tiC Friendly account name:1 16 LLC Account number. Your Finandal Advisor: SCOTT STACKMANLYLE CASIBEL The 1,85 AG Deposit Accoum Is your secondary sweep ocelot SONY GM 0002853E ANP700020006240r5NPrtMnn048 COCO 0516000000000-000000 Pegs 7 of 8 CONFIDENTIAL EFTA_00137158 EFTA01278065
$UBS Your notes ...................“...° 0 191el_en,000.265... End elstaternenebeccount nurnto , 23592, CONFIDENTIAL EFT,00137159 EFTA01278066
Important information about your statement U3S Fe-uncial Services Pc. (the Firm or UBS Finarcial Serene!), is a merrber of all principal acuity, cemrrodsy and esti:restage,. UPS Financial Semler, and CBS Bank USA re i-died subsilenes of UPS AG and affihaes of U3S Shuttles LLC. The Fames Newel statement k available upon reqmst. The Fiat testa* offices are a. UBS Financial SO-MPS It. 1200 Harbor Boulevard Weehawken, NJ 07086 This Stat*Mint represents the only officialrecord of you' CBS Fhancial Santos account. Other records, exept official lasts-wants. contanng conflicting data should rot be relied iron II you beers thee is an emir a Omi990n please report it immediately n twang to the Brands Manage of the o f ice serving you account. Allhact a Upon shown are intended to be accurate. statement dela *cub not be wed fa to proposes Rely with on yerand tax kirms. De , Form 1099.549t 10425. etc) when prepare your lax return. The Fin required by law to report to tie IRS all taxable &bends, mportakie rontaxible anima and Inutile interest eased en societies held hair swart, net preceeds ash sale trawactirs, rd cost basis an certain covered Partin CzennstIciallans with the Fume • Pleas martin, art/ oral cornmarations in ming to further protect your rights. inducing your oils ad* the Seorties Investor Protection Act (SWAT • t the finecol institution en the top left of the had of this slimes is not U3S F natal Stakes, CBS Fhancial Smites carries yea account as dewing blokes by arragemat wth the rdcated insituton We informed you of this rela1M5h0 when SW opened this accost h the cast your kits and sorties are located at LOS financial Services and rot the iscdscrg broker, ad you mat mite a noon of icy ever or emission to both firms As described in the account agreements, you must 50* IA Of aq errors or fraud rwotrisig checks reflected cn your statement *this 30 days alter t was mailed or made available. Alinements shall be, deemed comples and accurate n all other respects if not objected so in verti-g tothin 60 days • Please diva cutromer complaints or nwhes to to Fars C lent Rebhan °tonne* at 201.352.1099 a toilet* at 903.354-9103, 8:03 kb. to 6C0 P.M ET Monday through Friday, or in verti-g to CBS Fronde' Service hc., Client Relations Depament, P.O. Box 766 Union Cy, NJ 07037. • In case of erten or pante:re about an electronic funds transhr (Mt bas parr a UBS Votchbit card transactions, call $90.762-1000, or write to UBS Ftrandal Services Ix., 1000 Hata Blvd, fith floor. Weehanken. NI 07086, Attrx ITIAAfeSA Sakes. Cat or write as somas yeti can, drew/Irk as stateroom a receipt k swan or if you need more rdomatir tor a transfer on the statement or receipt. The Firm or Card Mks (as applicable)must her from you no In ten CO days after tie Fent sent yOu the tit statenna on which the error or poblem appeased. - Proiide your run,. ad scant nurrbar fl any) - Deco& We hair Of the wander you re inure about, ind contain as <Pa* as you con *Nati believe C is an error a why yet need more islanuttes - Provide the doer avant od the suspected sera. The Firm or Card Issuer vii nosily.% your rampant and veal correct ay error prompty. For alleged mots iwolving UBS Veatrdebil card broad kro., if we take more than 10 WsCossdays to Wits, we will credit par accord for the amount ytuthiik is in error, so that yeti Oil Nye the use of the money slang tie tine it lakes us to cemplete our resstiption. Please mire all Meeks psi* to the Fern or tie I rencial hatter bloated on he fort of this statement In addition to regular accord fees, accounts may be abject to maitrenerce Isis, chaps for We paarient kr securities purchases and charges kr unpaid anises n cash accounts. Accounts that re transferred to other instiktirsmw be subject to a trawler tee. UK Swamp Options UM offers options for sweeping cash balances. balances to leak deposits at UM Back USA and LIES AG %pinked Pooch (Bak Sweep Roust, moneymak* mutual lads (Money Fund) and the international Deposit Accord (04)for c atonal wit n Intarutional RescvCO banagernerd Account. Though the Bah Sweep Programs, cash balms re swept to LESBank USA w to an essabashed knit ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at UBS Bank USA are FDIC inured in accorda-ce wit FCC rules. Format information please visit wwwfdic goer Deposes at LEG AG Stanford Brach ad shares of Money Fads are rot insured by the FDIC. Through te DA, asiloble to cach balances an swept to depose reacts at UBS AG New Vole Branch and LDS AG Carmen Ranch tea deposits are not reured by ter FCC. Balances held at the UDS AG Cayman Brandt are temporary imposed to the sovereign irk of the Calms ink, and there is no waters* or other obSgation of UBS AG to repay the bins while al the LEG Coymon's Brach's books. Deposits at LBS Bark USA and each UPS AG Branch are not protected by SIK. Money Find shares are protected by SIPC. See 'CBS Financial Services Account Protecton' Slow. Upset your request bala-cin in the Bar* Sweep Program or DA may be vethdraart and shares of a Money Fad may be liquidated, ad the proceeds returned to you or sus seas es rt. Fishy I-km*0n about available sweep optcTA, ncleirg cumin interest rates and hick it awibble at ormyubs combo...eureka from your Financial Advisor a by calling 805762-1000. UN Financial Soaks gamin% protection The Firm r. A rnr+or dF tho Ssi Met I-Eynto• PrOtectre. Corporation (SIPC), obit protects ItO-rlieS tacrlIS 01 its mentors up to $500000 (including 5250,003 kr dams for cat The Slit meet protection limn aPPIY to all aceorts that you hokl h a panoply canectry. The Fir, together with certainaffiliates, has also purdssi ittplollentelplaStiOn. The Mania Amount payabb to at Spite rfierws. CONKlink ador this erasion is $500 milion a of December 10, 2015. Stbrd to the poky ordilons ad limitations, cash a the Finn is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n stria** capacity. A fJ copy of thepoky evening is salable aeon request. The SIPC protection ad the supplemental Protection both do not mph to • Cedin Unsocial assets controlled by (end rabid n your account value) but held away from UBS Financial Makes (e.g., certain( cash at UBS Bat USA, lig cash at Les AG U.S.banthes, (4 awry* psoixts, including middle amain, and 00 Aarn of maul funds when nth that re registered dad& is the name of the account holder on the bodes ad records of to applici* Suer a transfer agent). • Latin nwstrnent contracts or inwsiment interests (e.g., Noted partnerships at private placements) that an rot reghtened seder to Securities Act of 1933; and • Commodities contacts (e.g, foreign mbar and preccus metal contracts). including futures cowacts ad commodity when contract. The SIPC protect On and the supple entel proteclir do not apply so these assets then if they otherwise appear on you statements. the StC protection rd the triCilaTental protection d, not protect against changes as the matt vale of par inuntment> (thethe result of market movement. issuer baltruptcy a °Menke) More id amnion is amiable mon request. 'Cu my cbtan more informationabout Sit, including the SIPC Rocha by contacting SIPC at 202371.8300 or by rating the SIPC waste or smetaystorg Dividend Reimestment Program pun The pre reflected is an aterage price. You may Wien the towel price Iran you. F racist Adviser. Onts. *hob shares re purchased under DRIP; palial than ea be sold ad the cash wig be deposited ywr account The eividerd reinvestment price applied by the Mar may • ffer ham the make Moe al ...tech tie partial shares re sold Caettriblieu Cn whole urns may be held n par accord. If you we entitled to a petal tat a s result ol a chide rd payment or otherwise, the Firm well other sell partial web a market price a accept an /mead determined by a regiaered cleirtrg agency. and credit yos accord. Invonment objaliveo The eunimera obis-thin and risk profile aspsIC to each account and ma/ vay between poet accounts FSease advs. the Firm promptly in sating of ay sigrif tat change in you Ina-Kiel situation or investment &roves For eachward held, you choose one of the folowin investment ebactivin CONFIDENTIAL • Produce Cunene income: reastments seekng the generation of income &Ai. • Aches Cape., Apenroarion. Investments seeing gowt of principalrather than the gerersair of hccene. • Produce Contbaution of frame and Capital Appreciatou hoestnents seelag both ix geranatcn of name and growth of prixpal Overall risk profiles • Conservete. Seeks to manta* SON pi-cipal with low risk and vobtility to the acorn owrat even if tat means the accost does rot goyime sign il [ant room or returns rd my rot reap pre with inflation. • Moderate Willing to accept scene rid( to pircPal and tolerate some votathty to seek hg her returns. • Aggresses: Willow to accept high ids to pnncpi and high total lily to seek high returns or time. • boestnen Eigtogiry Consideration: t seined a 001i05 of the portfolio for that account may Carle canplesc Proteges, Crated 'Micky and rater volatiky. Stator shossehoWne We maycow:Ada* al related account statements with the sane address n the same envelope, e.g. because they have owners who abo maitrain jar account refatirships with othu cents a the same address. If you prefer to remise indiadual statements mailed ri separate emelcoes you may decline hauseholdem by ailing as Finexal Ad for. Friendly sown name The Pardh aceou-4 nano is a cushmeriele 'nickname' chosen by you to assist you with your recce-client; It KIS no legal effect a, you account You can change Friendly await names through Cane Services or by contain; your Fnanal Aduesa Account overview • Value of sea accorapotthislo. Net of *sets and d biter K • Amer heLdes an cash balances. slues fa markted steady test), and Global Tito Deposits, amazed marks to ma-ket, andcertain assets not held by the Fin. Does rot include marked seositiee assets at tie end of the prior and curet statement tends, or pirate nresenena uwested stock options and easeable stock options • bibiAties. Inchon debit balaxes, outstarding margin bins, credit Fre, shot ir.coad balances. • Cs/Mooney balances. Total of unimested hada* cash balances, plus deposit balances at UB5 Bank USA, LES AG U.S Branches ad meney maker mutual fund sweep boleros at the c bee of tie statement period Nr-ccarredity free aedt balances in yes *court are not segegaed from other balances and the Fimmw ea any of these lads lithe ordinay course ol is busints These funds are male mon your darned. Thor total is included in** arrant period closing vaiJt Lending infonnation Fir deleted information m the Firm's ening practices and declares refer to air Client RationtIttp SDNY_GM_00028540 EFTA_00137160 EFTA01278067
Important information about your statement (COntillUed) Ageonere or ACCOLII Ai" etteni and the General Timm ad Conditions U3S Statement of Credit Practice. available in Agreements indeed:sures a may kin nvnlatervonntrinto met Your ants Your statement itemizes securities and other Waits hell hint maul at the end of to slatenners period. You may ark for delver d by paid seosiies al anytime. You may receive securities Lead as ban collateral after paying any balance de on them. Any securities transferred to be Firm okra-9 the 1111.111Mt period are listed at market vabe as of the end of the staternel period. • Cast bask h determining the cost basis of be securities incbded in this statement, were indicated wih the number " l, • WS F nonce Services has relied 00 information obtained from sources other than V65 Financial Senices, including information from another fen a that you'll* hale grovided to yes Finaxial Advisor. The Firm noes not edema:key verty gaunter* the aco_racy a valley of ay Wormation provided by source other than UKPiuncial Sonia,, xkltion although IRS Anneal Unites general& Lpdates bis nformation as t is reamed, the Finn does not provide any assurirces that be ilatiMalkil ceder "Con bate ard *Unrealized gait loss' is accurate as of the date of this statement. As such please do not reksc on this nfarmtion to make puchne or sale decisions for tax puposes or otherwise. Accounts tardemed to be Fim may reflect gait loss edam:lin only for the period cid tine they are held ate Fim More historical edormatcn can be aided by you- F.-sexist Advisor. • Unrealised gat/Iona When data is 'ankh. eminated ureabed guirellown in seabed Its htrviisal wally lots. The transaction data for hokvilial lots may or may not reeks ccmmissicns, rZ andor security reorganizaton ewnts d and oiler reinvestment lots ad systematk FacchS4P loll are each combined to displey one awraged lot The 'Trade date' coin, presents the aging transaction trade dale. • Callable securities Bonds ri d preened stock the the issuer cats for wry reoleimben will be seated meanly by lot from among all sects ties of to issue held el ournarne ce n nominee name for or clients. Call leave alternation s cbtaned from third parties and in accuracy is not guano:yd. Other call feahres may as yeah carts attest meld ample* erkernatin will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured sato S2 5Q000 in principal and accrued irtenni per depositor and per depository innitukes in accordance Mb FDIC rules. • Petra/value Prices displayed f or securities and odor pastels may be higher or lower than the price that )0J would actualy naive in Ow make. Nice are obtained from varkus bid pity sources mhish we beteve to be relable, bit we donor spare-lee then accurey. - We germ* we be closing price when avalebka the mean of the lad rd ask price, for listed staritin and opecra or only bd prices for OTC searities. - Less actirey traded securities may be priced using a valuation model a the most recent ace ire downed ad may not reflect in actual market price a value - Certain positions may appear miters a price and will twee as 'vice was not available' d we are unable to otAam a price for a seamy. - Doswell a securities denominated ensuing-cies otier thin U.S dollars art reflected at the (ochry rate as of the Minn date. - for certain searnes trading n non-conformrig denornnations, price and quantity (face cake) may have been Aimed to I atilimair acme varimaken To obtain arrent quotation, when amiable, contan wetFine-tie' Adams-. • Private Irweemanto and strwared products Private investment worths (ecLding deed pankipatin program ail real estate invtanwnt trust washes) and structred prolocts are gentralb highly 'Maid. Celan gat:tired patch have not been registered with the Securer's and E.dtage Commission or under ay slate semi:tn. Ws amide manatee' elm for private investment seances and strutured products for eilamatknal purposes cny. Atarary is OM guaranteed. - These vibes may differ abstwiti0y Iran prices, it any. at which a prorate Meaner,' MY structured product maybe bought or sold and do rot necessarily represent the yew you may receive spat liewidatin. - Third party estmees of vain are as ascertain date ad av supplied to UBS Financial Services on a regitar basis by an independerc valuation firm. - baser. general panne- or sponsor estimated valas if arty, are applied to befell by the osuer, general partner or sponsor and may be calculated based an deferent information front tut used by third parties to derive their estimated values. - You can obtain addnoral alormation regarding the metcdology used to determine the estimate of value and the date of the ilamanim that is the basis fa the estimate by contacting your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced in several situations: when an independent valuation lire has not %Winked a it knelt to assign a velar sewn we become ware that a materialevent has occurred tat may call a aevousy reputed robe no question, or wan a value would be highy speculate. due to tie nature the security. - When neither an issuer, general partner or wonsor estiTuted value nor allied-pry estimated vale is minded, the sake of the seanty Mite deferent Irons its pschase price. - • Daributices to date' may indude ratan of capita( income orboth. - 'Original unit size' represents be hitial offering peke per use ad mat not relied yow con base. - OPP rd unlisted RUT sautes are rot listed on a national securities exchange. and are gene* liquid and own a they can be sold, be prke received nay be ins than the per share estimated value provided n the a-cant statement, • Restricted securities. Restcled 'eagles oeneralb are not currency elgtok for public sale. U8S Financial Services win the make price d the wrestricted stook of the sane issues as an indeed value for the restarted stack torourposesathis statement oily To the extent tat restricted seornies are elgble to sale, the value retied may be stbstanualy less than the imbued vabe *neon • Este festinated) income. anent Mel* and rates M estimate of amuat income a based an current dividend ad interest rates, assuring tie seances will be held for are year from statement date or until maturity The estimate no* egad:One; accuracy ad continued cncome are not gu wanted - Estimated anal icon and current yield for certain types of leashes could rickuie a return of principal or capital gains in Mesh case the est income (a-dcurrere yell would be overstated. - Estimated anal income and anent yield and tie anal crane and yield micfit be lower or higher than the estimated amounts. - Are *Winn of trusteed income (disdend enact interest) divided by the current market vablaverage balance is based an the Let dedend or kneel payment made by tie si suer and asames he searteldeptres will be hell for one year from thy statement date or until matuiry. Accuracy and continued sell xe not guaranteed • Assets not held bytes Financial Services. Certain hues are rot held by the Fim and not vete, the Fern's possession or control. These assets are delayed on vox statement for informational purposes oily Positions and values presented at provided by to issuing fern. UBS Financial Services is not rear-able for his information and does not guarantee es accuracy. These asses at rot protected by SRC or be FinTes suPtlenental Slit Own?. • Revenue shirrs and additional compensation. — In addition to commiseions on sales and I 2b.1 lees received n correction with be distribution a rrulual funds to ow dents we arida our aerie*, receive revenue shot() Payments from distributors ardor advisors of themast funds that we sell. These amounts are based on two cWerern corrpononts (a the moan of ale by UBS of a Palicutr mutual fund I amiY to our clients and CO the asset value of a particular rrutual fund famiy's shares held a be fm — We and as allAate ate receive networking and sombre processing fees n corndocation for transfer agent services that we croak to the rrutal find/ These f ees generally are pad from investor asses in the meal fund and are a to data amount based an the amber of accounts at the broke.deake holing mutual funds of that find fa-nily CONFIDENTIAL — k's addaion to cornrnisskrts received n connection with the sale or &tribution al may contracts endue investment but tries toots chants. we andcr our affiliate masa reserve sha-rg compensation from many of the instance companies undenweing the amity contracts, aft/saws ct dr fl uor& corrawrin or sponsors of teary irrivatmmt tuts we diertute. - Our affsliales abo maim trading corannsions ad other compensationfrom trawl fuck and extreme companies whose products we derlswe. - We receive an anal he from UBS Bat USA ad LES AG Stanford Ranch of to to 425 per wave sweeping to the barks under the UBS Bank Sweep Program. Adivity hkemahon maiming commksins and ocher chases hind in connection with be wean:mot trades, easing option transactions has been incb&d on corif erlatial mammy furnished to you, And null be provided to you promptly on repast. Shan selling H you are engaged in short selleg a seventy, you may earaches. dm to eaten tonoweg costs for that particular acuity. Opera ordain Regaling open or • gx6tilkancelled* aden that were not nand by the StattalitIV data open buy and we slop orders are reduced by the moue of clinchrds a rig-its cn an ex-dividends a erurlms date unless eenxted °Merril. lanas. You are responsbk for orders that are executed Ow to yeti blurt to cancel *est ig open orders. Mew To obtain a copy d as current Client Privacy Nake, pleat contact you F naive Achiscr or vet our websee at wsw oh, eneenbnyntry LEG Financial SewOes n not a bre The DMA, Business Services Account ESA and IRMA are taking. accounts snits provide access so banking services and proclets tea* armaments with at gated bat and other Ihniparty bares. and provides ems to norm arid anoucht [roans band by unabiliatedthid-party eaurrice conpanes through insurance agency subsdianes of UBS Financial Services Inc. Keane-it, Swam.. ad ararly products: Not FDIC Owed • No bank guaantem May lose value RUA. Resource Management Arm nt, Business Services Amount BSA. IRMA and intonational Resource Management Accost re registered service maks of UBS Friancii Services Inc Vita Signal* it a regatittdttallite Milk 01 Viso Herne knit LOS visa Senna cede cards and IBS Visa debt cards at Muni by UBS Bait USA with Pe01159001 Iran Visa U SA Incorporated. UBS trinomial Services Ins Rev 201604 SDNY_GM_00026541 EF1'A_00137161 EFTA01278068
UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700I0717010616X1235 Y1 0 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number. Your Nnandal Advisor SCOTT STAC K1,14 LYLF. CASR Et Pncei Business Services Account June 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Call your Financial Advisor or the Value of your account ReSourCeline at 800-762-1C00, account 029023692 on May 31 (Si on June 30 (Si Your assets aoo aoo VlsItour websIte: www.ubscorriffinancialservices Your liabilities 0.00 -0.06 Value of your account $0.00 -$0.06 Tracking the value of your account The Lr,a0C$ Sources of your account growth during 2016 Value of your account at year end 2015 $55,373.13 SS 4 Net deposits and wthdratials -$55,393.83 4 Your avestment return. Dividend and interest income Chance in malign value $20.64 $0.00 0.0 00 •• 16 Value of your account on Jun 30, 2016 40.06 Dec 2014 Dec 2015 ma/2016 Jun 20 Member SIPC SONY GM 00026542 ANP703C00010n 701 Nr70001204I 100001 0616 00003r Page 1 of 6 CONFIDENTIAL EFTA 00137162 EFTA01278069
SUBS Business Services Account lure 2016 Your account balance sheet Summary of your assets Value on June 30 (11 A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets $0.00 Summary of your liabilities Amount on lune 30 (s) Eye on the markets Margin ban -0.06 Percentage change Total liabilities -$0.06 Index lune ZOi6 Year to date S&P 500 0.26% 3.84% Value of your account -$0.06 Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -404% Barclays Capital U.S. Aggregate Bond Index 1.80% 5.31% Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Account name: Friendly account name: Account number: Your II sandal Advisor: SCOTT STACK MAN LYLE CASRIEL ANP70003001071 702 NP7060128411 00001 0616 0N:030000a IINNW_Gm_00026514,96 2 of 6 CONFIDENTIAL EFTA_00137163 EFTA01278070
Business Services Account Jr 2Cif: Change in the value of your account lune20I6(Sr Year to date (S) Opening account value $0.00 $55,373.13 Deposits, including investments transferred in 5,119.26 14,344,448.03 Withdrawals and fees, including investments transferred cut -5,119.32 -14,399,841.86 Dividend and interest income 0.00 20.64 dosing account value -$0.06 -$0.06 Account name: 116 EAST 65TH STREET ISC Friendly account n ' Account number. Dividend and interest income earned For purposes of INS Statement, tenablty of interest and d4dend income has been determined ficM a US lm rePortirg CRMPeCIIPe. Based upon the residence of the account header. account type. or product type, some interest andor dvidend payments may not bo subject to United States (US) anda Puerto Rico (PR) Income tares. The dent mom* statemeM is not intended to to used and cannot be reaed upon for tar purposes. Clients should refer to the aroratle lag reporting forms they recent from UBS annualy, such as the coons 1099 and the Forms 493, for lax reporting information tt is the practice of UBS to file the aPpliCatle 19 reporting formS With the US Intern0 BeWnue SeRge and PR TIC9SWY oeoarorent and in such loons accuratsy dasIfy chic:lend, arNa inlet% as tat exempt or tamable Oxen* Bleat consult your indgdual tax preparer. tune 2016(4) Year to date (S) Taxable interest 0.00 20.55 Total current year $0.00 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $0.00 $20.64 Cash activity summary Your Pi needs' Advisor: SCOTT STACKMANLYL€ CASRiEL See account activity the month for deta Is mantes in your Sweep Options are inducedin the opening and dosing balances vita. FDIC insurance /meet only to deposal a UBS Bank USA, not to deposits at LOS AG, StaMord Branch Of bank deposits placed t brooch the UBS Internaiond Depose Account program. Stee poteetion applies to money marbet sweep fiord holdings but rot bank deposits Seelmportant inn° nation abaft your statement on the lat two pages d this document for Ma's lune 2016 (1) Year to date (S) Opening balances $0.00 $55,373.13 Addbons Deposits and other funds credded 5,119.26 14,344,448.03 Dividend and interest income 0.00 20.64 Total additions $5,119.26 $14,344,468.67 Subtractions Checks and bill payments -5,119 26 -174,638.36 Cash( ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -11,945.73 Fees 0.00 -12.00 Other funds debited -O.06 -14,206,214.77 Total subtractions -$5,119.32 -S14,399,841.86 Net cash flow Closing balances -$0.06 -$0.06 -$55,373.19 -$0.06 SDNY GM 00026544 ANP7c003001071 703 NP7003128411 COCCI 0616 00000 111010 Page 3 4 6 CONFIDENTIAL EFTA 00137)64 EFTA01278071
f l UBS Business Services Account lune 2016 Loan summary Account name: 116 EAST 65TH STREET LLC Friendly account name-116 LLC Account number: Opening loan balance on May 31 40 Closing loan balance on June 29 80 Average loan balance $77 Loan interest period May 31 to June 29 Number of loan (debit) days 3 Average loan interest rate 10.000% lune 2016 loan interest $0 .06 Year to date loan interest UBS Bank USA Business Account APY Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 $0.62 $5,075.81 Closing UBS Bank USA Business balance Jun 6 80.00 Number of days in interest period 32 Average daily balance $1,648.83 Interest earned 80.00 Annual percentage yield earned UBS AG Deposit Account APY Interest period May 6 - Jun 6 Opening UBS AG Deposit balance May 6 000% $0.00 Closing UBS AG Deposit balance fun 6 $0.00 Number of days in interest period 32 Average daily balance $129.58 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL You have identified the following investment objectives (Or this account If you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Currant income El capiul appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out AmP7C003001071704 NP70C0128411 00001 0616 000000000 CONFIDENTIAL I IDNYGM00026444/34 4 .,f EFTA 00137165 EFTA01278072
4UBS Business Services Account June'CIc Your assets Account name: 116 EAST 65TH STREET U_C Friendly account name:11611C Account number. Some paces, Income and current values sham mat be apprearnase. As a roue, gains endlosses may rot be accurately reflected. See Aperient infantesiOn about your statement a the end of Ins el:coolant (or more Inforrnsion. Cash Cash and money balances Slang Cash Doering Uwe on Jun t (1) Closing Dante Putt per share Average on run 30(S) on Jun 30(S) rite Diadem Interest period Your Financial Advisor: SCOTT STACK M.4f‘.), LYLE CASRIEL Dail in period Your total assets 0.00 -0.06 vane on As 3)(5) totems? of Cott your account MSS (S) cornered annual 'mane (SI unrested gain or loss (5) Cash l Cash end money balances Total r values in Cash and money balances exclude any outgan:Irg mall, loan or unsecured debit balance. These balances are reflected as liabilities In the blame sheet section of the statement Account activity this month For more information teat tee TAR value shown for restricted securities. see Important Information 'boot your statement at the end of this document Date Actlity Your Ouantayi Description expense code Me MU! nIceValue (5) Cash arnauM Cash and money balance (S) May31 Cash and mosey balance SOAO Jun 3 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 -76.60 Jun 6 Transfer JOURNAL FROM Y 123575 GHISLAINE MAXWEU 4,923.40 4,923.40 Jun 6 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 76.60 Jun 8 Withdrawal ACM WITHDRAWAL ADP EEPAY/GARNWC -1,680.70 2,440.37 Jun 8 Withdrawal ACH WITHDRAWAL ADP Ta)/401k -802.33 Jun 17 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 2,363.77 Jun 22 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC 4,68570 •119.26 Jun 22 Withdrawal ACH WITHDRAWAL ADP Ta4401k -802.33 Jun 23 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 119.26 continued next page SDNY GM 00026546 ANP700C0001071705NP7003128411 00001 06160000300a I 1 101( Faye S of 6 CONFIDENTIAL EFTA_00137166 EFTA01278073
SUBS Business Services Account June 2016 Account activity this month (contriued1 Account name: 116 EAST 65TH STREET LLC Friendly account name.1 16 tLC Account number: (Oa Ouantny/ Cute Actiuty Description expense code face •alue Jun 30 Loan Charge LOAN PNTEREST CHARGED tan 30 dosing cash and money balance Category Card purchase summary 65 Visa debit 6 &LOWELL Building/Home improvements 10.00 91,389.41 Communications 10.00 137 99 Medical and dental $0.00 $10.00 Purchases $0.00 $2,160.07 Restaurants $0.00 $560.71 Transportation $0.00 $468.50 Travel arrangement services 40.03 $103.02 Professional services $0.00 42,728.40 MiscelanecodUnclassified 40.00 $4,487.63 Total card porches's wnCer Date das $0.00 Average loan balance (fa Rate $11,045.73 Loan interest cheeped tS) Loan interest daily detail Jun 03 3 76.60 10.000% 0.06 Total 3 Date Activity Desaiptitn $0.06 Amount (0 Money balance activities May 31 Balance forward $0.00 Jun 7 Deposit UBS BANK USA BUSINESS ACCOUNT 4,923.40 Jun 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OP 06/08it 6 -2,483.03 Jun 20 Withdrawal VBS BANK VSA BUSINESS ACCOUNT AS Cf 06(17716 -76.60 Jun 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 06/22/16 -2,363.77 Jan 30 Closing UBS Bank USA Business Account $0.00 Price/Value (1) Your Amends' Advisor: SCOTT STACK MANLYLE CASRIEL Cash amount (S) Cash and money balance CO -0.06 Current pedod(S) veer todate (1) The UBS Bank USA Business Accounl is your primary sweepmem •50.06 M*70003001071 706 N1,700012841100001 0616 001;030000 End of statement for account number CONFIDENTIAL I gail/Y_GM_000266IMe 6 of t' EFTA_00 I 37167 EFTA01278074
Important information about your statement U3S Financial Services no. (the Firm or UBS anemia! Strokes). is a member of all principal ucisily, cannothey and otters exchanges. UBS Financial Scalers and LAOS Bank USA re i-died subsilones of UPS AG and *Mae, of U35 Sautes U.C. The Fares faunae' statement 8 available upon recpast The Font exeoaire alkes are at: UBS Gina-del lances 1200 Harbor Boulevard Weehawken, N107086 This Stattnwit represents the only officialrecord of you' UBS Financial Senates account. Other records, meat official ts.dxunents. contanng cornicing data should rot be relied won II you been. thee is an ma a 'minion please report it immediately n witng to the Branch lianaon of the office serving your account. Alhoup al limns shown are intended to be accurate, statement data thoukf not be wed fa to proposes Rely with on yethend tax forms. 6.9 , Form 1099. 5498. 10425, etc ) when prepamg your tax return. The FM, required by law to remn to to IRS all taxable dividends, mportabb nontaxable denim,* and taxtk altered end on secianies held rimy accanc net stash on see tramacliores, adcoss basis cm certain cased seculies Creallasliailleiell with du Finn • Pleaseremain, so oral corremandations in sting to further protect your rights, indutin9 your title under the Seculin Investor Protection Ad (WM. • II thefine-dig iatitution on the top let of toe Inst of this statement snot CBS F twat Serykes, LDS Ftancial Scanlon carries yea account as dewing broker by arra-gement wits the rdcated insitunan We in you of this relatOn5bib Wren you opened this accost h the cast your lean a and sallies a* boated a LOS financial Services and rot the rwudcig brokers ad you nut make a mart of any ma or omission to both firm As described the account agreements, yOUTUS5 natty I/5 Of Ty errors or fraud Money chedcs reflected ion your statement wain 30 drys alter t was mailed or made available. Alinements shall be donned comples and arcuate n all other respects if not objected to in wear-9 within 60 dads • Please deed cuRomer complaints or tares to to Farr, C lent Meson Department at 201.352.1699 a toll roe fa 903.354-9103, 8:03 A.M. to 6 CO P.M FT Monday through Friday, or in writ hq to CBS Financial Semites ex., Client Relations Depatnent, P.O. Box 766 Unon Coy, htl 07037. • In case of stfOR or pantiorn about an electronic funds transhr (Mb WI pear a UBS Votabit card transactions, call 822762-1008 or write to UBS Financial Semites Irt, 1000 Harbor Bled, 6th floor. Weehmken NI 07086, Atth RIASBOA Stakes Calla write as soon in you can, if mu the mos staternat a receipt is wrong or if you need more idamation tocut a transfer on the statement or receipt The Firm or Card las (as soplicable)must hear from you no In ten CO dandier the Fan sent yOu the lest staenwre on which the error or problem spend. - Proeide your name ad axon number Of any) - Decal:. the Offer Of the trans* you revere about, end eplain as ckah as you can why you believe a is an env a why you need mote f n - ProWde the dolar arrant al the suspected era. The Pam or Card Issuer eel rwestiote pour rampart and eel collect any error prompt)/. For alleged mots reviving UBS Creakdebit cad tramadent, if we take more than 10 bus isess days to obligor we will credit par taunt for the &Writ ycuthink is in error, so tat you MI have the use of the money during tie tine it takes us to complete our floatation. Please mire all checks payele to the Fern or tie f andel insane:a related on tie front of tiff statement In addition to regd.:1r accost fees, accounts may be abject to mantenerce ten, throats for lee pigment kr securities purchases and charges kr unpaid antra n cash accounts. Accounts that re trandened to other Ottani:et may be subject to a tangier lee. UK Sweep Option LAOS offer, options for sweeping cat balances. balances to bat deposits at UM Back USA and LAOS AG Stanford branch (Ba-k Sweep Proopm), moneymaker mutual bads (Money Fong and the international Depose Account (DAR or customers with n Intandional Roan Managerrecai Account. Though the Bair Sweep Programs, cash balms re swept to LESBank USA mg to an estabashed knit and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA re FDIC inured in accordant* with FDIC whs. Formate information please Mit wwwidic Deposes at LAOS AG StamfordBrach ad shares of MoneyArdsare rot Oared by the FDIC. Through tie DA, swilable to each balances are swept to depose scants at UBS AG New Yon Branch and LES AG Caman Ranch hew deposits are not toured by the FCC. Balsas held at the UD5 AG Cajman Branch are temporal reposed to the sovereign ink of the Calms pads, and there is no guitars* or other obigation of UBS AG to rep," We blames whiff On the LES Cayman's Brach's books. Deposits at LEG Berk USA and each UPS AG Branch are rot protected by SIK. Money Fund three are protected by SIPC. See 'COS Financial Services Accent Protection' below. Umn your request, balances in the Bate Sweep Program or DA may be withdrawn and shares of a Mawy Fund may be liquidated, rd the proceeds returned to you or your salsifies Walt Rite( I-Memnon about available sweep optonb, ncledrg cumin ineerest rates and Veldt, it 'Imitable at wmvubscordstreeprekte from your Fnancial Advisor a by canon KO-762-1000. UN Financial Senior amount protection The Sion o a mentor of the <n-anus Ingyotn• Protector. Corporation (SIPC), grads protects mattes scants ol its wanton up to $500,000 (including 1250,003 kr dains for cask. The Slit asset protection limn app)/ to all acorns that you hoed a particular tawdry. the Fan, together with certain aft dates, has also porch/ad sispkmenta potation. The Madman amount pa/a,410 al *foible diet, CONK1Wk u-dec this protection is $500 maroon a of Docents 10, 2015. Word to the poky oordilons ad limitations, ash a the km is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a patiouls cmucity. A ILA copy of thepoky wording is salable won request. The Slit protection ad the supplemental protection both do not apply to • Ciain Aneroid assets controlled by (and itlecied n your account value) but hell away from WSFine-col Services (e.g., certainty cash at UBS ark USA, 00 cash at Les AG U.S.Santhes, (4 iterate ;noises, including valible annuitia, and 06 therm of initubl funds where such *ems we registered death it the name of the accou-4 holier on the books and mods of to applicable saner a transfer agin), • Latin nwsb-nent contracts or inwsiment interests (e.g., linded partnenhips ad pirate placerronts) that an nal rep's-toned ender the Securities Act of 1933; ad • Commodities contals (e.g, foreign exchage and peadosmetal contracts), includirg fumes contacts and conmodity option contract,. The SIPC proton ign and the supplemental protectiondo not apply to these assets nen if theyotherwise appear on you statements. The StC protection ad the sa7Plernental protection do, not protect agara changes n the menet vela of Yam instilment> (whether as result of market movement, issuer ba-kruptcy or othembe) More irtormaton is salable upon request. You mw obtan more inf °mown about Slit, including the SIPC Errata% by ordering 5/PC at 202-37143GO or by Metro the SIPC websis at wwwsks.org Dividend Reimestment Program (COP) The are reflected is an average pa. You may Mien the actual price Iranwar F naciel Advixr OM whole shares re purchased under DRIP: panel shores sea be soldad the cash wia be deposited your account The (Ward reinvestment price applied byte near may liter from the mean price at Meth The partial Thues me sold Casteitlieu Cabrwhole unts may be had in gar aceount. If ycu entitled to a petal Ise a s ham ca a chiderd paemera or Othervire, the Film will either sell partial wee" at marlin price a accept an bran determined by a reginered cleatg agency, rd credit you accord. Investment objectives The :estimate objectiees and risk profile are spec Is to each account and ma/ may between your wards Nese advs. the Firm prompt& in wining o1 ay sgsticant change in jar Ionia' situation or investment &warm For eachscant held, you choose one of the folberg inentment obit/lion CONFIDENTIAL • Produce Cunene income: hvestments seekng tee generation of income shy. • AchSee Capita appneciation. Imam-ems swing growth of principalrather than the generation of income. • Produce Consbauten of Mane and Capital Appreotton. Imesinants seeking both the generation of acme ad growth of fritpal. Overall tide profiles • Commend* Seeks to martin Mid witipal, with low risk and volatility to the amount owrak even if tot mans the tccart does not generate signitkart insane or worm and met rot Sep pa with illation. • Moderate. Wiling to accept sane ripe to pircloal and tolerate soon totality to seek higher returns. • Aggress,: wiling to accept high tisk to pnapal and high whit lily to sea hgh returns owe tiff*. • M. sumer ESgslatio Consamation: f Olift•d, a p7505 of the portfolio for that account may exlsk canplex strategic, tinted Madly and rater vontiky. swan...int Thoupsh~ We may cordoklate ai related account statements with the same address n the same envelope, erg. because they have owns who eke maintain pa account relationships with other chess a the same address. If you prefer to mein. adiedual stamens" mailed ti separate emelopes, you may decline householdng by ailing yos Financial Ad tor. Friendly smut name The Frierdh account name is a cusarodoile 'nickname' chosen by you to assist you with your recordteePtd has no legal effect an your account You can change friadh account names through Onlne Services a by contacting your Financial Atha. Account overview • Value Meow accowtkort(oto. Net of assets and • Amb hades avalebee cash balances, varies kr restrkad securty lest), and Global Tim Deposit, amazed marks to matt, andcertain assets not held by te Finn. Does riot include unwired secLatiMassets at to end of the pilot and aifent statement genOdb. plate ivoisenents. untested stock options and °evocable stock options • LithiAbios. Indudes debit balances, cutstariling margin bins, aedit lire, shag axon balances. • Cathhooney balances. Total of uninvested avalable cash balinces, plus deposit balances UBS Bank USA, LES AG U.S Branches ad mateymean mutual fund sweep Warems, at the dm of tie statement period Non-cawrodity free aedt balances in goo' account are rot segegaed from other balances and the FM mw IA! Sly of these lads in the ordnay souse of as issinew These funds in pestle yes your award. This total is included in If. arrant period closing Vibe • ending infonnation For detaled inf striation as the Firm's krdig practices and declostres. ref a to pan Client Relationship SDNY_GM_00028548 EFTA_00137168 EFTA01278075
Important information about your statement (COMIllUed) Agament or ACCO-al Agf tenni and the General Terms ad Conditions U3S Statement of Credit Practices ;nibble in Agreement end Oaf:sures at goy ea< ronif.wenionfekrinv eec. Youressets Your statement itemises *Cunt*, and other assets hell nth. wort at the end of to gatemen period. You may ask for dekverY of icy paid searnes al any time. You may receive securities used as loin collateral after paying any balance dm an them. Any securest) transfuse:Ito be Fin cling the Italement period ale hated at market vitae as of the end of the stab:awl period. • Cost bate h deterining tie cost basis of the securities incbded m this statement where indicated wile the number" l, • US F flaxen Services has relied cr.information cblincd from sources other than LBS Financial Semites. including information from another Urn a that sum* haVegrovided to you fnarcul Adrisor. The Film does not irdeperokrtly senfy sante* the acaracy a videy dry information provided by Wen Car than LES Financial Sonicee. xkltion *though UPSFinancial Services general& Le:dates this nfarnatiri as it recerved, the ham does not provide any assuraxes that the VdCrMati:c1 seder "Con bate^ ad ^Unrealised gat bee is accurate as of the date of ha statement. As such please do not refer on this nip-ration to make puchne or sale decisions, fa tax puposes a otherwise. Accounts tranderred to tie Pim may reflect gai loss infarrotkn only forte piriod tire they are held at tie fim More historical a-alternation cube aided by Kat Essex's' Advisor. • Unrealised gaiorlones Yellen data is mailable, emanated trroaikrod suindlowas ore cactialad la hlistiisal secant lots. The transaction data for rokrilial bit may or may not ref kct commisions. rZ dor security reaps-Gin al events an d and other reinvestment lots ad systematk perches* bye are each combined todisplay ale awraged lot The 'Trask date' coLran presents the agirkil transaction trade date. • Callable securities Bonds and snared stock that the nun <els for eat reclempleen will be selected mortally by lot from among all seams of that issue held in our nerneor in nominee name fa as clans Call leanst nfonnetiri is cbtaned from third parties and et accuracy is not gurrantcad. Other tall loans may QM Minh mein Owl yekt cam:dole Marnation will be provided upon request • Certificates of deposit (ON). CDs are FDIC ensured sato 529),W0 n principal and acaued is rest per depot:me and per depository ingituixt en accordance with FDIC nabs • Price/value Prices divined f or securities and other scalds may be higher or lower than the price that yai would actually receive in tie make. bias ate obtained from varkus thud party sources ehitt we algae to be relable, but we donor giarantee thek accuray. - We germs* use the closing price when avalebea the mem of the bid anal ask price, for hoed scositin and opare or only bid prices for OTC searthes. - Less actrieb traded securities may be priced using a valuation model a the moss recent pea we claimed end may not reflect en actual market price a vatie - Certain positions may appear vrito_n a plce and will teas as 'price was nol awslable• it we as unable to obtain a price fora seamy - Deposih a securities denominated ncunn-cies other thin U.S dollms ai reflected at the eschinge rate as of the gatiment date. - fa certain searnes rading n non-coal ormang dinornnetions. price and quality(Iate tote) may hew been whistled to braes raper viluatim To obtain curem gunman. when available, contact v:,,r Frannal Adencr • Private investments and structured products. !ovate nonlmect wiz t in (vex Lens clicd panicipatnn program and real estate investment butt soothes) and stuttered proirts are generale, highly Celan sans-tend products have not been regotered with the Securities and Fadsage Commission ce under wry slate secuntieTarra. We trade atmated values for private investment searites ird structured products for idormatirol purposes cnbc Atarary Una guaranteed. - These vatJeS may differ abate-di* from prices, il any. at which a Plate Mealmeell stmaured product maybe bought or sold and dp rot necessztib ref:sewn the vase you may receive spa. lictittatisn. - Third party somas of vain are le if a attain date ad an applied to UBS Financial Services on a regila basis by an independent valotion firm. - baser. general panne- or sponsor estimated vales, d ary, are applied to the Pm, by the *suer, general partner or sporter and mass be tabulated based on efferent information from that used by third pities to delve their estimated values. - You can obtain aeditorel idormation regarding the methodology used to determine the estimate d value ad the dale of dr iicematin that is the basis kr the esimete by contacting your Financial Advisor - Third party 'singed valises may be reflected as 'Not priced' in several situatiant awn an I-dependent valuation tiro has not unifieda vial* to assir a vats. when we become ware that a material event has oared tea may call a Fames* rep led value no question, or when a value would be highb speculate...due to tie nature of the security. - When neither an num general partner a IpOnSOr estimated value nor a thrd-paly estimated iota is proandect the iota of the mosey will be diner:Ent lean its caches. price. - • Daributicas to daft' me/include return of capital, ncome orboth. - 'Original unit size' represents the heel offering pia per knit and may not reflect Ott cost bait, - DIP sal unlisted REP sautes are not bated on a national securities exchange, and an goner* liquid and even if they can be sold, tie tree received may be be, than the per chore *serrated via provided n the accord statement. • Restricted sectrides. Reacted searnies generals, are not (wren, eicble tor public sale. U8S fins-col Service, use, the maim prima the unrestricted stork of the can, issuer at an inputed value for the restricted Oak (orougxeses aegis statement or* To the extent tialrestkled seas-nes are elgble to sale, the value received may be stbstantsalb less thanthe imaged who *own • Est festinated) income. assent yield; and rates M estimate ol smug income a based cn current &land ad interest rates, assuming rw searites will be held for cne war from statement date or until maturity This estimate bonny a gudelne; accuracy ad continued more are not guanteed - Estimated anal ixane aid curent yield for certain types of leashes could include a return of prinipal or capital gain in which case the est income fa-d curried yell would be overstated, - &Meted and income and arrent yield and the actual ?cane and yieU rrisfit be lower°, higher dun the estimated &Taunts. - An esain•N of arruakzed income (dhailend sada interest) divided by the current menet vain( average balance is based an the SW dividend or interest pie/meat made by tie ;suer and mums tie seasteedepaes will be held for ore year born to statement date or until rarity Accuracy ad continued yell ad not stwa-need • Assets not held by LIES Financial Services Cenah mots ate rot held by the f im arena wen the Fern's posansen or control. These assets at thawed on yOS statimerd for informational purposes on* Positions and values presented at roweled by to twig firm. UBS Financial Servxes not rem:cable for this information and does not guarantee 53 accuracy. Them "nets at rot protected by SSC or the Firris SUpplemental Set coverage. • Revenue sharing and additional compunreticen — In addtion to commissions on sales and I lb-I lees received m conceal with the distribution oe rental lards to ow dents we meta our freak receive revenue shan(K) Payments Iran di:tabula, ads advisas of the natal funds that ere sell. These amounts are based on two dnerern corrponents (e the amard of Yin by UBS of a Prink' mutual fund famirto our clients: and 0) the asset value of a particular rrutual fund famib's shares held a tie Urn — We and as allaste ako receive networking aid cmbs' pm-amino lees in consideration for transfer Vent Severe, that we prowie to the mutual lards these fees generally are pad from investor aces n the nasal lured and ate a feed dins amount based an the farrow of accounts at the broker-dealer holing mutual funds of that fund fa-nily CONFIDENTIAL — h addeion to commasens received n connection wish the sale or dotribution ol relay contracts and wet investment but with tooter clients. we antia our affgaie rec....enigma sha-rag ampensf ion frommany of the insuance companies antennae-I; the amity (entreat, aft/Jaws d tr insurano carpet or warners of tie wit irsesemmt tuts we disttute. - Our affiliates ago make trading °primes:ores ad oll'er compensatorsfrom mute& fuck and Munroe companies la/lose products we dataute. - We receive an real he from UBS Bat USA rd CBS AG Stanford Branch Of W to 425 per award sweeping to the barks under the UBS Bank Sweep Programs. Activity hkinnabonregarcingtommks4ns and other chases roared h connectisn with the naafi:aof trades, ivlsolrg option tranuctions has been incessed on cordamain rvesA0U* I sursthed to you. ri d we be prodded to you promptly on resent Short selling II you ate engagedin short selling a security, you may ea:Leacherse der to eaten tomarkg costs for the partkularseasey. Open orders Regarding open or • gni-till-cancelled' ceders that were not executedbythe statamitet date, open buy and sell slop orders are reduced by the mount of din:lords cc rig-itsan an ex-6March a eartrls clay unless retnxled ahenvise bygat You are responsbk for orders that are executed dm to your lidurt to Cancel • i*g open orders. Priem To obtain a copy of 04/ current Client ve t pleat coital yar FrornialAchiscr of a our websne at wsw rnminfiva•vmf UEG Filancit Sierkes 4 rota ba-k the PM A Business Services Account lita. and IRMA are brokerage accounts Sikh provide access so banking services and protests tam* srangenwrits with all Sated lurks ad other thniparty bares, and provides aCC4I310 rotra-ce and arms* amiss, Sand by unagiliatedthid-pany notate ampanes through insurance agency subsdianes ol UBS financial Services Inc. berestnent. reuramo, ad aruily products, Not FDIC Meted • No bank qua-anew May Use vatie RMA. Resource Maneorrent Arms nt, Business Services Account BSA. IRMA and intonational Resource Management Accord are registered service maks of UBS fnancii Services Pic Vila Signebre a a regd....deflate Milk of Visa 'Vernalknit LOS Visa Sienna cede cads and UBS Visa debt cads are inued by UBS parts USA with permission from Visa USA Incorporated. Ut3lineedsl Services Inc Rev 201604 SDNY_GM_00026549 EFTA_00137169 EFTA01278076
UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 gar/0036550750716 r1 0 Business Services Account July 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 02666-0308 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call yOur Finan;la. Advisor or the Value of your account Resourcaine a 800-262-1000, account 029323692 On June 30 (3) On July 29 (3) Your assets 0.00 165,935.78 4sIt our websIte: www.ubstomainancialsavices Your liabilities -0.06 0.00 Value of your account -$0.06 $165,935.78 Tracking the value of your account S Thousands 165.9 Dec 2014 Dec 2015 MA 2016 hi 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 $55,373.13 Net deposits and iniithdratrals 5110,542.01 Your OWStrielt rearm Dna:lendand interest income $20.64 Change in market value 50.00 Value of your =out on Sul 29, 2016 6165.935.79 SONY GM 00026550 Member SIPC ANP70002003655C05Nel000065619 00001 0715 000000000 3ococ0 Pap 1 of 8 CONFIDENTIAL EFTA_00137170 EFTA01278077
*UBS Business Services Account July 2016 Your account balance sheet Summary of your assets Value on July29 ($) Percentage of your account A Cash and money balances 165,935.78 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% G rived income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.C0 000% Total assets Value of your account $165,935.78 S165,935.78 100.00% Account name: 1 , S- PEET LLC Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your Financid Advisor. SCOTT SIM'. ", •a LYLE CASRIEL , Cash and money balances may include available cash balances. kin Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July2 016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% ANP7C0020C0655006 NP70000656 9 COCO' 0716 DOCO3C000 CONFIDENTIAL cofetlikiY_Gm_000285Viee 2 of a EFTA_00137171 EFTA01278078
1_JB Business Services Account Change in the value of your account July 2016 (Si Year to date (S) Opening account value 40.06 555,373.13 Deposits, including investments transferred in 171,139.99 14,515,588.02 Withdrawals and fees, including investments transferred cut -5,204.15 -14,405,046.01 Dividend and interest income 0.00 20.64 Closing account value $165,935.78 $165,935.78 Account name: 116 EAST 65111 STREET ISC friendly account name' 11 Account number: Dividend and interest income earned For purposes of INS statement, tatablty of interest and drAdend income has been determined Iron a US tar reputing PersPedie. Bared upon the residence of the account holder, account type, or product type, sane interest ands dvidend payments may not bo subject to United Stan (US) andor Piano Pico (PR) Income tares. The dent morn* statement is not intended 10 be used and cannot be retied upon for tam purposes. Clients should refer to the allaCatre tar atoning forms they recent from UBS annualy, such as the forms 1099 and the Forms 493, for lac reporting information h is the practice of UBS to file the aSpliCfne le reporting forms with the US mterr. ReWnue Streit< and PR Tteawy DeParttrent find in Such lOgels accurately (leafy chsclendsarcr a interest as le exempt or 'sable 'metre Bleat consult your indedual tax preparer. July2016W Year to date (S) Taxable interest 0.00 20.55 Total current year $0.00 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $0.00 $20.64 Cash activity summary Your N needs' Advisor: SCOTT STACK MANf LYLE CASRIEL See Account activity the month lot deists Seances in your Sweep options are indudedin the openng and closing balances eels. FDIC Insurance apples only to deposits a U85 Bank USA, not to &pouts at u8S AG, Stamford Branch Of bank deposits placedthroush the UBSInternahond DepOW Account program. SIPC protection applies to rnonfof market sweep ltmd hddiwas but not bank deposits See Important ink.rmation about your statement on the tat tvea pacts cf thiS document for deals July 20161$) Year to date (S) Opening balances 40.06 $55,373,13 Additions Deposits and other funds credited 171,139.99 14,515,588.02 Dividend and interest income 0.00 20.64 Total additions $171,139.99 $14,515,608.66 Subtractions Checks and bill payments -5,203 38 -179,841.74 Cash+ ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -11,945.73 Fees 0.00 -12.00 Other funds debited -0 77 -14,206,215.54 Total subtractions -$5,204.15 -$14,405,046.01 Net cash flow $165,935.84 $110,562.65 Closing balances $165,935.78 $165,935.78 ANP7C002000GSSCO7 NV7003065619 00001 07l6 00033 CONFIDENTIAL SDNY GM 00026552 000 Faye 3 of 8 EFTA_00137172 EFTA01278079
SUBS Business Services Account July 2016 Account name: 116 EAST 65TH STREET UK Friendly account name-116 LLC Account nuntber. Loan summary Your account instructions Opening loan balance on June 30 $0 Closing loan balance on July 28 $0 Average loan balance $379 Loan interest period June 30 to July 28 Number of loan (debit) days 8 Average loan interest rate ta000% July 2016 loan interest $0.77 Year to date loan interest $1 .39 UBS Bank USA Business Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 $0.00 Closing UBS Bank USA Business balance Jul 7 $0.00 Number of days in interest period 31 Average daily balance $1,248.57 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate Investment eligibility ansdegation - None selected Your Hounds' Advisor: SCOTT STACK MA/I LYLE CASRIEL • Your account cost basis default closing method is FIFO, first In, first Out AmP7C0020C06SSCO8NP70C0065619 WOO' 07I6 000O3C000 Y GM 00265tir 4 of CONFIDENTIAL EFTA_00137173 EFTA01278080
UBS Business Services Account July 2016 Your assets Account name: 116 EAST 65TH STREET 11C Friendly account name:116 LLC Account number. Some pnces, income and current vaues shown may be EppiOxirnale. AS a kit*. darns a-idlOsses m a/ 001 be &croakily reflected. See mnporUnt info/000On atour your Poen:ere a the end of U.S dxuenern lot mote infounnon. Cash Cash and money balances Cash and money balances ma/ Ind ode avaltie cash balances, UBS Sant USA obcoat account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. MBank USA deposit account balances are insured by the FOC %Wen applicable limits, but are not protected by 9PC. WS AG Stamford Brans h deposit accoum balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by SEC but me not insured by FDIC. Sot the Important information about your statement at the end of this docuirent for details about those balances. Habana Ocenng tglan« on is 1 0.) Closing Wane Prat per share Average OnIdendIMerest Dais n on Jul 29(S) on lul 29 (1) tate petted pniad Cap amount (S) Cash -0.06 -81.19 UBS BANK USA BUS ACC' 0.00 166,016.97 250.000.00 Total 40.06 1165,935.79 Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your total assets Percentage Value on to 29 (S) your account Cost BIrnilted untealzed bast (5) annual income (S) gain or loss (I) Cash Cash and money balances 165.935.79 100.00% 165.935.70 Total $165,935.78 100.00% 9165,935.78 Account activity this month For more information about the price clue shown for restricted securities, we Important information about your tretenent at the endof this Outunent. DS* Actlity Yaw' QUantityl Description evens, code Face why PricelValue (1) Cash amount (1) Cash and money NOW? (1) Jan 30 Cash and money balance 40.06 Jul 1 Withdrawal AC H WITHDRAWAL ADP PAYROLL FEES -76.60 -76.60 Jui 1 Correction Of Loan Charge MARGIN INTEREST ADJUSTMENT .06 continued next page SDNY GM 00028554 Anin7C002000GS5009 NV700306%19 00031 0716 00020 CONFIDENTIAL EFTA 00137174 EFTA01278081
*UBS Business Services Account July 2016 Account activity this month (cont.-Rico Cote Acthay Ouantityl Cesuiption Face value Cash PriedValue (S) imotett CS) Cashand money Warm (S) Jul 5 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 76.60 -2A83.03 Jul 6 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC .1680.71 Jul 6 Withdrawal ACH WITHDRAWAL ADP Ta)4401k -802.32 Jul 7 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 2,483.03 -80.36 Jul 15 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 Jul 18 Transfer JOURNAL FROM `11 23575 GHISLAINE MAXWELL 80.36 1,016.97 Jul 20 Withdrawal ACH WITHDRAWAL ADP Ta0401k -802.33 Jul 20 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC -1,68070 Jul 20 Transfer JOURNAL FROM V 123575 GHISLAINE MAXWELL 3,500.00 Jul 27 Deposit FECERAL FUNDS DEPC6IT BY PRYOR CA.9-IMAN LLP AT C111BANZ N.A 165,000.00 166.016.97 Jul 29 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 165935.78 Jul 29 Loan Charge LOAN INTEREST CHARGED Ad 29 Closing cash and money balance 5165,935.78 Category Current perlod(S) Year tocite Card parch LV5 Visa debit G MAXWELL Building/Home improvements $0.00 11,389.41 Communications $0.00 $37.99 medical and dental $0.00 S10 00 Purchases $0.00 $2,160.07 Restawants $0.00 S560.71 Transportation $0.00 $468.50 Travel arrangement services $0.00 S103.02 Prolessional services $0.00 $2,728.40 MiscelanecuslUrxlassified $0.00 $4,487.63 Total cord purchases minter Date d days average Roar balance (14 Rate 2040 211,945.73 Loan interest chaged CI) Loam interest daily detail Jul01 4 76.60 10.000% 0.08 Account name: 1 6 EAST 65TH STREET LLC Friendly account name: 1 ' 6 LLC Account number: Your Anandal Advisor: SCOTT STACK MANLYLE CASR1EL ANFICOCQ0C066501ONF70:0065619 00001 0716 00 CONFIDENTIAL continued next page v ont000nseure 6 of 8 EFTA_00137175 EFTA01278082
SUBS Business Services Account July 2016 Account activity this month (continued) Date Nunixr cl Clap Average low biance (11 Rate Loan Interest charged 0) Loan interest daily detail (continued) lul 06 I 2,483.03 10.000% 0.69 Jul IS 3 80 36 10.000% 0,C6 Total Oat 8 Activity Ciegnalion 60.83 Amount (S) Money balance activities Ain 30 Balance fonnrard $0.00 Jul 21 Deposit UBS BANK USA BUSINESS ACCOUNT 1,016.97 Jul 28 Deposit UBS BANK USA BUSINESS ACCOUNT 165.000.00 NI 29 Closing MIS Bonk USA Business Meant $166.016.97 Account name: 116 EAST 65111 STREET LIC friendly account name- 11 Account number Your PI nandal Advisor: SCOTT STACKMAMLYLE CASRIEL me UBSBanT USA ellSJ ness A«ouril is your °may sweep Wien. ANP700020C065501 1 NV7003065619 00001 071603033 CONFIDENTIAL SDNY GM 00028556 0000in EFTA_00137176 EFTA01278083
*UBS Yournotes . ,P,o0.2.0..,N2,,,,,......9.0. 0, 6,....o. oemweeemocazessm. a ,, CONFIDENTIAL EFT,00B7177 EFTA01278084
Important information about your statement U3S financial Services inc. (the Firm or UBS anemia! Straka°, is a merrber of all principal %dewily, comrrothey and options exchanges. UBS Financial Semler, and LAOS Bank USA re nulled subsilanes of UPS AG and *Nees of U35 Seamen U.C. The Fim's manual statement C available upon regLest The Font exweire off Ms are a. UBS Financial lances PC. 1200 Harbor Boulevard Weehawken, NJ 07086 This statarnica represents the only officialrecord of par UBS financial Semites account. Other records, tweet official ts.dxunents. contanng conflictingdata should rot be relied Loan II you beam there is an env a omisoon pilaw report it immediately n wrung to the Brandt lianactat of the Of ice serving your account. Allhagn el lige.' shown re intended to be accurate, statement deathcukf not be wed fa lea purposes Rely *kW on yesend tax forms. ge , Form 1099. 5498, 10425, etc >Men prepamg your lax return. The FM, 5 required by law town to the IRS all taxable dinkier,* reportable nontaxable diriihrea and enable infant end en sashes Feld rimy scant, net pro,eeth on see tra-saclions, ad cos* bathe:neaten covered seculars, Cant \\MICAS,. with tha Maw • Please resod inn sy oral corrithreations in ming to further protect your rights. intlurinfl your kit ceder the Searles Investor Proteobon Act (SEA) • d thefine-col institution on the top left of the inml of this statement snot U3Sfntricie Sakes, LDS Canal Conics carries yea account as nearing broker by arra-gement wite the rdcated enslitution We informed Ir'sw of this mitt:C.5kb villa, you opened this accost h the cast your lean a and Searles tre 'mated at LOS financial States and rot the intodrcig brains ad you nut make a ram of rya or omission to both firm As described en the account agreements, you must neatly US Of ary errorsor fraud Mang chedcs reflected on your statement wenn 30 drys alter it was mailed or made available. Alinements shall be deemed compla and accurate n all other respects if not objected to in *nay wthin 60 days • Please dact outromer complaints or ha/hest° to Fim's C lent Meson Dearman at 201.352.1699 a tollas r. 903.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in writ hq to t85 Randal Senices Ix., Client Relations Deem-Intent, P.O. Box 766 Unon Coy, NJ 07037. • In case of <MS Or I:peon:ft about an electronic funds transhr (W1), bar pear a UBS Votabit cad transactions, call K0762-1000, or write to UBS Randal Services Ix, 1000 Harbor 014, fah floor. Weehawken NI 07086, AMY RIAArBOA Semies cr write as soon in yea can, 4 you thik you statement a receipt is wrong or if you need more trdamation abut a transfer on the statement or receipt. The Firm or Card Sur (as spleable)must hear from you no leer then CO days slier the fie sent y0u the la staenwra on which the era or problem spend. - Proede your rare ad scant number Of any) - Desate We M0r Of the trans* you areinure about, ind explain as <km& as you ca why you believe a is an emu a why you need more refamatim. - Pro the dolar an-ant d the suspected ern". The Firm or Card Issuer vii hoestigate you rcomadaht and we correct aw error promptly. For alleged mots imokring UBS Via* debit cad broad irk if we take moo than 10 boa tress days to der this, we willcredit tor accord for the annum youthilk is in error, so tat you we hove the use money during tie tine it tikes us to complete our nostigetion. Please mire all checks payele to the km or tie ft-uncial incaution nokated on the front of ta statement In addition to regular accost fees, accounts may be abject to mantenarre lets, changes for late pigment for securities purchases and charges kr unpaid anoints re cash accants. Accounts that at transferred to other instant:ens may be subject to a tangier lee. UBS Sweep Oraiens LAOS offers options kr sweeping cash banes. balances to bat deposits at UM Bak USA and UBS AG %winked trench (Fte-k Sweep accyara), money meat mutual haft ;Money Fong and the Interrutional Depose Account (DM or c women with MI Intarotional Rhone Managernad Account, Though the Bair Sweep Programs, cash balms we swept to LESEank USA Leo to an estabished knit and then to UM AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC hared in accorda-ce with MK mules. Format information please voB wwwfdic Deposes at LEG AG Stamford Brads ad shares of Money Funds are rot hared by the FDIC. Through to DA, eatable to cash balances are swept to depose scants al UBS AG New Yak Branch and LDS AG Cayrrun Ranch thew deposits are not inured by tie CDC Balsas held at the UD5 AG Cajman Brandi are tempos ay emosed to the to/weir irk of the Cayman Wads, and Ihere is no guarantee or other obligation of UBS AG to repay he banes while on the LEG Cayman's Brach's books. Deposits at LEG Bak USA and each UPS AG Branch are rot protected by SIK. Money Fund three are protected by SIPC. See 'LOS financial Services Accent Protect-on' Slow. Uponyour request balance, in the Bare Sweep Program or DA may be wethdrasn and shares of a Money Fund may be liguidated, ad the proceeds returned to you or your seosdies Kral* Rita( I-Simeon about available sweep ophank ncUdng tuners interest rates and *rids. it available at wtwe ubscomrsweetwelob from your Fnancial Advert or by calling 020- 762- 1000. UPS Financial Services eccoin protection Th• Fe", r. A -rwlve rF tb (er, r no< Iwnto• Protartrn Corporation aPC), which protects leO-rlieS ACCCcrltS 01 its renters up to $500,000 (Melding 1250,003 kr riains for casli. The Slit asset protection limits apply to all scants that you hold h a particular cassia. the Fern, together mite certain aff Oates, has also purthead Imailemente protection. The Madman amount pa/al:410 al *foible diet, CONIClink under this protection is ZOO matron as of Docents- 10, 2015. Stbrd to the poky orditorts ad limitations, cash a the firm is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a paticulm capacity. A fie copy of thepoky wading is available uPon request. The SIPC protection ad the supplemental protection both do not apply to • Carlin lnncial assets controlled by (end Maid n your account value) but held away from WS Financial Services (e.g., certain( cash at UBS Bait: USA, 00 cash at Les AG U.S.branrhes, (4 reurarce poixts, including vritble annuities, and FM darn of mad funds when such thins are registered detect& it the name of the accord holier on the books ad records of the splice* Suer a transfer agent), • Cetain nwstrnent contracts or intesement Means (e.g., landed partnerships ad pate placements) that ant rot regnentd uncle ter Securities Act of 1933; ad • Commodities ccrtrals (e.g, foreign wattage and preccus metal contactsk ineludag futures contracts and commodity option contracts. The SIPC protect on and the supanninul protectiondo not apply to these assets then if they otherwise appear on your statements. The StC protection ard the 9479lentental protection oh not protect against changes as the market vale of doer entailments (whether as result of market moverrem, issuer ba-kruptcy or otherMe) More atomisation is treatable upon reuses-I. You mar omen more inf °meteor a wake:log the SIPC Rocha by cemetery Silt at 202-37I -83C0 or by vilitivj the SIPC webete at wantelpeurg Dividend Reinvestment after= (DRIP) the ph* reflected Is an attires price. You may alien the Kcal price km yes Frio-cal Advise. Orly whole shares aro purchased under DRW; panel Mann wil be sold ad the cash we be *seated ywr account the cividerd reinvestment price applied by the slier may 61 I er from the make peke al winch tie partialthus me sold Ceetvielieu CnV whole urns may be heed it yak amount. If wu entitled to petal Phil a a nesuk <item:C-4*rd palmed or pries, the Firm will either aril panel web at keg price a accept an bran determined by a regiaered cleirtrg agency, exl credit yor accord. Investment objectives lhe nreslmara objective and risk profile ere spec Is to each Moult and may vay between yar =Cant Neese advs. the Firm acme& in wining of ay sgnticant change in par Inancial situation or investment oblecttves For each won hell, you choose one of the following inwparrant air/lives CONFIDENTIAL • Frocks? Cunene income: hvestments seang the generation of Mona only. • Acne.. Cape., Appreciation. Inn-curers seeing omit of principalrather than the generation of ixam. • Produce Carthautian of Mame and Capitel Appreoaton. Nemo:nes seeking both the gennecn of 0%0110 rd growth of priabal. Overall risk profiles • ConservaOrt. Seeks to mentain hitt pri-cipal, with low risk and volatility to the account owrat ten if that means the scan does not generate sign it kart Mon* Or Warne and May rOt trip pre wits elation. • Moderate VENN to accept sane Selo pircioui and tolerate some satiety to seek higher returns. • Aggrearm: Wiling to accept high n* to plexpal and high wile lily to seek high returns owe tire*. • tromtment E‘grbarirr Conseleation: f Hinted, a portion of the portfolio for that account may Miele canaille strategic, tinted liorieity and rater volatiky. Statement Theureheldief We may concordase all related account statements with the sane atass 0 the same enmetve, eq. because they have owners who AO mama., jon account red crehips writ other dens a the tame address* you peeler to recent individual statements marled n separate entelopes, you may decire hor,eholdng by calling wxr Financial Advisor Friendly earned memo The Fixedbi arecu-d nano is a custom:ea 'nickname' chosen by you to assist you with your recordteePro has no legaleffect myna account You can dung wow hiend9 scam names. through Onkie Service, a by contacting your Finanual Adesor. Account overview • Value of yea amanWon(olo. Net of assets and • A 3.1e hcbdies satiate cash balances, values fa reserkted securely lot ), and Global Tim Deposita crreared mats to racket, and certain assets not held by to Firn. Does roe include unaked seculiWassets at the end of the prior and arrent statement beri0dk. Or porn ivresanentw untested stock options and earceoble stock options • Usages. Indubs debit balances, cutstarding margin bins, credit Ire, shot scant balances. • Cathhesonty balances. Total of unimested sada* cash balinces, plus deposit telances al UB5 Bank USA, LES AG U.S Branches ad manly market mutual fund sweep Warms, at the case of tie starrent period Non-ccesredity free credt balances in you wood are not segageed from other balances and the Remy cue of these lords re the ordnay course ol As TIM funds avowable wen your dared. TIM total is included in to arrant period closing Vale Lending infennetien For deleted information on the Firm's lending padres and doclotcret. refer to yea Client Rationales SDNY_GM_00028558 EFTA_00137178 EFTA01278085
Important information about your statement (COMIMIed) Agnement or ACCOLII Agf t4i* !WA and the General Terms ad Conditions U3S Statement of Credit Practices mailable in Statement and Ondontres at goy eet fronitireevinteirtrintr met Yew meets Your stesament itemises securities and other assets hell ro the accabl at the end of to slatemers period. You may ark for &tea Of fa* pad startles al anytime. You may receive securities teed as 1031 collateral alter paying any balance dm on them. Any securities transferred to tie Firm eta-9 the Italement period are listed at market value as of the end of the statism. period. • Cost balm. In determining the cost basis of he securities incbded in this statement, where indicated wih the number "I, • WS F nand& Services has relied on information obtained from sources other than 1.85 Financial Senices, including information frcm another rim a that roomier have provided to yes Finmxial Adam The Finn does not indeperantly verty a saints the accuracy a vaIdity day Sarmatian Provided by WM other than 1.65 Fruncial Seniors atliticrs although UESFnricial Services greralY Lezdates ens Hermetical as n is recerved, the Finn does not provide any assurers. tut tie infornation seder "Cost basis" ard *Unrealized gairf lose is accurate as of the date of Chi statement. As such please do not rem on this acenntion to make peschne or sale decisront fa tax puposes a otherwise. Accounts its-derred to tie Fim may reflect gee/loss infamutim only for tie pined id tine they so held at tie Fim More historical OrIcematim <abbe added by yes Flax's' Advisor. • Unreeling gans/losees When data n unmated L.-realized guinelown ore cictialad Ice stony lots. The transition data for lots may or my not ref kct ccmmisicns, rZ ctor security reorganizaten events in cl and ate reinvestment lots ad systemate perches* loll are each canbined to display one averaged lot The 'Trade date' com m presents the agral transadon rase date. • Callable securities Bonds and unbind stock that the ever cats for eat redemplem will be selected trips-hilly by lot frcm ararg all scurries of ha issue held itournwnea in nominee newt fa ow clients. Call Statue iduirritan is obtained from third petits and its accuracy is not guaranteed. Ober call hares may net which cord Mod rat amedele ifeematnn will croaked upon request • Certificates of deposit COX CDs are FDIC aired yam $290,000 in principal and /caved interim per depots[ ad per depository insituan in a:cadence wits FDIC rules. • Price/value Prices diaplawd for securities and aher cadets may be higher or bete than the price that um would enualY receive in the mate Fan an obtainedfrom asses seed pans sources 'bits we bithe to be relable, bit we do not storantee thei accurxy. - We germak use he closing price when avalebka One mean of the bed ad ask poxes for hued sectrein and opticre or only bid prices for OTC searilies. - Less actiwy traded securities may be priced using a valuation model a tie moss recent price we claimed ad may not reflect an actual makes price a value - Certain positions may appear witcul a mice ad will tow as 'price was rot evadable • it we are triable to olden a price fora seamy - Deposit, a securities denominated 55 culrarcies ogler thin U.S dollars an reflected at the nanny rate as of the gatemen date. - fcr certain seariles rading n non-conformrg denornations. price and quality(facw woe) may have been adjusted to facilitate peeper Susan To cbuin cumin untsione when availabb. contact ycea Frai-ctal Adencr • Private investments and nructaired prod as. royale animate "Nunes (rcLaing dud participation program ad real *mate investment mast soothes) and structred prolds are imneralb highly lbuid. Celan stria-tad pastas have not been regotered with the Securities and E.dtage Commissioner under ay slate seculiZaws. We provide estmated oaken fee piste investment searites ird structured products for incematinal purposes cry. Ataraq ism guaranteed. - These vitas may differ abetanisfit km prices, il any. at which a ante imestard rim structured product maybe bought or sold and do rot necessarily represent the vat* you may receive spat liquidator. - Third party esimmes of vats ate m al a attain date and are supplied to UK leurcid Services on a reglar basis by an independere volution firm. - baser. generalpanne- or sponsor estimated vales. if any, are applied to the Fm by the issuer, general partner or sponsor and m ay be calculated based an deferent information tan tut used by Mid ponies to derive their eninated values. - You can obtain aedirorel information regardig the metcsblogy used to decenniae the estimate of value and the dale of tha Ham annthat is the basis fa the estimate by contacting your Canna' Advisor - Third prty 'singed vales may be reflected as 'Not priced in several stuations: when an 1-dependent valuation lire has not %SOS a is unable to assign a atm. Serowe become ware that a matenal meet has awed that may call a pommy repMed vitae ieo question, or Wien a value would be highy *Wats due to tie nature ct the security. - When neither an Muer, general partner or sponsor estimated value nor a thrd-paly Minuted %elm is providect, the valm ol to seanty Mk be dberent Irene itscaches* price. - • Detributicos to date' mat indude return of capital, name orboth. - 'Original unit size' represents tie initial offering paper snit as:Inlet not reflect yout cost bass. - OPP rd unlisted REP teases se rot listed on a national 'bur:ties exchange. and are gear* liquid and men if they can be sold, tie prke received may be len than tie per share estimated value provided n the score statement • Restricted securities Restated 'ensiles generalY are not currently elgbk for public sale. UBS Financial Service: uses the motet priced the unrestricted nods of to 5a'ne issuer' as an inputed value for IN restricted Pak brougooses Sign statement way To the extent teat resticled sectrities are elgbb to sae, the vale received may be tbstarbaly less thanthe imosed vsbe town • Est. (estimated) income. anon yields and rates. M eni ui. of annual income is based on current daidend ad interest rats, assisting tie swages will be heal for are yes from statement date or until maturity This intimate nor* a gudelne; accuracy ad continued intone are not guaranteed - Estimated annual acme and curent yield for certain tgoes of leashes cold betide a retun of ethicist or capital gains in which dee the est income (a-dcurrea yield would be ovestated. - Estimated anal income and arrent yield and tie actual Scar* and yieU misfi be kisser a higher then the estimated amounts. - An Sinn of 'musk:ad income (dividend enter interest) died's(' by the current market valet average balance is based an the Last dividend or interest payment mule by the is and mantes he sectebadepmes will be held for me year torn the statement date or until rarity. Accuracy and continued well an not ware-deed • Assets not held by UBS Financial Services. Certain assets se rot held by the Fnn ad not *whin the Fern's possession se cabal. These sleets a* displayed on tear statement for informational purposes only. Positions and values presented an provided by dal Ssu'rg fern. UBS Inincial not respectable for tie information and does not guarantee ea mangy. These assets are not protected by SSC or Me Firn's supplemental MPC mown's. • Revenue sharing and additional compensate's.. — In midden to conmissions on sin and 12b.1 lees received n correction with tie ditributim c4 mutual brad to ow dents we ri der our AA*, re1/4" is, swerme shying Payments Iran dianbutors ardor advisas of the retest funds that we sell. These arnants are based on two cMereni corrporents (Edw amyl of Ulf, by UBS of a Paliculs mutual fund famiY to our clients: and 0) the asset value of a particular mutual fund famfit's shares held a the Irm — We and as allisete ate receive sneaking and onnba accessing fees n coroderation for transfer agent irises tat we roan* to the mutually& These fees generally are pad from investor asses it the mute I turd and me a toted deals amount based an the nutter of accounts at the broker.dealer holing mutual funds of that fund fmiy CONFIDENTIAL - h addinn to cornraississ received n connection with the sale or dotroution ol array contracts and cast investment but crab tome clients. no alder our affiliate reces reserve sharp ampensaion from many of the instance companies sideman; the amity contracts, aft Trams et la awn carcases or sponsors of taunt irriestmmt rusts we disIrtute. - Our affiliates abo wait, tradng comrnesions rd of er compensator, Morn ntnual fink and auras companies whose precasts we deaute. - We receive an anal he from WS Bat USA ad 1.65 AG Stanford Bunch dupla 425 per accarl sweeping to the barks under the UBS Bank Sweep Program. Mikity Infammenregardngconmksbns and otier charges tarred in tonnes-6:n with tie executer. of trades, ixtelng option transactions has been incbcbd on corif Swims presousy furmhed to you. ri d all be proemial to )w prerrptly on repine Share selling 0 you are engagedin short selling a wary, you may au a charge der to cabin bovszwig costs for the partkulcr secsay. Open orders Regarding open or • gni-till-canceled' aders that wee not executed by the atelier* date, open buy and sea slop orders are waxed by the mount cl dividends or rktilscn an ex-divide its a eartm date unless retnxted cdnenvise by yos You are responsbk for [den that are executed db to ;Ow lalure to cancel easing open orders. Odom To obtain a copy of as current Client PrivacyNotice. please contact yea Financial404sec vat our *finite at wsw nl/ nth, Anme,Ir v 1,85 Fina-cif Se vices is not a bale The MIA, Business Services Account ESA and IRMA are takinge accounts which provide access so banking services and protests tea* sungeramrits with affirmed barks ad other Ihniparty bares. ri d provides access to roseate and anoustY Frodias saved by unaHiliatedthid-party rourrice conpanes through reura-ce agency subsdianes of UBS Financial Services Inc. tonesment„ aursce. ad a-ruily products, Not FOC intend • No bank guanntew May lose vibe RMA. Resource Management Arm rit, Business Services Account BSA. IRMA and international Resource Management Accord an registered service maks of 1.85 Fnaxii Sewers Fx Vila Signeure is a regd....de:end mask. of Visa Hemel knal LOS visa Septa ova cards and WS Visa debt cards ere issued by UBS Orb USA with Peorll5SIOn tan Visa U SA hcorpaated. UM Financial Soaks Ma My 201604 SDNY_GM_00026559 EF1'A_00137179 EFTA01278086
SUBS IRS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036616430616 V1 0 Business Services Account August 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK N107666-0308 Account name: 116 EAST 65TH STREET 11.0 Friendly account name: 116 LLC Account number: Your financial Advisor: Value of your account Questions about your statement? Call your Finnan Advisor or the Resourcetine at 800-762-1000, account 029323692 on July 29 (S) on August 31 ($) Your assets 165,935 78 157,752.58 Ifislt our websIte: wivw.ubscornainancialservices Your liabilities 0.00 0.00 Value of your account $165,935.78 $157,752.58 Sources of your account growth Tracking the value of your account S Thousands during 2016 Value of your account at year end 2015 $55,373.13 Net deoceiti and 165.1 157.8 withdravab $102,356.20 Your rivestinent retunt DiAdendarxl interest income $23.25 32 4 554 Change in market value $000 Value of your account Dec 2014 Dec iO15 Jul 2016 Aug 2016 on Aug 31. 2016 $157.752.59 SDNY GM 00026560 number SIPC ANP7000200066; 643 NPVC00661 I 5 000010816000000000-100000 Page 1 of 8 CONFIDENTIAL EFTA_00 I 37 I 80 EFTA01278087
SUBS Business Services Account August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 157,752.58 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $157,752.58 $157,752.58 100.00% Account name: 1 Friendly account name: I Account number: S- REET LLC Your current asset allocation A Eye on the markets Index Percentage change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 8.01% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Your ig nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% A HP 7(a)2000661644nIPAX006SI IS 0000I 0BI& OCICO3C000aMYOM000261019 , 2 of 8 CONFIDENTIAL EFTA_00B718I EFTA01278088
SUBS Business Services Account August 2016 Change in the value of your account August 2016(S; Year to date (I) Opening account value $165,935.78 $55,373.13 Deposits, including investments transferred in 0.00 14,515,588.02 Withdrawals and fees, including investments transferred out -8,185.81 -14,413,231.82 Dividend and interest income 2.61 23.25 Closing account value $157,752.58 $157,752.58 Account name: 116 EAST 65111 STREET LK Friendly account name:116 LLC Account number. Dividend and interest income earned For purposes of tfis statement, tatabity of interest and dmidend Income has been delernineel ticM a US lm rePortin9 CelsPedite. Steed upon the residence of the account holder. account type, or prodixl type, torn, interest arch dvidend payments may not be subject to United States (US) ardor Naito Rico (PR) income tzars. The dent months/ statement is not intended to be used and cannot be relied upon for tat purposes. Clients should refer to the arc/Katie tar atoning forms they receise from UBS annuely, such as the Foims 1099 and the Forms 493, foe lac reporting information tt is the practice of UBS to file the accisrarre lac reporting forms WM the US interna restnie Service and PR Tle8Sury OeciellitTerit. and in such fOrMs accurately (rosary dtidendt Bead interest as Iry ererrist or meal* lecone Please consult your intledual tax preparer. August 2016W Year to date (S) Taxable interest Total current year $2.61 $23.16 Prior year adjustment 0.00 0.09 Total dividend & interest $2.61 $23.25 2.61 23.16 Cash activity summary Your Pi amide,' Advisor: SCOTT STACK MANLYLE CASRIEL See account activity Ma month for detalt !mantes In your Sweep Options ate indudedin the openng and closing balances irtlue. FDIC Insurance /poi., only to deposits at U85 Bank USA, not to deposits at UBS AG, Stamford Branch ut bank deposits piacedthroush the UBS intenahorvf Depose Account pogrom. SIPC Protection applies to mom market sweep field holdings but rot bare deposits kermPortant 1060"nation about your statement on the lat two pages cf this document for detals August 2016 (1) Year to date (1) Opening balances 5165,935.78 $55,373.13 Additions Deposits and other funds credited 0.00 14,515,588.02 Dividend and interest income 2.61 23.25 Total additions $2.61 $14,515,611.27 Subtractions Checks and bill payments -8,10981 -187,951.55 Cash/ATM transactions 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments -76.00 -12,021.73 Pees 0.00 -12.00 Other funds debrted 000 -14,206,215.54 Total subtractions -$8,185.81 414,413,231.82 Net cash flow -$8,183.20 $102,379.45 Closing balances $157,752.58 $157,752.58 ANP7000701:066164S MI003086115 00001 0816 C00O3 CONFIDENTIAL SONY GM 00026562 0000 Fags 3 of 8 EFTA_00137182 EFTA01278089
*UBS Business Services Account August 2016 UBS Bank USA Business Account APY Account name: 116 EAST 65TH STREET LAC Friendly account name:11611C Account number. Interest period 1u18 - Aug 4 Opening UBS Bank USA Business balance Jul 8 $0 .00 Closing UBS Bank USA Business balance Aug 4 $163,453.47 Number of days in interest period 28 Average daily balance 847,490 01 Interest earned 80 .72 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None sewed Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your linandul Advisor: SCOTT STACK MANY LYLE CASRIEL Aire002000061646NP70C0065115 COW MI 6 00C030000 N AJ)00265tege 4 of 8 CONFIDENTIAL EFTA_00137183 EFTA01278090
*UBS Business Services Account August 2C I C Your assets Account name: 116 EAST 65TH STREET ISC Friendly account n • 11 Account number. Salle pisces, income and current vaues shown may Iz appcoximate. AS a int.*. gam aid kOsses may nol be accwalely reflected. set manna« intoneetton about your statement a the end of Ins ¤t 10, note infornson. Cash Cash and money balances Cast, and morey balances may include avalade cash balances, UBS Bant USA &posit account &lances. UBS AG Stanford Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the SDK váltin appllct1e limits, but ace not protected by SIPC u8S AG Stanford Branch deposit accoum balances an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SEC but cee not insured by the FDIC. See the Important information about your statement at the end of this docunent for deal about those balances. Hddng Openng blame on Aug 104 Clonng baaxe on Aug 31 (6 Knee per share on Aug 31 (1) Average Cerldencl Interest 0011 rato period penal cap annual (1) Cash -81.19 -2483.03 1.65 BANK USA BUS ACCT 166.016 97 0.00 250.000 00 UBS AG DEPOSIT ACCOUNT 0.00 160235 61 Total Your total assets 1165,935.78 1157.752.58 Value on Aug 31 (I) Peaenta", of your account Cost basis (S) ESYntated annual income (1) Unrearried gain or IOSS (1) Cash Cash and money balances Total $157,752.58 100.00% $157,752.58 Your %nodal Advisor: SCOTT STACKMAN/LYLE CASRIEL 157,752.55 100.00% 157,752.58 Account activity this month For more intormation about the pine/value 1. 'or reuricteaSecudlles, see important information ationt your statement at tne end or Inn cbc orent Your Couantrlyi Dale Actlaty DeStoption expense code Face vat* Jul 29 Aug 3 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARNWC -1,680.70 Aug 3 Withdrawal ACH WITHDRAWAL ADP Tau/401k -802.33 163,452.75 PricerValue (S) Cash amount (S) Cash and money baanre Cash and money balance 5165.935.78 conttnued next page SDNY GM 00026564 Amp7C0020C0661647NP70030661150003I OBI& 00003000~000000 Page 5 of 8 CONFIDENTIAL EFTA 00137184 EFTA01278091
*UBS Business Services Account August 2016 Account activity this month (ccetrived1 Date Atthety 0ex:4:taan Your expense code Wantip Face ydes PrIcdValue (S) Cash ^mi es) Cash and money bante (H Aug 5 Interest UBS BANK USA BUSINESS ACCOUNT AS OF ona 16 .72 163,453.47 Aug 8 Bsa Check GEORGE TAVOULAREAS CHECK PAID 001084 -500.00 162853.47 Aug 12 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 162,873.11 Aug 17 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC -1.680.69 160390.08 Aug 17 Withdrawal ACH WITHDRAWAL ADP Ta:4401k -802.34 Aug 25 Bank Card CITY HALL SYSTEMS INC -3.00 160,314.08 Aug 25 Bank Card CITY HALL SYSTEMS INC -3.00 Aug 25 Bank Card TOWN OF MANCHESTER -35.00 Aug 25 Bank Card TOWN OF MANCHESTER -35.00 Aug 26 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 160235.61 Aug 26 Interest UBS BANK USA BUSINESS ACCOUNT 1.89 Aug 31 Withdrawal ACH WITHDRAWAL ADP EEPAWGARPIWC •1,680.71 157,752.58 Aug 31 Withdrawal ACH WITHDRAWAL ADP Tax(401k -802.32 Mg 31 øosing cash end money balsem 5157.752.58 Transartion Poning date dalt DescriptiOn Amount (1) Card purchases 135 Visa debil G MAXWELL Tax payments Aug 22 Aug 25 CITY HALL SYSTEMS IN 508-3815454 MA 796236900017862809 13.00 Aug 22 Aug 25 CITY HALL SYSTEMS IN 508-3815454 MA 796236900017889547 13.00 Aug 22 Aug 25 TOWN OF MANCHESTER 602-4549575 MA 796236900011962613 135.00 Aug 22 Aug 25 TOWN OF MANCHESTER 6024549575 MA 796236920011989418 13500 Total - Tax payments 576.00 Total Card charges 576.00 Account name: 116 EAST 65TH STREET U-C Friendly account name:116 Account number: Your Maandag Advison SCOTT STACK MANT LYLE CASRIEL A:070302060661648 NM0000561 1 5 COOCA a316 60603COOC _Groj)w265ttge 6 of 8 CONFIDENTIAL EFTA 00137185 EFTA01278092
*UBS Business Services Account August 2016 Account activity this month (contrived) Category Cunene perlod(S) war todate Card purchase samma LES Visa debit G MAxlmeEti Budding/HOMO improvements 30.00 11,389.41 Communications 10.00 $3799 Medical and dental 80.00 $10.00 Purchases WOO 82,160.07 Restaurants 80.00 3560.71 Tax payments 376.00 176.00 Transportation 80.00 $468.50 Travel arrangement services $0.00 S103.02 Professional services WOO 12,728.40 MiscelaneougUnelassified 1.0.00 $4,487.63 Total card purchases Oak Activity $76.00 (*Jericho° S1202123 Amount (Si Money balance activities Jul 29 Balance forward 316631697 Aug 1 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/2916 -81.19 Aug 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08)03/16 -2,483.03 Aug 5 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF way I6 0.72 Aug 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Ce 08/0&I6 .50).00 Aug 15 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 08/12/16 -80.36 Aug 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08117116 -2,483.03 Aug 26 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 08/2916 -76.00 Aug 26 Withdrawal Transaction tent Reached UBS BANK USA BUSINESS ACCOUNT •160,314.08 Aug 31 Closing UPS Brink USA Business Account The UBS Pant USA Busmen Account is your pima,/ sereepcphorh hal 29 Balance forward $0.00 $0.00 Aug 26 Deposit UBS AG CEPOSff ACCOUNT 160314.08 Aug 29 Withdrawal UBS AG CECOSIT ACCOUNT AS OF 082E/16 -78.47 Aug 31 Closing UBS AG Deposit Account 3160.23531 Account name: 116 EAST 65TH STREET LLC Friendly account n • 11 Account number. Your !Mandril Advisor: SCOTT STACKMANTYLE CASRIEL The UBS AG Deport Account Is yoLv seconds, sweep coticri ANe70002007661649NP7000065i1500071 001600 CONFIDENTIAL SONY GM 00028568 CO3C00C Page 7 f 8 EFTA_00I37I86 EFTA01278093
*UBS Your notes ""77:=770:=:::°: "'" —'"° ° °' 8 CONFIDENTIAL EFTA_ I37187 EFTA01278094
Important information about your statement U3S financial Services no. (the Firm or UBS f nada Strokes), is a muster of all principal ucvay, commothay and optima exchanges. UPS Financial Seniors and LES Bank USA ai i-dien subsilenes of UPS AG and aff ihaes of LAOS Smiles LLC. The Fim's finned statement k available upon regLest The Font twat:re off kes ere at: UBS Fine-cal SanceS PC. 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only officialrecord of you' IBS Financial Senates account. Other records, esept official ts.dxunents. contanng conflicting data should rot be relied iron II you beast there h an ma a omiean please report it immediately n vintner to the Brands Manager of the Of ice serving your account. Allhosip el homes shown re Mended to be aquae, statement diatecukt not be wed fa to purposes Rely sigh on yesend tax loom. , Form 1099. 5498, 10425, etc > when prepamg your lax return. TM Firm a required by law to refxn to the IRS all taxable dividends, mportakie rantauble detain and stable °area end on secretive held in mu scant rice rotate on see tratradera, an cost bash on main covered monies Cent I nUanawith to Pinta • Pleauerimodinn so oral cornmantions in twang tofurther protect your rigors, intlutkr9 you rites ceder the Sentries Investor Protection AO 0 7AL • II the financial institution on the top lell oftehcM of this statement snot CBS prod Strokes, LES Fi-andal Smites carries you account as dewing broker by arra-gement bah the inicated institution We informed you of this alt.:ark, when you opened this axon. h the cast your leant and sentries a* located a LOS financial Services and rot the iandecig Praia ad you mist mete npret of any ma or omission to bode firm As described the account agreements, in must natty US of Try errors or tired iwohig chides reflected on your statement wen 30 drys alter b was mailed or made available. Alinement% shell be deemed conolne, and actuate n all other respects if not objected to vetting within 60 dots • Please died cutromer complaints or earnest° to Fivers C lent raison Dearman at 201.352.1699 a toll-free a 903.354-9I03, 8:03 A.M. to 6C0 P.M FT Monday through Friday, or in writ to L155 Financial Senices Ix., Client Relations Depatrnent, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or pante:ea about an electronic funds transhr (Mt tai pryer a UBS hatched! card transact:one, call K0762-1000, or write to UBS Financial Services ex., 1000 karat Blvd, &Moor. Weehawken NI 07086, Mtn RINIfeSA Serkes. Call or write as soon 'nye:tics, if you tisk pos statement a receipt is wrong or if you need more tdantatin for a transfer on the statement or receipt. The Firm or Card Sur (as applicable)must her from you no In tun CO days slier the tem sent yOu the tent statement on which the error or problem adman. - ProOde your name ad axon number Of any) - Dear& the erta Of the trans* you revere about, and eplain as clerk as you can why you believe a is an error a why you need more infammin - ha:dethe doter arrant ot the suspected mice. The Firm or Card Issuer se iscestiote your compote and oral correct any error promptly. For alleged onus i-nokring UBS Via* debit cad Ira-hadkm if we take mop than 10 businnsdays to der this, we will credit you' accord for the mount ycuthink is in error, so tat you we have the use of she money during tie tine it takes us to complete our mitigation. Please mire all checks payable to the Fern or tie financial innerin related on tie front of this statement In addition to regttar accost fees, accounts may be abject to mantenerke les, canoes for see payment for securities purchases and throes for unpaid amounts it cash accounts. Accounts that re transferred to other instrutins may be subject to a transler fee. UK Sweep Options LAOS offers options for sweeping cash Waxes. balances to bat deposits at UM Bak USA and LES AG %maid [cinch (Ba-k Sweep Plajarra), moneymaker mutual Ards Money fan) an the international Depose Account (DM or antoners with Sri Intarational &nano Llanaprrard Account. Though the Bair Sweep Program, cash balms re swept to LESErank USA Lp to an estabished knit and then to UBS AG Stanford Branch, or a Money fund. Deposits at UBS Bank USA are FDIC hared in scoria-kr with FDIC hies. Format id ormaan please visit wwwfdic Deposes at LES AG StamfordBrach ad shares of MoneyArdsare rot nosed by the FDIC. Through tie DA, (mailable to cash balances are swept to depose scorns at UBS AG New Yak Branch and LDS AG Cayman Ranch Tow deposits arena traured by tie FCC. Bale-ms held at the UDS AG Cayman Brandi are tempered/ imposed to the sovereign rat: of the Calms lira, and there is no guitars* or other obligation of UBS AG to spay the balms while an the 1.65 Cayman's Brach's books. Deposits a LES Bak USA and each UPS AG Branch are rot protected by SIK. Monet Fund three are protected by SIPC. See 'LOS Financial Services Account Protection' bedew. Upan pm request, balers in tie Bari Sweep Program or DA may be vethdrawn and shares of a Money Fun may be licsidated, rd the proceeds returned to you or mut senties avast. Want Mammon about available sweep ann., mashing (want it rates and kids. it emits* at wmvubscornstreeppetb, from your Fnancial Advisor a by along KO-762-1000. UN Financial Senior account protection The F,"" n a mentordF the (on trine 1-twin, Protartrn Corporation (SK), whits protects StO-rlieS ACCCcrltS 01 its reenters up to $500,000 (inClscling 1250,003 kr chins for mkt The SIK asset protection limits altehr to all accosts that you hold in particular weary. the Ftm, wombs with certain aff iliates, has also pun:bead appkmental protection. The Madman anoint pasabee to at °gide diet, coPeclink tide this erasion is SSOO maroon a of Detente, 10, 2015. Stbra to the poky ordilons ad lmi actions. cash the Aims is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a patkuler minty. A fJ copy of the poky wading is salable upon request. The Slat protection ad the supplemental protection both do not nit to • Ceran Inertial assets controlled by (end treaded n your account value) bat hell away from WS Fina-kel Services (e.g., certain( cash at UBS ark LEA. 60 cash at Les AG U.S.aanrhes, (4 thurarte ;redacts, including valible annuities, and (id dors of mated funds when such dins we moistened dna& n the name of the account holier on tie books ad records of she applicish Suer a transfer agent), • Lenin nwstrnent contracts a inwsament interests (e.g., linked pannwships erd white plarerronts) that are rof regitered under Ow Securities Act of 1933; ad • Commodities cOntaCIS (e.g foreign exchave and preckus metal contracts), includrg futures contracts ad comsat, option contracts. T promo in and the supplemental proteckn do not apply to these assets even if theyotherwise appear on you statements. The StC protection ad the 947Planental protection do not protect against changes as the market vela of you investments (whether as 4 result of market moverrem, issuer baisruptcy or °Menke) More irtonnation a avaable won request. You myy obtan more nonnatiOn about SIPC, cicludrn9 the SIPC Brookm. by contacting SIPC et 202-371 -8300 or by visiting the SIPC swan at smesaktorp Dividend Reinesernent Program pun The pin reflected h an average trice. You may Wan the stud price km you animist Advisor. 0* whole shares are purchased under DRW; petal shags red be sold ad the cash wi be deposited your account. The cividerd reinvestment puce applied by the aster May liter from the mean peke al watch tie partial thus re sold eastenlieu Cnhiehole urns maybe held in yam acona. If you we entitled to a petal int a s nesult ol a okriderd paomera or avilIdi30, the Firm will tether ell panel ina at martin pricer a accept an mood determined by a regiaered dearth agency, rd credit you accord. liweesuant objectives The i-neslmerI °bitches and risk profile ere spec Is to each account and ma/ may between you want Please advs. the Firm acme& in wining of ant 59-Scant change in pox Ionia situation or investment &sows For eachscant held, you choose a* of the following immerse objectives. CONFIDENTIAL • Pecan Cuneneincome: hastments seeking tie generation of income only. • Actin. Capital Appreciation. Innis-wants seeing /vont of principalrather than the generation of ixam. • Produce Consbauten etaW bo th e pital Appreoitton. Nemo:fit seeking the gasman of none and growth of frixpal. Overall risk profiles • ConsuveOrt. Seeks to maintain MIN pixipal, with low rot and volatility to the account owrat even if tat means the scam does not generate signelkart nano or room and nay rot keep pa with inflation. • Moderato Wiling to accept sane risk to pinctial and tolerate some sanity to seek higher returns. • Aggress/iv: willing to accept high roe to pincpel and hip valet lily to sea huh returns oar time. • fro anent Ettelutio Conseenation: k Olift•d, a P7 605 of the portfolio for that account may Mine canplex strategic, kneed Inanity and Teeter vohtiky. Statement shosretteldiar We may consolidate al mated account statements with We same adders n the same enmetve, e.g. because they have owners who also maintain OM account ream orehips well other can> a the same address. f you Feeler to raono inelniehal 'termini, mailed is separate enstrae> you may declin hocr,eholing by ailing yor Financial Ad hor Friendly neaten name The Frxedb, anou-4 name is a custornciale 'nickname chosen to you to assist you with your recordeeeoni his no legalellen OrlyOuf account You can <hinge pox hiend9 aCCOLIII names. through Online Services a by contacting your Ftrandal Aiwa. Account overview • Value of yea amownonYon. Net of assets and kinds • Asseb hol.des sold* cash balances, vdues lor restrkted sturdy ten ), and Global Tim Deposit, km-neared marks to matt, and certain assets not Feld by the Finn. Does rot include unpriced secLritieP assets at tie end d the pia and anent statement ranOdS,. or potate iwortments instated stock options and ea ctable stock options • albikees. Inducts debit balaxes, aststarding margin bans. credit lie, short accord balances. • Cathassoney balances. Total of unimested available cash balances, plus deposit telexes at UBS Bank USA, LES AG U.S Branches ad morn market mutual fund sweep Wares at die c Me of tie stderrent period N:n-ocearedity free omit balances in you account are rot segegaed from other balances and the Fin may use Sly of these funs in the grimy course of is basins, These funds at parable ism your dined. This total is encoded in the arrant oared closing Vibe Lending infonnetion For detaded information on the Firm's Sittig prances and decanter's. refer to you Client Relations /sip SDNY_GM_00028568 EFTA_00137188 EFTA01278095
Important information about your statement (COIltinUe8) Agoras's, or ACCOn Ai" etterli and the General Tanen rd Conditions U3S Statement of Credit fraction available in Agreements and Daftsures at =ay rnmiatent **trim. on*. Your assets Your statement itemizes *curettes and other assets hell kith* account at the end of to anemia period. You may ask for deblerY of by pad seariies at anytime. You my receive securities used as Man collateral alter paying ay balance ck* on them. Any securities transfetted to **Firm Brig the Itattalialt period are lead* market via as of the end of the staternal period. • Cost basis h detenining the cost basis of to securities incbded in this statement, where indicated wih the number l, • WS F runnel Services has relied VI information obtained from sources other than LES Pi-antral Senates. including information from another fro a that you may have voided to )0J financial Adam The Film does rot irdeperantly way a gauntry the accuracy a milky of ry *formation provided by souses Car than LESPi-uncial Seneca ▪ atItion although UPS Fennel Sates general& imdates his information as it is reserved, the firm does not provide any Asturias tut the information ceder 'Con bats" ard ^Unrealized gait lose is accurate as of the date of he statement. As such please dons refar on this nfanution to make archne or sale decisions fa tax pupae, a otherwise. Accounts tiardened to he Elm may reflect gai loss infamation only for the period ci tine they are held at the firm Morehistorical itcemation can be aided by yar Fnaxial Advisor. • Unreedind gans/lowes %ben data n eoinated urrearad &inflows are calcutated Ice itirviltal smut lots. The transition data for *dud& lots may or may not ref lett commissions. dwges security reorganizattn events derZ incite d and otter reinvestment lots ad systematic pinhaal lots are each combined to display ore awraged lot he 'Trade date' colan presents the agial transaction trade dale. • Callable securities Bonds rid creamed stock that the lane cats for ern redemption wit be selected lot from among all secusin of tun Sae held 'nourrumean nominee naive for os dents. Call leave nformaticn is obtained tom third parties and as accuracy is not guantead. Otter call fealties may end %Mich could Awl 'mkt canplole itorrnatkn will be provitd upon request • Certificates of deposit (CDs). CDs are HNC lured up to S7 5Q000 in principal and accrued irtenni per depottor ad per depository invasion in accedence win FDIC rules. • Priothalue Pros displayed for secunues and other pros is my be higher or lower than the price that you would actual& receive in the ma,bt Wks are obtainedfrom cruces staid pity sources whit, we blew to be relate, but we do not goarantee thek accuracy- - We gam* we he closing price when avadthe the mean of the led and ask prices for listed secuitin and option; ce only bid prices for OTC seardies. - Less active& traded securities may be priced usiG a valuation model a the moss recent prce we darned end may not reflect en actual make' price a was - Certain positions may amen witon a price arc' will exec as 'vice was me ayulable• d we are unable to obtain a price for a sew* - Deposits a securities &nominated in cuirercies other thin U.S dollars are reflected at the ocher& rate as of the Patensent date. - fa certain sesames *Ming n non-conformrig denornotions, price rid qualitydace sok*/ may have been adjusted to facilitate prefer value:ft To Win current samaras when available. contact ycy tou-cei Actrocr • Private invesUnenta and atrucoared produces Nivate rionlmem seas nes (mien? died participation program and real nate investors tan washes) andstructured pro:buts are general& highly ilkpid. Celan structured watch have not been regotered with the Seesaws and Excha Commeskin or under my date securtirrtn. We Provide resented vases for pivoa investment searitis irdshstured products for intematital purposes crib.. Mance snot guaranteed. - These vitas may differ absurd* from aces, il any. at which a Pinta needrnerd structured product maybe bought or sold and do rot necessaly represent the &spa may receive Lan liaidation. - Third party *amass of rate are as ascertain date ad an supplied to UBS finarcif Services on a reg,Jr basis by an independent imitation firm. - baser. general Danner or sponsor estimated vales. ay, are suppled to **Fens by the issuer, general partner or sporsor and may be eakulated based al dif went information fran tot used by third parties to derive their tainted values. - You can obtain aednoral informateon regarding the metscblogy used to detemine the estimate ol value ad the dote of tht ifamatnn that is the basis fa the esimat• by contactiG your Runnel Advisor - Third party 'sinned valets may be reflected as 'Not priced' in several situations: when an *dependent valuation lire has not &Pled a it triable to assia a vat awn we become ware that a matenal neat has occurred that may call a covets& reported vitae no question, or wen a value would be high& speoalatice due to tie nature ot the was*. - When nearer an issuer, general partner or sponsor estimated value nor a third-pay estimated vas is posecied, the value of the smutty wilt* &Oren* Irene its arch& price. - •Obtributicen to date' may indude return of capita ncome orboth. - 'Original unk size' represents he hkial offering peeper Loh axial./ not reflect you tort beta. - OPP al unlisted RErt states are not listed on a national 'donne, exchange, and an gent* liquid and own f they can be sold, tie prke received may be lei than the per tare estimated vase provided n the accost statement, • Restricted securities. Retitled securities general& are not currenty ercble for public sale. U8S financial Service: uses the mate) priced the weestricted stook of the sane issuer as an imputed value for the restricted Oak forougsores °IMO statement or* To the extent tat reacted secedes are elgble to sale, the value received may be substantial& less thin the intifed vatae drown • Est. (estirrwtei) income. arrant yields and rata M estivate of amual income is based cn current &Wird ad interest rates, assuming ter serosites will be Old for are war from statement date or until maturity This Minsk bony a turbine; accuracy ad continued income are not gu wanted - Estimated nasal home and curers yield for certain types of leashes could inckide a retun of pritipat or capital gait it which case the est income (a-d curren all would be overstated, - Estirroted anal income and anent yieldad tie anal crane andyield rricfit be lower or higher than the estimated nate. - An *stint* of arrualaed income (deadend ander interest) divided by the current market vale* average balance is based on the Int dividend or interest payment made by tie azer and mantes the searteSdeposts will be held for one year torn the statement date or until maturity. Accuracy al continued yell se not guara-need • Assets not held bytes Financial Services Certain assets are rot held by the f im arena wen the Fern's posseasia or antra. These assets at displayed on Ins statement for informational purposes onty. Positions and values presented are provided by to Ssu'rg fern. OBS Inancial &races not resemble for tea information and does not guarantee es aecuivey. These assets are not protected by WC or to fin's supplernetaISIPC towns. • Revenue sharing and additional compensation — In athrsticn to commissions on sin and I .1b.1 lees received n otrecticri with he distributia mutual fads to ow dents we anchor our affAate receive revenue shrift) Payments torn di:rebuilt, ardor advisors of the mast heads that we sell. These amounts are based on two oWerem corrpoonts (k the amourd of fain by UBS of a Patiouts mutual fund famirto our clients: and Er) the asset value of apnicukrmutual fund fami&S shares held a the lam — We and as Allan ate receive nnwaking and amba processing fees n corndoration for transfer agent 142OCVS that we at& to the mutual lint. These fees generally are pad from investor aster:Sian* risnua I fund and are a feed dells amount based on the Garber of accounts at the broker.dealer baking mutual lint al that fund family CONFIDENTIAL — h adoltion to cormaissions received n connection with the sale or &vibration d may contracts and unit in but wins toots clients. we anda our affdiak recto reserve shat; ampensation fromaunty of the aminoe companies undenweing the aresety contracts, aft/motes cd ne harearia carpet or sponsors of tie ant imestmmt lusts we distaste - Our affiliates also mein &ding oommosions ad other compensationfrom mutat ant and noire companies whose products we darloute. - We receive an antral fee from UBS Bat USA and LES AG Stanford Ranch ot IR to 425 per assure sweeping to the barks under the UBS Bank Sweep Program. Activity trisemaikn vegan:Mg coambsions and ohm &nits hired in connection with the exewlka of trades, *sluing option tansactions has been indad on corif amnions pommy furnished to you. rid will be provided to you prcrotly on repast. Short selling II you ate engagedin short selling a sea* you may ease a Mary Su to cateintoyoweg costs for that partkulsrsearky. Open ardent Regaling open or • gx6tiboancelled' aden tat were not wound by the statement date, open buy and la stop orders are redad by the nature of dividends a rghtscn an ex-dividends a ontils date unless retnxted othersvise byp.a. You are responsbk for orders that are executed Os to yOur Wort to cancel mist it; open orders. Mew To <bean a copy of or current Client PrivacyNate. pleat contact yoreinertial Adviser or von our wank at maw rambvivntria0 1,85 Fnancial $400S a not a bate The DM& Business Services Account EGA and IRMA are brokerage accounts which provide access so banking services And procests tea* ayengements with dl Sated barks end other Medea* banes, and provides access to itura-ce arid anrketY products teasel by unalfilaed that-party isurrice conpanes through isurate agency subsidiaries of UBS Financial Services Inc. loeserunt. inursok ad amity products, Not 10K insured • No bank gunmen. May lose was RUA. Resource Mina :r ent Awn, nt, Business Services Account BSA. IDA and international Resource Management Accost se registered service mats of IRS fnancii Services Inc WS Signalise it a 'eget...de:Mite mask. 01 Visa Isemal knat LOS Vise Signature cede cards and IBS Visa debt cards se issued by UBS Bart USA with peenss9on from Visa U SA Incorporated. WS Financial Services Ins Rev 201604 SDNY_GM_00026569 EFTA_00137189 EFTA01278096
*UBS ties Fnancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010591290916X13 Y1 0 Business Services Account September 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK W07666-0308 Account name: 116 EAST 65TH STREET 1.1.0 Friendly account name: 116 LLC Account number. Your Neencial Advisor: SCOTT STACK MAIILYIE CASFSEL Muriel Questions about your statemett? Call your Financial Advisor or the Value of your account Resourceline at 800-762-1C00, account 029023692 on August 31 (3) on September 30(4) Your assets 157,752.58 129,537.20 Visit our websIte: swirw.ubscomtlinantialsenices Your liabilities 0.00 0.00 Value of your account S157,752.58 5129,537.20 Tracking the value of your account Sources of your account growth during 2016 Vzdue of your account S Thc uS3IICS at year end 2015 $55,373.13 157 Net deposits and withdravals $74,139.66 All - ins Your rneStrnen I return Dividend arid interest income $24.41 3:: 4 S Change in market value 40.00 Value of year &can Dec 2014 DK 3015 A isc 2Olf sus 2016 on Sep 30. 2016 $129537.20 SDNY GM 00026570 Member SIPC es1P700(190010$9129NP10001243St C0001 0916000000000-101004 Page 1 of 8 CONFIDENTIAL EFTA_00137190 EFTA01278097
SUBS Business Services Account September 2016 Your account balance sheet Summary of your assets Value on September 30 (S) Percentage of your account A Cash and money balances 129,537.20 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $129,537.20 $129,537.20 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your current asset allocation A Eye on the markets Index Your ig modal Advisor 7' STACK MAIN/ LYLE CASRIEL • Cash and money balances may include available cash balances. lAilS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% AtinC0030010$9130NPAX0124354 COM 09I60CIC03C000 0Miy_Gm_0002651teige 2 of 8 CONFIDENTIAL EFTA_00137191 EFTA01278098
SUBS Business Services Account September 2016 Account name: 116 EAST 65TH STREET tIC friendly account name:116)1C Account number. Change in the value of your account Cash activity summary September 2016(31 Year to date (3) Opening account value $157,752.58 $55,373.13 Deposits, including investments transferred in 0.00 14,515,588.02 Withdrawals and fees, including investments transferred out -28,216.54 -14,441,448.36 Dividend and interest income 1.16 24.41 Closing account value $129,537.20 $129,537.20 Dividend and interest income earned rot purposes of tNs statement teoblity of interest and 040end income has been determined lion a US to lePothrg CerlPediee. Baud upon the residence of the account holder. account type. or produt type, some interest ender dvidend payments mar not bo subject to United Stan (US) ardor Plano Rico (PR) income tails. The tient monthly statement is not intended lo to used and cannot be rand upon For tar purposes. Clien1S should refer to the amicable tai reporting towns they recent from LISS annualy, such as the Peens 1099 and the Forms 493, for tax reporting information et is the practice of UBS to file the abisatatie lac reporting Ions lenth the US interna Rewnue ServIce and PR TreaSuN 0e03r0Tent and in sigh ferns accurate/ daslfy dbidenct ardor interest as ita exempt or 'stab* imam near consult your indstclual lac preparer. September 2016 (S) Year to date (S) Taxable interest Total current year $1.16 524.32 Prior year adjustment 0.00 0.09 Total dividend & interest 51.16 524.41 Your Pi nandal Adelson SCOTT STACK MANf LYLE CASRIEL See account activity the month for dela Is &dances In your Sweep options are induttedin the °peon; and dating Manus vela. FDIC Insurance apples only to deposits at U85 Bank USA, not to deposas at 165 AG, Stadion:1 13rar6h or bank deposits ptacedthrougi the UBSInternaliond Depostt Account ptoorarn SIPC potection applies to mom market sweep Itaid holdings but not bank deposits See important intaanation about your statement on the tat tvita pars cf this document for deals September 2016 (1) Year to date (1) Opening balances Additions Deposits and other funds credrted 1157,752.59 $55,373.13 000 14,515,588.02 Dividend and interest income 1.16 24.41 Total additions $1.16 $14,515,612.43 Subtractions Checks and bill payments -467 36 -188,418.91 Cash/ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -12,021.73 Fees 0.00 -12.00 Other funds deb4ed -27,74918 -14,233,964.72 Total subtractions -528,216.54 -514,441,448.36 1.16 24.32 Net cash flow 428,215.38 $74,164.07 Closing balances $129,537.20 1129,537.20 SDNY GM 00026572 AH870003001098131 W7003134364 00031 0916000000000_101000 Peg* 3 of 8 CONFIDENTIAL EFTA_00137192 EFTA01278099
*UBS Business Services Account September 2016 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number: Your linencial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Interest Period Aug 5 - Sep 7 Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out Opening UBS Bank USA Business balance Aug 5 8163,453.47 Closing UBS Bank USA Business balance Sep 7 $145,253.74 Number of days in interest period 34 Average daily balance 8132,110 09 interest earned 82.51 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Aug 5 - Sep 7 Opening UBS AG Deposit balance Aug 5 80.00 Closing UBS AG Deposit balance Sep 7 80 .00 Number of days in interest period 34 Average daily balance 828,203.84 Interest earned 80.54 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Toucan find a ful description of the alternative investment objectives in Important in kirmation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected AinC003001059132NPVC0124354 COW 0916 C0C03C000 10goitjyGm000265litsge 4 CONFIDENTIAL EFTA 00137193 EFTA01278100
UBS Business Services Account September 2016 Your assets Account name: 116 EAST 65114 STREET tIC Friendly account n • 11 Account number. Sane pnces, income and current vaues shown may te approximate. AS a rept. orts ~Fosses May nol be accurately relkded See ;moons« inforntebOn About your statement a the end of tuns otcurnern fOr inure Infornason. Cash Cash and money balances Cast/and money balances may ind tee. avalkie cash balances, UBS Bank USA depnt account bdances, U95 AG Stardord Branch deposat account balances and money market mutual fund sweep balances. U95 Bank USA deposit account balances are Insured by the FOC Winn applicable limits, but are not protected by PFC. MS AG Stamford Branch deposit account balances an not inured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SIC but are not gloried by the FDIC. Seethe Important information about your statement a Use end of this document for details door* those tdances. 14Cidng Openng bdaxe on Sep t (1) Closing balance on Sep 20 (5) Pace per share on Sep 30 (5) Average Dnidendinterest Drys n Fa, period period coomount (I) Cash -2,483.03 0.00 WS BANK USA BUS ACCT 0.00 129,537.20 250.000 00 UM AG DEPOSIT ACCOUNT 160,235.61 0.00 Total Your total assets $157,752.58 $129.537.20 Value on SeD 3001 Pocentar of your aeon' Cost basis (ij Estimated annual income (1) Unrealaed pan or loss (1) Cash Cash and money balances 129,537.20 100.00% 129,537.20 Total 5129,537.20 100.00% 5129,537.20 Your Pi nand% Advisor: SCOTT STACKMAPYLYLE CASRIEL Account activity this month For more infoonolon about the poor your t <or restrictedsauna" see important information atioijt your statement a the endof this document Your Quantity/ Date Activity Description expense code Face vane Aug 31 Cash and motley balance 5157.752.58 Sep I Interest UBS AG DEPOSIT ACCOUNT PrIcerValue (5) Cash amoral (5) fah and money balance (5) 54 157,753.12 continued next page SONY GM 00028574 ANF7G003001059133NP7003174354 COW] 0916 000000000 CONFIDENTIAL 0t000 Page S of 8 EFTA_00137194 EFTA01278101
UBS Business Services Account September 2016 Account activity this month (contrved) Date ACtiuty Description opense... ; Ouantnyi Fire Tate Price:1%41We (5) Casn amaunt 0) Cash and money balance ($) Sep 7 Withdrawal FEDERAL FUNDS TO Holland and K night, UP AT WELLS FARGO BANK, NA -12,500.00 145253.12 Sep 8 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF 09071 16 .62 133,004.56 Sep 8 Withdrawal FEDERAL FUNDS TO Monte Albers de Leon AT CMBANK, NA. -12249.18 Sep 9 Withdrawal FEDERAL FUNDS TO Monte Albers de Lion AT 011BANK, •3,000.00 129,924.20 Sep 9 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 Sep 20 Bla Check INSURANCE OFFICE OF CENTRAL CHECK PAD 031116 -387.00 129,537 20 Sep 30 Closing cash and money balance Category Current petiod(S) Yes tatate $129,537.20 Card perch WS Voa debit G MM WELL Building/Home improvements $0.00 $1,389.41 Communications $0.00 137 99 Medical and dental $0.00 $10.00 Purchases $0.00 $2,160.07 Restaurants 10.03 $560.71 Tax payments $0.00 $76.00 Transportation tow $46850 Travel arrangement services $0.00 S103.02 Professional services $0.00 $2,728.40 MiscelaneousiUnclassified $0.00 $4,487.63 Total card purchases Date AC Wily $0.00 Descriptim $12,02173 Amount (5) Money balance activities Aug 31 Balance forward $0.00 Sep 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 157,752.58 Sep 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09/07/16 -12,499.46 Sep 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 09/07116 0.62 Sep 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09/08116 •12,249. I 8 Account name: Friendly account name: Account number: Your Ilaandal Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page ANP70303001059134 NP7000124354 00001 0316 00CC00000V123692$5010MyGm00028/ese 6 of 8 CONFIDENTIAL EFTA_00137195 EFTA01278102
*DUBS Business Services Account September 201 C. Account activity this month (ontrived) Date Amory Oesoctuon /mount (5) Money balance activities (continued) Sep 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CE 09/0916 -1080.36 Sep21 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 03/20/16 -387.00 Sep 30 Closing UBS Bank USA Business Account The UBS Beni USA Stra nets Account is your primary sweepoption Aug 31 Balance forward 5129.537.20 $160,23561 Sep I Withdrawal UBS AS CEPOSIT ACCOUNT AS OF OS 31116 -2,483.03 Sep I Withdrawal UBS AG DEPOSIT ACCOUNT •I57,752.58 Sep 30 Closing UBS AG Deposit Account $0.00 Account name: 116 EAST 65TH STREET LLC Friendly account name• 11 Account number: Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL the UBS AG Deposit Account Is your seccactsy sweep optics, SONY GM 00028576 MI1000)001059135 NP7000124354 00001 0316000000000-01000 Peg* 7 of 8 CONFIDENTIAL EFTA_00137196 EFTA01278103
*UBS Yournotes —177==::: °"'- -- m • *" CONFIDENTIAL EFTA,137197 EFTA01278104
Important information about your statement U3S Financial Services no. (the km or UBS Finarcial Serena), is a meets of all principal acuity, commodity and opfian exchanges. UBS Financial Seniors and CBS Bat USA re rdiect subsilenes of UPS AG and *Mae, of LAOS Season LLC. The Fein's ftenoal statement b available upon regLest the Fink extant.* ofIkee are a. UBSFina-col SO-MPS It. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only officialrecord of you' CBS Financial Semites account. Other records, encept official lax dxunents. contanng conflictingdata should rot be relied man II soubeleve thee is an emir a OmiSPOn. please report it immediately n mites to the Branch Manage of the once serving your accotnt. Alhocep a limas shown are Mended to be accurate. statement olds dicukl not be wed fa ton proems Rely coley on yerond tax kirms. fie , Form 1099. 5498. 10425. etc ) wben prepamg your lax return. The Fim requiredby law to rejxn to the IRS all livable dividends, report/kb rantaceble daiiiind and =able nterea owned en scones held nyos accent net premeds cn sale tranactions, rd cost basisoncertain covered mantis Caransticiallans with the Fume • Pleaperemodinn set oral cornmentations in taking tofurther protect your rights. inducing your nits ceder the Seculin Investor Proterbon Ace (StAl. • II the financial intitution on the top len of te lead of this statement snot CBS F naiad Strokes, CBS Fhancial Semites carries year account as dewing broker by arrangement with the rdcated enshartion We informed you of this rela1M5h0 watch you opened this accost h the cast your kits and searlties are boated a LOS financial Services and rot the nandwrg broker, ad you nut make a sport of any error emission to both firms. As described the account agreements, you must 50* US of am, errors or fraud Moiety chedcs reflected on your statement weal 30 days alter le was mailed or mace available. Alinement% shall be deemed compleo and accurate n all other respects if not objected a in veitng within 60 days • Please divot cuRomer complaint or earnest° to Fins C lent Reborn Ottoman at 201.352.1699 a tolltreee r. 903.354-9103, 8:03 A.M. to PIXY P.M FT Monday through Friday. or in wring to CBS Honda' Services tax.. Client Relations Department, P.O. Box 766 Union Coy, N.I 07032 • In case of errors or crash:re about an electronic knob transhr (61), tai pear a UBS Veanckbit card transactions, call 822762-1008 or write NUBS Firondal Services ft., 1000 Harbor Blvd, 6th floor. Weehawken NI 070a6, Attrt RIA488A Sakes. • cr mite as soon oyes's" if mu hi+ yar statement a receipt k wrong or if you need more rdamation abed a transfer on the sidemen or receipt. The Firm or Carcl Isms (as spleable)must hear from you no In then CO days aher tee Fine sent yOu the lest statement on which the error or problem append. - Proade your run,. ad a-core number 6f any) - Decoke We error or tie wander you dreUr6Ure about, indeplain as cleat * as you can why you believe a is an env a why you need more trefanntim - ProWde the dolar arrant d the suspected era. The Firm or Card Issuer vii hoestigate your rampant and wet correct any error pram*. For alleged emus i-nokring UBS %MOdebit cad transact ea if we take more than 10 bus i-ess days to &this, we will credit tot accord for the snout ytuthiik is in error, so thee yeti Oil Nye the use of the money durng the tine it lakes us to complete our instigation. Please mire all tacks papule to the Fern or tee Ineencial knead: xi notated on he front of the statement In addition to regular accord fees, accounts may be abaci to mantenerce lent, changes for We payment kr seculites purchases and charges kr unpaid arnasels n cash accounts. Accounts that re transferred to other instillers rary be subject to a taster tee. UBS Sweep OpAidens LAOS offers options for women cads balances. balances to bale deposits at UM Bak USA and LEIS AG Sternkrd trench NalcSweep Progarr4 moneymaker mutual Ards (Money Fund) and the internetional Deposit Accord (Myer cuttanen with in Intarutional Rosario Managernerd Account. *rough the Bade Sweep Programs, cash balms an swept to LESBank USA tp to an estabbshed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC hared in accorda-ce with FDIC nibs. Format id ormation piste visit wwwfdic Deposes at LEG AG Stamford Brach ad shares of MoneyFindsare rot nosed by the FDIC. Through the DA, mailable to cede balances are swept to depose accents at UBS AG New Yak Branch and LEE AG Caymm Ranch Tow deposits are not toured by to FCC. Balances held at the UDS AG Cayman Branch are tempi:40y noosed to the sovereign ink of the Cayman larch, and there is no curare** or other obligation of UBS AG to repay the Wakes 'etas RA Om LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UPS AG Branch are not protected by SIK. Monet Fend shares are protected by SIPC. See 'L66 Financial Services AccoLnt Protection' bedew. Up:nava request, balms en the Bar* Sweep Program or DA may be vethdrarte and shares of a Maley Pad may be Muidated, and the proceeds returned to you or your seas es aCCallt fisher nkrmalon about available sweep opt•siTA, notedn; curve interest rates and Folds. 5 available at mem ubscomfsweecereka from your F nancul Admix or by clang 800 762.1000. UPS Financial Services ocomait protection Th. Fe-re r. A -rwlve re tb ( er. r no< Iwnto• Protartrn Corporation (UPC), which protects le0-rlieS tacrlIS 01 its menters up to $502000 (n( Wing 1250,003 kr dams for cash), The Slit asset protection limit, ;POT to all scorn that you hotel h a partecult cxecity. The Fna together wee certain aff elites, has also purducei faXplernentalplOteCtiOn. The rincirnan amount pasabb 10 al eIgide diet, CONKlink unolec this protection is ZOO maroon a of Docents 10, 2015. Sebrct to the poky °retorts ad limitations, cash a the Aim is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n spatial,, crimeity. A IJ copy of theepoky wading is swath uPon request. The SIPC protection ad the supplemental protection both do not apply • Cretin financial assets controlled by (end reeteid n your account value) but held away from UBSFinancid Services (e.g., cenainN cash at UBS Bat USA, 00 cash at Les AG U.S.Hanthes, (4 Murano ;roans, including valtiate annuities, and fivy Aare. of Maud funds whore such Manes we registered dusty in the name of the accord holier on the bodes ad records of the applied* Suer a transfer agent), • Certain nwsb-nent contracts a innesiment Merest (e.g.. Hand partnerships at pirate placements) that are rot regitened seder the Securities Act of 1933; and • Commodities contra-Is (e.g, foreign mina.ge and preccus metal contracts). include-9 futures contacts red commodity option contract,. The SIPC protect Cm and the supplemental protectiondo not apply to these assets then if theyotherwise appear on you statements. the StC protection ad the sattelenental protection do not protect ageing changes n the minket robe of pat Ointments (whether as result of market movement, issuer ba-kruptcy a Steinke) More irtomution is avalable upcn reqwest rot my/ obtan mote inf emotion about SIPC, including the SIPC Brochrt by ocnucting SIPC at 20371-83C0 or by Metro the SIPC webste et watelpe.ap Dividend Reimestment Pregnant (DRIP) The prise reflected is an average price. You may Wan the stud price Iran year F noted Advisor .04,. whole shares we purchased under DRW; paint Manes nvill be sold ad the cash wit be deposited in your account The eividend reinvestment price applied by the Star may filler from the mean pence al which tee partial tires an sold Costeitrlieu Cnbe whole urns may be held n yar amount. If you an entitled to a pet al emit a s nesuh ol a 'indeed payment or OhliVrise, the Firm will ether sell partial inn at market price a accept an /mord determined by a registered cleang agency. ad credit yes accord. Investment objectives The nwslmaN °hashes and risk profile asps lic to each account and may may between you account Please aches the Firm pronotly in wining of ay ssneicant change intro'sIna-trial seasoner nvestment otwectmes For eachwant held, you choose or* of the blowing investment objectives CONFIDENTIAL • Proctor. Cuneneincome: Forestments seekng to generation ol income any. • Achim Cape*, Apanecration. Inn-wrens teeing crown of atheism' rather than the gerersaion of imam. • Produce Congauten of Mame and Capital ApproOaton. Imesinints seeking both the generation of Mane and growth of prikbal. Overt I ride profiles • Constevenrt. Seeks to maintain SIN precipal, with low risk and volatility to the scant otrank eared that means the scan does nor generate sign it care itcme or return and my rot Ireep pate wilt nel Wien. • Moderate Wang to accept sane risk to pirciout and tolerate soon notataty to seek higher returns. • Agree's*: Wiling to accept high Me to pampa and high valet lily to seek Koh returns owr time. • an. temint E Pg.bray Contarration: I Hinted, a potion of the portfolio for that account may rat* canalise Wategis, tinted liquidly and rater voldiky. Statement shoureholdier We may ea-cordate all related account statements with the sane atfress in the same envelope, e.g. because they have owners who also maintain OM account reed creeps well other dents a the same addenda you peeler to recent individual statement, mailed n separate entrees, you may dectin hocr,eholdng by ailing pour Fennel Achnor Friendly eased name The Front/ acccu4 nano is a custanc*le 'neetrurne chosen by you to assist you with your recordteePtia has no legal effect on your account You can change for friend), asouni names. through Orikle Services a by contal rg your Financial Admix. Account overview • Value of pow accoentgon(oto. Net of meets and • Amer hoLdes maid* cash balances, vdues nrserkted usury fern ), and Global rim Depots, a crreared corks to ma-ket, andcertain assets not held by tie Firn. Does rot include unpriad sectritieg assets at the end of the priorand an statement moods, or porde nresentna trwested stock options and merceable trod options • Lebeitas. Includes debit betakes, outstanding margin bins, credit lire, shot accord balances. • Cadtrooney balances. Told of unimested available cash balsces, plus deposit balances al UB5 Bank USA, CBS AG U.S Branches ad money maker mutual fund sweep arm y the close of tie statement period Non-coerce:61y free asit balances in you' account are rot secjegted from other balances and tee fan mat to any of these finds li the ordinay course dl as twines Thew funds me pestle won your arned. Ths total is enckided in to arrant period closing Vain tending infonnation for detafed information a the Firm's lerdiv practices and declonven. refry to yaw Chem Rationehip SDNY_GM_00028578 EFTA_00137198 EFTA01278105
Important information about your statement (C011UllUed) Ageement or ACCOLal Agfettera and the General Toms ad Conditions U3S Statement of Credit Practices nibble in Agreements and Oixbrures at marred romurn wererrtio R. Yawata Your statement itemizes securities unclothe mats held ri the none at the end of tie statement period. You may ask for &kcal? Of ft* pad seo_rities at anytime. You may receive securities used as loan collate/later paying any balance de an them. Arty securities translated la he Firm rising the statement pun ale listed* market vim as of the ends the staternall period. • Cost base. In detemining the cost basis of to securities incbded in this statement Were indicated wih the number " I, • LBS F mental Services has relied VI information tinted from sources other than US$ Financial Semites, including information frcm another him a that mum* have provided to you fnaxial Adam The Film does not irdeperantly verty game the /canny a vaidhy of ay Mormation provided by 30S)05 Car than LESPi-uncial Simian ▪ xifetion *hough UPS Financial Services general& is:dates his nkrmation as it is received, the him does not provide any assuurces that to information carer "Cott burs" and "Unrealized ger/ lore is accurate as of to date of fhb statement. As such please do not rem on this nkention to make peschne or sale decisions fa tax purposes a otherwise. Accounts itatered tote film may Win gall loss Montt only fort. period crt tine they are held at he rite, More hisorical telormatcri can be added by you' Flax's' Advisor. • Unrealised gaisillowee Yellen data a wailsbk. urinated wroalired guinelown are case Weed la seoscy lots. The transaction data for hormilial lots may or may not reeks ttmmissens, ardor security reorganization events 1;1=d and °ter reinvestmenl lots ad systemalk pLechase lots are each combined to ditty ore awraged lot The 'Trade date' colan presents the aging transaction trade dale. • Callable monies Bonds and prelnred stock that to eater cats for wry rodenplon wit be weeded ntallal& by let from amorg all searcies of that Ssue held in our rume a in nominee name for or dents, Call tease ntrmalicn is oblaned tomthird parties and is accuracy is not guano:ed. Other call fents mayexist whit could aka weld condole Santa, will be provided upon request • Certificates of deposit (CDs). CDs are FDIC nsured me to 5250,000 in principal and nand irterosi per depositor and per depository inaniors in accedence wit FDIC riles • Pen/value Prices displayed for secuntes and other waists my be higher or Iowa than the price that )OJ would actualY receive in the murky. Btu are obtained from varrtus hied paly sources whits we beteve to be relabk, bit we donor garnet thek accuracy. - We gunk me he closing price when svaire the mean of the lad and ask pion for listed seccrilin and option; a only bid price, for OTC searnies. - Less actirey traded securities may be priced using a valuation model a the most recent prce we claimed ad may not reflect en actual market price a value - Certain positions may appear nit ctrl a price ate will time as 'price was nol avtlable• it we am unable to otAam a pate lot a seamy - Deposit a securities denominated ilCUM71-00 otwc thin U.S dollars at reflected at the 'tripe rate as of the statement date. - fcr certain marks rang n non-conformrig denornnations. price rid quality (lace rake) may have been Aimed to tailgate paper valuation To obtain Meet quotations when available. contact you Financial Aden. • Private inmarnems and nructured produes. Feint* enema nue in (ex Lein; drat partrtipation program and real estate innerent cast wallas) and structred prodxts are weak, highly Iltrid. Celan stnstind recasts have not been registered with the Securities and Exch Commission ce under my slate sesureiletra. We aarde eamated yak*, for private investment secuitis irdstrtaured products for ttlareational purposes any. Atarary snot guaranteed. - These vain may differ times-60y Irons prices, il any. at which a Inn ilvertmerd rim smactured product maybe bought or sold and do rot necessitiy represent the vat* you mayNato sport lictidalion. - Third pa/eyesore/as of vale are as if a amain date ad at supplied to UBS Financial Services on a reglar basis by an independent saltation firm. - baser. general panne- or sponor estimated teas. arm, are applied to **Fins by the issuer, general panne or wawa and may be calculated based an dff cant information from tat used by chid parties to delve teir estimated values. - You can obtain addnorel atonal:on regarding the methodology used to determine the estimate ot volt* and the date of the Hammenthee is the basis fa the estimate by contactit your f tuncial Advisor - Third party estmaed valets may be reflected as 'Not priced in several situations: Mien an 1dependent valuation fim has not s4kked a is web/w to astir a mesh win we become aware that a matenal event has warred that may call a pre oust' reported vase no question, or Wien a value would be high& spearmint due to One nature ct the warily. - When nether an issuer, general partner or sponsor Minted value nor a third-pal/ estimated rata is poincied, the aka ot he many Mite diner:en* tram its cachou price. - •Daributices to dale' may indude return of capital, name orboh. - 'Original unit size' represents tie initial dieting weeper trod rams, not reflect you cop base. - DIP and untied REP sautes se rot listed on a national securities exchange, and are gene* liquid and event they can be sold, te wk. received may be ha than the per tare estimated vat* provided n the nant statement . Restricted enmities. Resected securities generaly are nil (wanly ergble for public sale. UBS financial Saracen uses the menu price d Ihe unrestricted stook of the sane iSlaes as an imputed value for to restricted Oak troorposes oldie statement onto To the extent that reclined seornies are elgble to sale, the vats rewired may be ststartaly less than the imposed vate town • Est (.weaned) income. anent yields and rata An estimate of annual income is based an current dnidend ad interest rates, assoming tie swarms will be MU for of yes from statement date or until maturity This Minn bony a dud:ant accuracy ad continued income are not guaranteed - Estimated annual income and anent yield fa certain types of mashes card rickrtle a retun of pastimeor capital gains in %Nth case the en income (and curio yell would be arannated. - Estimated anal income and anent yield and tie act al ?con* asdyield an gst be lowers higher than the estimated amounts. - An mann of arruaked income (dredend arida interest) divided by the current market valieraverage balance is based an the Ian dividend or interest payment mode by tie ever and names tie sectrcestlenars will be held for one year born the statement date or until mealy Accuracy ad continued yell are not stioneed • Assets net held bytes Financial Senecas. Certain [Cats St rot held by the f im arena meth the Fens penmen or cant These assets are &played on vas statement for informational purposes only. Positions and values presented are provided by he Miring fern. UBS Financial Struts not respa'wble to. he information and does not guarantee es accuracy. Thine Mans NM nal protected by UK or tie Fins suPdarlartalSIPC Cover07. • Revenue sharits and adcfstIonal compensation - In addition to commissions on saes and I 2bi 1 lees received n correction with Ow distribution if renal farads to ow dents we anchor our Ann receive revenue sharing payments Iran dirtnbutors ado adesas of the naiNal funds that we sell. These arnants are based on two &fermi corrporents ri led amount of ales by UBS of a Paliculs mutual fund I amibr to our clients: and PO the asset value of a particular mutual fund funks shares held a the tern - We and as allAate ate receive networking aid combs' processing fees n consdration for transfer agent primes that we provck to the mutual hint These fees generally are pad from investor assets in the moral lurid and &watered dolls amount based an the inter of accounts at the broketelealer holing mutual funds of that fund fa-nify CONFIDENTIAL — h addeirtin to commissions teethed n connection with the sale or dertitution d array contract and ten investment but wit ton clients, we antra ow affiliale Netherton* sharp temporisation frommarry of the inswance companies andeneing the amity COMMIS, &Pats ct ihe htutana careen or sponsors of tent ireirestmmt trusts we distriate. - Our affiliates abo make trading commosans ad otter compensators Man mutual kits and insurance companies nose products we derbut. - We receive an atrial he from UBS Bat USA erd LES AG Stanford Ranch ditto 425 per ammo sweeping to the barks under the UBS Bank Sweep Programs. Activity hi:maim imparting commksits and other charges toned in connection with to exeoSit of trades, imisfrg option transactions ha teen incbchd on ant intiore preeousy hunted to you. rd all be provided tory prcrretly on man Short selling H you ate engaged in short selling a security, you may in:Leacher de to entrain borrowing costs for that partkuler Open orders Regarding open or • gx6tillecancelled' aden tat were not executed by the Stattalitta date, open buy and ma slop orders are reamed by the attune or dividends ce rg-itson an ex-ay/dent a renters date unless nanxted ahenvise byyes You are responsbk for orders that are executed On to saiir Ialure to cancel tieing opal orders. Priem To obtain a copy of as current Client PrivacyMake. please contact yes FractalAtka a von our reettne at ttaaw enagatatnartirer UEG Fria cis Serees a not a ba-k The Pia Business Services Account 854 and IRMA are tetkerage accounts which provide access to banking services and protests text* annoments wit Allotted baths and other Ihniparty banks. rid provides access to nuance and smut, podia, eased by unaffiliated thid-pany roura-re companies through rourance agency stbsdianes ol UBS Financial Services Inc. imesment. noura-co. ad arody products, Not FDIC instred • No bank guatanteee May lose value RUA. Resource Management Aeon nt. Business Sevin Account BSA. IRMA and intonational Resource Management Accord are registered service maks of US remold Services Inc Visa Signalise la reentered Urea nwk 01 vita 1-a•maknat LOS Yu Sandt cede cads and UBS Visa debt cards ate Mod by UBS Bak USA wit Pearl59011 Ian Visa U SA Incorpaated. 1165 Pinenial Swan Inc. R. 201604 SDNY_GM_00028579 EFTA_00137199 EFTA01278106
UBS U85 Fnancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANr70039504391016 V1 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your Anemia) Advisor. SCOTT STACK MAW LYLE CASRIEL Phon e 1.4sIt our website: www.ubs.comitinancialsennces Investment Account October 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 (S) on October 31(5) Your assets 129,537.20 0.00 Your liabilities 0.00 0.00 Value of your account S129,537.20 $0.00 Tracking the S riscLr,andS value of your account Sources of your account growth during 2016 Value of your account at year end 2015 $55,373.13 95 Net deposits and Wthdratrals -555,399.57 Your inveStMent return. Dividend and interest income Chance in market yaw 82644 5000 : 55 00 Value of your account on Oct 31. 2016 $0.00 Dec 2014 Dec 2015 Sep2016 ors 2016 Member SIPC SDNY GM 00026580 ANP7001:0003950439NP7000153261 mom 1016 01293i 21 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37200 EFTA01278107
4tUBS Investment Account October 2016 Your account balance sheet Summary of your assets Value on October 31 ($) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: 116 EAST 65TH STREET U.0 Friendly account name:116 LLC Account number. Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your it sandal Advisor: SCOTT STACK MAPYLVLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% ANP70003003950440NP7000153251 00001 1016012931216 N, ,Q1_000265tege 2 of 6 CONFIDENTIAL EFTA_00 137201 EFTA01278108
*UBS Investment Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred out Dividend and interest income dosing account value Account name: 116 EAST 65TH STREET ILC friendly account name:1 16 I.LC Account number: October 2016(Si Year to date (S) 3129,537.20 $55,373.13 0.00 14,515,588.02 -129,539.23 -14,570,987.59 2.03 26.44 $0.00 $0.00 Dividend and interest income earned rot purposes of Ills statement, tat/kitty of interest and dividend Income has been determined frcrn a US Ins rePznirc CenPedive. Baud upon the residence of the account holder. account type, or prodixl type, some interest ands dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) income tares The tient mantle/ statement is not intended to be used and cannot be need upon for tar purposes. clients should refer to the aracede lag tenoning forms they recent from UBS annuely, such as the foam 1099 and the Forms 480, foe lac reporting information. n is the practice of UBS to file the aciskatie to reponing forms vAth the US intern:I Revenue SeneCe and PR TreaSury DeparliTent. and in such some accurately 0.359 fy Otieleflaarcva Interest aster exerrpt or taxable irxerue Pleat consult your includual tax preparer. October 2016 (1) Year to date (S) Taxable interest 2.03 26.35 Total current year 12.03 $26.35 Prior year adjustment 0.00 0.09 Total dividend & interest 52.03 526.44 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account activity the month for deists faience' in yaw Sweep Options are induded In the °peon; and closing balances 'taut. FDIC insurance neer only to deposit at linear* USA, not to deposits at UBS AG, Stamford Branch or bank deposits paced thre/so the UBSInternahoni Depose Account program. BBC protection applies to moor; market sweep fiord hod:lin-Abut rot bare deposits Srelmportant irdormatinn about your statement on the tat ten paces cf this document for detals October 2016 IS) Year to date (S) Opening balances 5129,537.20 $55,373.13 Additions Deposits and other funds credited 0.00 14,515,588 02 Dividend and interest income 2.03 26.44 Total additions $2.03 $14,515,614.46 Subtractions Checks and bill payments 000 -188,418.91 Cash/ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -12,021.73 Pees 0.00 -12.00 Other funds debited -129,539.23 -14,363,503.95 Total subtractions 4129,539.23 -$14,570,987.59 Net cash flow 4129,537.20 -555,373.13 Closing balances $0.00 30,00 SDNY GM 00028582 ANP70003003950441 NV7003153251 00031 1016012a)121)00000 Pegs 3 of 6 CONFIDENTIAL EFTA_00137202 EFTA01278109
$UBS Investment Account October 2016 UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 5145,253.74 Closing UBS Bank USA Business balance Oct 6 8129,539.23 Number of days in interest period 29 Average daily balance $129,803.56 Interest earned 82.03 Annual percentage yield earned 0.02% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbmation about your sratement a t the end of this document Your return objective: Current income &capital appreciation Your dsk profile: Primary Moderate investment eligibility constferafion None selected Your account instructions • Tne account record was signed by your Financial Advisor and approved by a Principal of the Pim e row account cost basis default closing method is FIFO, First In, First Out. Your rinundd Advisor: SCOTT STACK MANY tYLE CASRIEL ANP703030039$0442 NP7000153251 COW 1016 Olie31215a€ 44Y_GM_0002651Slie 4 of 6 CONFIDENTIAL EF1'A_00137203 EFTA01278110
UBS Investment Account October 2 )* Your assets Account name: 116 EAST 65TH STREET LIC fat nd ly account name- Account number. Some prices, income and current Miles sham me/ be approximate. AS a Blue. gains and losses ma/ nc.I be accurately reflected. See lmponanr Infonwahon about your statement a the end of ths dxuenem for mule Inforrnaco. Cash Cash and money balances ticking UBS BANK USA BUS ACCT openng baance on Oct 1(1) Closing WAX! PAM per sham Average on Oct 31 (I) on Oci 31 (t) rate OnlOenCI interest pedal Your /Bimodal Advisor: SCOTT STACKMANLYLE CASRIEL Dais in Period 129,537.20 0.00 Account activity this month Date Actiniy Description Amount (I) Dividend and interestinoome Taxable onrereSt Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1 OVC6/ 16 Total taxable interest Total dividend and interest income 2.03 $2.03 $2.03 Die ACtiuty Desceppon Airouu (1) Other funds debited Oct 12 Transfer JOURNAL TO VI 23575 GHISIANE MAXWELL -129.539.23 Total other funds debited Date Activity Cescrpton -$129439.23 &wont (1) Money balance activities Sep 30 Balance forward S129.537.20 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS of oicer16 2.03 Oct 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 10112116 -129,539.23 Oct31 Closing UBS Bank USA easiness Account $0.00 SONY GM 00026584 AmP700070039S0443 N77003153751 COW 101601280121`-700000 Page S of 6 CONFIDENTIAL EFTA_00137204 EFTA01278111
*uBS Your notes --0==,7:=:: CONFIDENTIAL EFT,00B7203 EFTA01278112
Important information about your statement U3S fiuncial Services no. (the Firm or UBS fnarcial Strokes), is a mercer,' of all principal acuity, canmodey and cp1Ore exchanges. UB5 Financial Semler' and CBS Bank USA as i-died subsilenes of UPS AG and Minxes of 1185 Sautes LLC. The Fim's fnanoal statement C available upon reqmst The Font exeorire alias are a. CBS Finexel lances 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only official record of you CBS Fhancial Semites account. Other records, exept official ts.dxuntnts. contanng contrivingdata should rot be relied won II you bele* there is an ma a omisocon phew report it immediately n vinteg to the Brandi Manager of the *lice serve9 your account. Allthogn al hurts shown re Mended to be accurate, statement data toukf not be wed fa to proposes Rely sclok on yea-4nd tax forms. fie , Form 1099. 5498, 10425, etc ) when prepamg your lax return. The Fim 5 required by law to report to the IRS enterable dividends, nportakile rantauble clatiiind and =able intent end en 'amities held isms a:cant net pounds on see tra-sad ire, ad ant bast en certain covered mules- Caallardatlatli with to Mem • Please rimodinn Ay oral cormorkations in ming to further protect rutrights. indult"? your ittes 'der the Smiles Investor Protection AO (SEA) • II thefine-KW iatitution cn the top left oftehcM of this statement snot U3Sfnaxiel Servtek LDS Fhancial &mien carries yor account as dewing balsa by arragerrent wee. the ideated insitutore We inforrnediew of this eelalOnShen when you opened this accost h the cast your leant and Porgies a* located a LOS financial Services and rot the iritolacig brokers and you mist make a nipert of any a or omission to bed' firm As described the account agreements, yOUTI.55 natty I/5 Of Ty errors or Mud imwskrg chedis reflected on your staterrent Mier 30 days alter It was mailed or made available. Alinements shall be domed carpet* and sante n all other maven if not abraded 10 in wrong 'Shin 60 days • Please dhect cuRomer complaints or Fdines to the Fierrs C lent Retina-a (*oatmeal at 201.352.1999 a tonere* r. 993.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in wring to 1.85 Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Coy, N.I 07037. • In case of stfer, or gantiorn about an electronic funds transhr Olt bas parr a UBS Votokbit cad transactions, call K0762-1000. or write to UBS Fa- andel Sersicec Ix., 1000 karat Mid, Who", Weehankers NI 07086, Ann RIAPBCA Sakes. Call or write as soon en yea can, if mu thee year staternme a receipt is wrong or if you need more Adomation tor a transfer on the statement or receipt The Firm or Cad Issker (as applicable)must hear from you no In than CO days after loe Nen sent yOu the int statement on which the emir or problem amend. - Mid.? your name ad accord nitride" Of any) - Deco& to MO, Of the trans* you revere about, and eplain as <km& as you can why you believe t is angry a why you need more Mensal - Pim:dethe dolar arrant of the suspected nice. The Firm or Card Issuer vii a...silage your comMait and wet collect my error promptly. For alleged emus enolving UBS Visa debit cad tranad ors. if we take mom than 10 businnsdays to daths, we will credit nos accord for the annum ycuthank is in error, so that you wt have the use ol the money during the tine it lakes us to complete our nostiption. Please mire all disks payable to the Fan or the fa-uncial insane:a eckated on he ran of the statement In addition to regular account fees, accounts may be abject to mantenerce Ins, chaps for Me payment kr securities purchases and charges kr unpaid arras* in cash accounts Accounts that at transferred to other instrulOns may be subject to a transler tee. UBS Sweep Options LES offers options kr smiling cat balancm balances to be* deposits at UM Ba-k USA and LEIS AG Stanford trench (Ba-k Sweep Rnagarre), moneymaker mutual hats (Money Fang and the internetional Depose Amara (DAR or c 'stances with in Intarutional Amara Llanagernerd Account. Though the Bak Sweep Programs, cash balances as swept to LESBank USA lap to an estabished knit and then to UPS AG Stanford Branch, or a Money Fund. Deposes at UBS Bank USA are FDIC insured in sccorda-ce withFM nabs. Connor" information please visit wwwfdic Deposes at LES AG Stamford Brad, ad shares of Money Finds are rot hared bytes FDIC. Through the DA, 'mailable to ea* balances an swept to depose accents at UBS AG New Yak Branch and LDS AG Carmai Ranch Tow deposits are not Mured by the FCC. Barnes held at the 1185 AG Cayman Brandi are tempi:wee, imposed to the wvereign Ink of the Calms ida-dc, and there is no guitars* or other obligation of UBS AG 10 repay the balaxes while al the LEG Cayman's Brach's books. Deposits a 1_85 Bak USA and each UPS AG Branch are not protected by SIK. Monty Fund three are protected by SIPC. See 'LOS Financial Services Account Protection' Slow. Uponyes require, bale-ms n tie Bank Sweep Program or DA may be vethdrawn and shares of a Morey Fad may be liquidated, aid the proceeds returned to you or mut seosdies account. Rater Mammon about available sweep options, ncUdng cumin: interest rates and Tel*, it available at wmvubscordweeeppel* from your Fnancial Advisor a by along 800 762-1000. UN Financial Servitee amount protection The Fens n a rro-ri-wir et li— sc,-trans Isseivn• rtelevern Corporation (SIPC), whir[ protects ItO-rlieS ACCO-VHS 01 its mentors up lo $500,000 (including 5250,002 kr dains for casli. The Slit mil protection limits ;NY to an accents that youheed in a particula cawcity. The Fern, together with certain aft ilexes. has also purdiesd urpkenenta protection. The Madman amount pa/a,410 at eligible dint[, collec1ink ardoe this eras-ion is $500 maroon a of Docents- 10, 2015. Stbrd to the poky orditons ad lmi actions. cash the fen. is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a patkulm mucky. A f IA copy of the poky wading is available ninon request. The SIPC protectim ad the suppkmental protection both do not *Ph' to • Carlin Unsocial assets controlled by (end inclided n your account value) but hell away from 1.1B5 Fina-Mil Services (e.g., certain( cash at UBS fire USA. 00 cash at Les AG U.S.branrhes, (4 efiurame ;redacts, including valible aware's" and (it thorn of inituil funds when such shores are registered duvet& it the name of the accost holier on she bock' ad records of to Amber* Baer a transfer agent), • Certain nssb-nent contracts a investment interests (e.g., ISMS partnerships rd private placement[) that an rot regitend under the Securities Act of 1933; ad • Commodities COntaCt (e.g, foreign exchne and preccus metal contracts), inducer-9 futures contacts ad comsat, option contract'. The SIPC protect on and ihe supplemental protectiondo not apply to these assets nen if they otherwise appear on yea statements. The SIX protection aid the 549larental protection oh not protect against changes n the market vela of yar instilment> (whether as result of marlin movermm, iseuee bankruptcy a °Menke) More irtonnation is avaable soon reject. YoJ may cbtan more informationabout SIPC, encludln9 the SIPC Brochn. by contacting SIPC at 202-371 -83C0 or by visiting the SIPC iwbeee at wawa/mom Dividend Reewesernent Program pun The pris reflected is an average tyke. You may Wan the must price Iran dos Fnncia Advises. Grit whole shares am purchased under DRW; palial *an avid be soli ad the cashed be deposited is your account The (WPM reinvestment price applied by the dear may 61 I er from the market price al which the partial shires re sold Casten-lieu Cnkrwhole unts may be held yam' acaut. [you as staledto a petal unit a s Penult da chiderd payment or OtetWile, the Finn well ether sell partial unit at mart* price a accept an amour deannined by a regiaered cleatg agency, ad credit you' accost Investment objectives The tunimere objectives and risk profile an spec for to each account and may ray between yea acorns Please advs. the Firm Familyin wining of any smndicant change in par I nancial situation or investment oil:wove' For eachwant held, you choose aw of the followin inns-taunt objectives. CONFIDENTIAL • Produce Cement locate: hveslments seekng the generation of income any. • Aches Capital appreciation. Instill-ante seeing growth of principalrather than the gerersaion of 'exam. • Produce Consbauten of Worse end Capital Aportottou Mesments seeking both the gent-talon of (cane grotAh of priakel. Overall Ark profiles • Conseeveht Seeks to mantin SIN prixipal, with low risk and vobtility to the accord owe* ran if tat means the accost does not generate sign it [ant Mane or return% asd may rot beep pre with inflation. • Moderate. Willing to accept some rist to prirciM and tolerate some 'totality to seek higher returns, • Aggress/ 4: Wiling to accept high ter to primal and high valet lily to seek highreturns over time. • am meta E tyslatio Consekration: f %HMV& a cation of the portfolio for that account may ick4 canplex strategic, rented Opacity and Teeter volatiky. Statement •heureholdivr We may cceisordrie all related account statements with the sane adaess in the same envetce, e.g. because they have owners who also maintain jant account relaterehrps well other clews a the same address* you peeler lo recent individual 'raiment' mailed is separate envelopes you mat decline hxr,eholdng by calling your financial Achtor Friendly amen name ihe Frxedk acau-4 name is a custancale 'nickname' chosen by you to assist you with your r"coalteeoni has no legal effect on your account You can change Friendly aCcOull names. through °nine Smites by cantata-9 your Finmeral Adwor. Account overview • Vote of yea accountgonYolo. Net of asses and • A see b lxkdesaoNsb4 cash balance,, values fa restricted 'easy test), and GlobalTM Deposit,, lreeared marks to ma-ket, and certain assets not held by the Fim. Does rot include worked seositiMassets at the end ot the pia and anent statement el[41005, or pritale restock isivested stock options and extrceable stock options • Gibittirs. Indus* debit balances outstarding margin loans, credit re, tat account balances. • Coldoonty balances. Total of unimested available cash balances, plus deposit telexes al UB5 Bank USA, LES AG U.S Branches ad money make mutual fund sweep Waren, at the cbse of be stagnant period N:n-ccarredity free credt balances in pas accord are rot secogaled from other balances and the Fan mai tamey of these kreds in the ordnay cOuneol As bi w Thew funds sr payabh ism your dared. This total is "headed in 5-• anent period *ling Vibe Lending information Fp cloaked onlornlatien MO* *nig practices and dacha'''. refer to yea Clime Relationship SDNY_GM_00028588 EFTA_00137206 EFTA01278113
Important information about your statement (COnfintlet0 batmen, or ACCO-el Agreeffent and the General Toms ad Conditions U3S Statement of Credit Practices available in Agreement and Oixtxtres at gap eat rembrew enStehrenc. YOU/rift Your statement itemizes securities ad other assets heti h.the accost at the marl of the star emers period. You may ark for deItw a kelb pad seo_rities at any time. You may receive securities ised as loan collateral after paying any balance cis as them. Arry securities transhind to the Firm dsig the Statement period are Reedit market value as of the end of the statement Raja • Cost bait n detemining the cost basis of the securities incbded in this statement, where indicated wih the number " l, • .55 F nancist Services has relied oninformation obtained from sources other than UBS Fi-oncial %maces. including edam: ton from another lien a that sum./ have voided to yea finaxial Adam The Finn does not irdepentntly verty a swam* IN acancycevadh day irfomution Provided by 3O.ree5 other than LES thancial Seniors, ▪ adthicrt although UESPnricial Services greralb Lesdates this nfamaten as it is received, the firm does not provide any assuraxes that the Woman:ft seder 'Cost bmis• ad *Unrested gar/ loss' is accurate as of the date of IN; statement. As such please do rot rat on this nficrmation to make peschne or sale decisions (a tax purposes a otherwise. Accounts trade/red to the Fim may reflect gen/loss ilamatith only for the period cat tine they we held at the firm More historical nilamation can be aided by mer F.-taxer Advisor. • Unrealised gans/lowes Yellen data a awilabk, ottinated trroalired suing/Imes we cialatocl for ixfavektal smut lots. The transaction data for reaviMal lots may or may not reeled commissars, rZ rider security reorgthitaten events rider d and other reinvestment lob end systemate pt.H-isso lob are each combined Iodise:4y ore averaged lot The 'Tack date' col-ernpresentsthe agnil Vansactun trade date. • Callable agates Bonds and orefeend stock that the Muer cats for • arb redemplon will be selected impartially by lot frcm arrag all securities of that ewe field is our nameatomise. name for us dents. Call twat nfcmulith is obtaned from third parties and es accuracy is not 9J:ranked. Other call fens may hnt Moth mid Med mkt compete iskrrnation aerobe provided upon request • Certificates of deposit (0). CDs are FDIC awed op to 52!4W0 is principal and armed Merest per depositor and per depository inoituixt h accordance with FDIC n.M • Pricehalue Prices displayed for securities and other swaths may be higher or lower than the price that you would actuary receive in the nude. hoes at obtained from varkus thid party sources which we beleve to be reliable, but we donor spare-Me their accuracy. - We germak use the closing price when avaUkcea Ow mean of the bid ad ask poxes for listed securities at opticra or only bid prices for OTC seareies. - Less 3Ctireir traded serrates may be priced using a valuation model a the moss recent pate we cbianed And may not riled an actual make) price a vale - Certain positions may wear vital a price and will Otte as 'vice was nol avtlath• it we it triable to olden a price fora shinty - Deposits a vacuities denominated ilcurraccies other can U.S dales an reflected at the 'trade rate as of the Paterient date. - fa certain marks raring n non-conformrg denornnations, puce and quantitydace vat.) my have been adjusted to facilitate proper valuatim To obtain current gintaiths. when available. contact vxr Fr , arcel ad•• rxr • Petrel* investments and veructured produas. !ovate rwolmere •Acir (ric Laing died participate." program and real mute immanent axe soothes) and structred products are generalb highly egad. Celan anstkred peocksits have not been regetered with the Securities and Exchi Commosith ce under wry fate securnetn. Wes croxide esrmated yak*, for private investment smithies ird structured products for informatinal purposes any. !maraca snot guaranteed. - These vabas may differ sthstaxiset from price& il any. at which a Prete imestrnerrl thy structured product maybe bought or sold and do not necesscribresreserd the vat* you mayreceive cyan liquidator. - Third patty esimmes of vain are as al ascertain date and an Suppled to UK Inarda Services on a reglar basis by an independent vale Lion firm. - baser. general panne- or sponsor estimated vales al any, are stapled to **Fens by the issuer, general partner or taxa and may be calculated based on deferent information from that used by third pities to delve their 'Pirated values. - You can obtain additorol itormation regardig the methodology used to determine the estimate a value ad the dale of the Hamelin that is the basis fa the estimate by contanig your f toncial Advisor - Third party 'singed vales may be reflected as 'Not priced in several swain: when an I-dependent valuation lim has not esellfod a it welterto astir a vats& when we become ware that a materialmot has caused that may call a premusb repthed vitae nix• question, or awn a value would be high speoalatire due to the nature of the sootily. - When neither an Muer, gamma partner or won estimated value nor a thrd-paly estimated take is posited the vale a the smarty Mitedifferent Irene itsasthma price. - •Daributicos to data' maw indude return of capital, name orboth. - 'Original unit Sze' represents he hiker offering I:taper ad Adam/ not reflect tots con bass. - DIP ad urested RErt mutes at net listed on a national securities exchange, and as germ* liquid and own a they can be sold, the stk. received may be em than the per share estimated value provided n the zcont statement. • Restated securides. Resexted mount generalb are not (wren, orglok for public sale. UBS fins-Kul Service: use. the mabel price a Ilya wirestricted stock of the sane issues as an imputed value for IN restricted stock througxesesoilthe statement way To the extent that resealed seorities are elgbb to sale, the vale received may be ststanualb less thinthe inured WM town • Est. (estimated) income. tenant yields and rates M estimate of anus income is based on current deadend and interest raters, assuming the seesaws will be held for ale yew from statement date or semi maturity The estimate Bony a dud:rine; accuracy ad continued encore are not guaarrteed - Estimated arra hcane and curent yield for certain types of washes could rackole a rerun of pritipat or capital gains is which case the est incase (a-claimed yield would be overstated, - Estimated anal income and anent yield and the actual roar* and yieU misfit be lower°, higher than the estimated amounts. - An estimate of smudged income Ideated sudsy interest) dividedbythe current market valitaverage balance is based on the lath dividend or interest psiment mule by the ever and amines he secksteedeptes will be held for ore year from lise statement date or until maturity Accuracy asi continued well at not guara-deed • Assets not held by LIES Financial Service& Cenah eases are rot held by the f im arena weal the Fern's posse ten or control. These assets at &played on nos statement for informational purposes only Positions and values presented at provided by the Swig fern. UBS Financial Servxes not recordable for dm information and don not guarantee e, many. Ihele assets an not protected by MK or the Finis 1UpPlernental5llt coverage. • Revenue sharing and additional compensation — In addition to commissions on sales and 1.3ort lees received n earecticri with the distribution e4 mutual fads to ow dents we theta our Abate receive miler"' sharing Payments Iran daft:odors arch ad visas of the natal funds that we sell. Mew amounts are based on two &fern corrponents (il the am own of isles by UBS of a Palicular mutual fund I amib to our client& and d) the asset value of a particular mutual fund famihns shores held a the Iran — We and as allAate ako receive networking aid combs processing fees n consideration for tender agent sauces that see provide to the mutual lint. These fees generally are pad from investor assets n the matua flute' and area ford does amount based on the nutter of accounts at the broker.deakr holing mutual lust of that fund f a-nily CONFIDENTIAL — In addaion to cornrnissiths received n connection with the sale or detisbution of arruey contracts and ore investment but int Now clients, we atria our affiliate recerve reserve shatig comperssizn from tawny of the instance companies undenWing the amity Marla& affirms a the Vagina congenies or tensors of leant irrassemmt has we diartute. - Our affiliates also receive trading commestns ad Ohm conveniencestram maul kegs and imaraxe companies whose products we davIcum. - We receive an amour fee from UBS Bat USA and LES AG Stanford Rant% city to $25 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Activity Irkemaienregardngcommksens and other charges finned in corneas:es with the exewlith of trades, nadng option aanuctions ha been indad on ant Stations prevousb !writhed to you, rid cull be prosier/ad to you prorrgely cri repast. Short selling II you are engaged in short siting a w.unly, you may hag a chary dm to ratan tornowig costs for that prebuilt security. Open orders Regarding open or • gni-till-cancelled' ceders that were not executed by the streamer/ date, open buy and sell slop orders are reduced by the mount of dividends a Stetson an ex-dividends a von doe unless retracted cdienvise by yos You are responsbk for orders fiat are executed da to your bilurt to cancel *dung open orders. Mow To obtain a copy al as current Client Privacy Mike. please contact yes F name' Achiscr a vat our settee at *taw oat rive/r it/An...4er 1,85 isn't Se vices a not a ba-k The Kith Bust-ass Services Account 854 and IRLIA are tetkerage accounts which provide access to banking services and acacias this* MT larallit with at Bated bake ad other thniparty bares. and provides access to mace and aormetY Products axed by unaHiliatedthid-party nitrate companies through neurace agency subsdianes of UBS financial Services Inc. Itass-nern, newa-co. aml a-ruily products, Not FDIC insured • No bank guarantee. May lose value RMA. Resource Management nt, Business Services Amount BSA. IRMA and international Resource Management Account re registered service maks of U65 Fnaxii Sink*, It Vila Signave e a regained service muk of Visa Sternal Mat C85 visa Sonatas cede cards and IBS Wu debt cards are issued by UBS Bak URA with perrnmon from Visa U SA Incorporated. UM Pituncial Services Me Pev. 201604 SDNY_GM_00026587 EFTA 00137207 EFTA01278114
SUBS U8S Financial Services Mc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036075791116X5 Y1 0 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phon e 5sit our website: www.ubs.comitinanciatsenaces Value of your account on October 31 (1) on November 30 (1) Your assets 0.00 0.00 Your liabilities 0.00 0.00 Value of your account $0.00 $0.00 Investment Account November 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ07666-0308 Tracking the value of your account Sea roes of your account growth duriag 2016 Wive of your account $ Thousands at year end 2015 $55,373.13 Net deposits and 5S4 withdrawals -$55,399.92 Your investment return 32.4 Dhidend and interest income $26.79 Change in market value 1O00 0.0 00 Value of your award Dec 2014 oec iots 00 016 NW• 016 2 on 30, 2016 $0,00 SDNY GM 00026588 Member SIPC of NP7000200,607579 NP70C0059197 00001 1116 000030000 CONFIDENTIAL EFTA_00 137208 EFTA01278115
4tUBS Investment Account November 2016 Your account balance sheet Summary of your assets Value on November 30(S) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets $0.00 Value of your account S0.00 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Eye on the markets Index Percentage change November 2016 year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Youriqnsncial Advisor. SCOTT STACK MAAILYLE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% ANP700020C0607500NP7000043197 00001 1116 00C°31)3°C 101,10002 0." CONFIDENTIAL EFTA_00137209 EFTA01278116
UBS Investment Account November 2016 Change in the value of your account November 2016 ($1 Year to date (I) Opening account value $0.00 $55,373.13 Deposits, including investments transferred in 0.00 14,515,588.02 Withctawals and fees, including investments transferred out -0.35 -14,570,987.94 Dividend and interest income 0.35 26.79 Closing account value $0.00 $0.00 Account name: 116 EAST 65111 STREET U_C Friendly account name:116 iLC Account number: Dividend and interest income earned For purpOses of ths Statement, tatablity of interest and diedend Income has been determined ficrer a US tat reporting perspective. Baud upon the residence of the account holder. account type. or prodixt type, some interest ander dvid,nd payments may not be subject to United States (US) ardor Nano Pico (PR) Income tares The dent month,/ staement is not intended to be used and cannot be feted upon for tar purposes. cheat should refer to the aP0KEtte tar reporting forms they receite from UBS annualy, such as the forms 1099 and the Forms 493, for lax reporting information It is the practice of UBS to file the a0pfiCatlt 18( reporting forms win the US interne Rotate service and PR Tleawy DeDlielffent. and in such Warn accurately clas9fy alumna ardce Interest as lap eserrpt or tacablt 'mane Please consult your Indedual tax preparer. November 2016 (S) Year to date (I) Taxable interest 0.35 26.70 Total current year $035 $26.70 Prior year adjustment 0.00 0.09 Total dividend & interest $035 526.79 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMANILYLE CASRIEL See account activity the month for dela Is Mantes In your Sercep Options are inducedin the openng and closing balances viva, FDIC Insurance ippies any to deposits at u85 Bank t.44, not to deposits at LOS AG, Stanford Branch or bank deposits placed throw)) the UBSInternahond Depose Account 'Diagram. stec protection appfies to money market sweep find heeding; but not bare deposits Srelmportant ioSormation about jour statemeat on the last Mo paces cf thiS document for detals November 2016 (5) Year to date (S) Opening balances $0.00 $55,373.13 Addrtrons Deposits and other funds credited 0.00 14,515,588,02 Dividend and interest income 0.35 26.79 Tots/ additions $0.35 $14,515,614.81 Subtractions Checks and bill payments 0.00 -188,418.91 Cash/ ATM transactions 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -12,021.73 Fees 000 -12.00 Other funds debited -0 35 -14,363,504 30 Total subtractions -$0.35 -$14,570,987.94 Net cash flow $0.00 -555,373.13 Closing balances 30.00 10.00 SDNY GM 00026590 ANP70007000607S81 NV701:0059197 00031 11160000D0000 CONFIDENTIAL 000010 Page 3 of 6 EFTA 00137210 EFTA01278117
SUBS Investment Account November 2016 UBS Bank USA Business Account APY Account name: Friendly account name: Account number: interest period Oct 7 - Nov 6 Opening UBS Bank USA Business balance Oct 7 $129,539.23 Closing UBS Bank USA Business balance Nov 6 80.00 Number of days in interest period 31 Average daily balance 820,893.42 Interest earned 80.35 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you., Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important infoimarkm about your staternentat the end of this document Your return objective: Current income F. capital appreciation Your risk profile: Piimary Moderate Investment eligibiSty consideration • None selected Your account instructions • Vote account COSt bass dela II' C I using method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANLYLE CASIka ANP700020C0C07502NP7CC0043197 00001 1116 00CC0000 Y GM 00285lAge 4 of CONFIDENTIAL EF1'A_00137211 EFTA01278118
*UBS Investment Account November 2016 Account activity this month Account name: 116 EAST 65TH SWEET LLC Friendly account Account number. Your Plnandal Advisor: SCOTT STACK MANLYLE CASRIEL Dale Achely ()etaIplion Amami (S) Dividend and interest income Taxable intones: Nov 7 Interest UBS BANK USABUSINESS ACCOUNT AS OF 11104116 0.35 Total taxable interest Total dividend and interest income $0.35 $0.35 Ole Aclixly Cesreption Armin' (I) Other funds debited Nov9 Transfer JOURNAL TO VI 23575 GHISLANE MAXWELL -0.35 Total other funds debited •$035 ANP700020C0607503 Nrr000059197 00001 1116 000000000 CONFIDENTIAL SDNY GM 00026592 000010 ►aye S of 6 EFTA_00137212 EFTA01278119
*UBS Your notes ..,,,,,,,,,, ,,,,, ,:,,z,... .. G. G. . 026.s. 6 of 6 CONFIDENTIAL EFT,00137213 EFTA01278120
Important information about your statement IS Financial Services to. (the Firm or UBS Finarcial Sambas), is a merrber of all principal acuity, ccmrrothey and options exchanges. UK Financial *nice, and LES Bank USA re i-diect subsidenes of UPS AG and *Mixes of U35 Seattle, LLC. The Filets thermal statement C available upon regtest The Font twat:re Olen re a. IBS Finricel Simms Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the onk official record of you' U3S Fe-uncial Services account. Other records, exept official tadoosnenb. contanng conflicting data should not be relied mean II youbedew thee is an eller a Omi990n please report it immediately n wrong to the Branch Manager of the *ice serving your account. Allhaep a hunts shown are Mended to be accurate. statement edits *cub not be wed fa to proposes Rely seek on yerend tax forms. tie., Form 1099. 5498, 10425. etc) when orepamg your lax return. The Fim required by law to noon to tie IRS all taxable deridends, mportabb rontaubk oktittind and tatk interest erred on semen, held ham/ ascanc narrowed, on see fragactire, awlcote basis cn cabin covered smiles Czeallaileallene with the Finn • Please recording mei oral carmine/kens in ming tofurther protect your rights. inducing your frOntS order the Searles Investor Protecbon Act (S 7A) • 11 the financial institution on the top left of d-re had of this slams isnot 036bn/eat Serves, LES Financial Senates carries yob =cut as clearing broker by artegerrent with the rokated insteution We informed yew of this relatOn5ht7ntno you opened this accost h the cast your kits and noddies are located a LOS financial Streets and rot the iscrbag broker, and you mat mike a open of thy ma or omission to both firm. As described in he account agreements, you must natty US of Ty errors or fraud twang chedcs reflected on your starter* within 30 Choi alter d was mailed or made available. All steaming shall be leaned complete and accurate n all other respects if not objected to in wrong within 60 days • Please deed cuRomer complaints or era/nest° to Fierts C lent Reborn Department at 201252.1699 a tolarm r, 903.3M-9103, 8:03 A.M. to 600 P.M FT Monday through Frday, or in yearn to LES Fawned Services Ix., Client Relations Depalment, P.O. Box 766 Union Cary,* 07087. • In ease of errors Or wagons about an electronic had, bendy (EFT). bit parent a UBS Vodeckbit card vansanions, call 912762-1000, a with to UBS FrencialSenices to., 1000 Barber 814, Fith floor. Weehawken NI 07086, Mtn It ICAfeSa. Series. Caller mite as soon o you can, M you hit sr %talents a receipt is wend or if you need more iffamation tout a transfer on the statement or receipt The Firm or Card Oaf (as apploable)must her from you no later than CO days after tie FM sea yOu the Int state nerd on which the era Of onoblom *pond. - hordeyour rune rd accord number Grf any) - Decal* the error or tie Wander you revere about, end **lain as clerk as you cal why you believe * is an error a why su need more riformatim - ProWde the dolor arrant err the suspected era. The Firm or Card Issuer vii hastigate put compdatt and eel cotiect my error promptly. for alleged emus Man-9 UBS Via debit cad bread One, if we take may than 10 bus ress days to &tees, we will credit pas accord for the anoint youthink is in error, to tat you ell hove the use of de money during tie tine it takes us to complete our mestignion. Please mire all checks payek to the Fine or tie financial insane:a ticketed on he front of the Its/Anent In addition to regular accost fees, accounts may be abed to mantenarce lees, throats for love panne kr securities purchases and charges kr unpaid emu* n cash accounts. Accounts that we trainkrr.d to other inslikations may be subject to a Wander Ise. UK Sweep Ordene LES offers options for sweeping cash balances. balances to bat deposits at UM Brk USA and LES AG Stanford bunch (Bak Sweep Iffixfarre), moneymaker mutual hats (Money Furold ad the international Depose Accent (DA)for c wagers with an Intarutional &myna Llanarrns-d Account. Though the Bait Sweep Programs, cash balnes re swept to 1.8$ Bank USA w to an established knit ad then to UPS AG Stanford Brandtor or a Money Fund. Deposes at LES Bank USA ag FDIC insured in accorda-ce with FCC mots. Formore idormatian pavan Mit wwwidic Deposes a LES AG Stamford Birch ad shares of MoneyFadsare rot inured by the FDIC. Through the DA, (milable to cash balances are swept to depose &cants at UBS AG New Yak Branch and LES AG Carman Ranch Thew deposits arena reured by to FCC Balsas held at the LDS AG Carman Branch are tempi:nay reposed to the sovereign ink of the Calms Merck, and there is no curare*. or other obligation of UBS AG to MOO ff'. Saxes whiff lhe LES Cayman's Brach's books. Depose, at LEG Bat USA and each UBS AG Branch are not protected by SIK. Money Fund sheen are protected by SIPC. See 'LOS Financial Services Account Protection' below. Uponyour request, balincee in the Bar* Sweep Program or DA may be withdrawn and shires of a Money Fund may be liquidated, end the proceeds returned to you or your searaies accanl. Fate Hammon about available sweep outwit naJdrg curve interest rates and WICK &SRO** wmyrabs cornett/tee*** from your Fnexial Advisor or by belong 802762-1000. UN Financial Services attain protection The Firm n a nrri-ur of rri sr Uyenor Noreen", Corporation (LK), whith protects sorties accosts ol its menters up to $911000 (including 5250,003 kr daims for cash The SIPC asset protection limits ;MY to all accost tat you hold '(a particuld creak. The Finn, together with certainaffiliates, has also purchased itpploilentelplOteCtiOn. The madman anoint potato to a elgiNe dint, foitchrsb ado. this prat-ion is ZOO ration x of December TO, 201S. Stbrct to the poky orditons ad limitations, cash a the km is further protected fa up to $1.9 million n the animate kr all your accounts held n apse:am cmucity. A fii copy of the poky wading is :mild* upon request. The Slat potectien ad the suppkmental protection both do not an* to • Cenin financial assets controlled by (and ncloted n your account value) but !wad away from WSFine-cid Services (e.g., certain( cash at UBS ark USA, 00 cash at 1.8$ AG U.S.banrhes, (4 Munro* recolicts, including variable annuities, and (in tarn of inituil lunch Mitre ugh toms are registered dreetk it the name of the accou-4 hol:kr on tie books ad records ot the applied* suer a transfer agent), • Certain mesh-nett contracts a inwsiment Sere* (e.g.. tinned partnerships ad pirate placements) tat an rot reddened under tee Securkies Act of 1933; and • Commodities enacts (e.g, foreign seene and pretty, metal contracts), including futures contacts ad commodity option contract. The SIPC prowl On and ihe CupOWntritil protection do not apply so these assets nen if they otherwise appear on yea statements. The StC protection ad the otTillernental protection do not protect against changes n the market vale of yott ins tilment> (Meths as 4 result of menet morerrem, issuer batruptcy °r- ottener-be) More elongation is tradable aeon request. You may clean more irlonnaton about SIPC, ercluding the SIPC Brocks. by contacting SIPC at 202-371 -83C0 or by Whig the SIPC webae at winstarpc.orp Dividend Reinvestment Program pun the prte reflected is an awed price. You may Wan the actual price banns Enna Advixr.Onk whole shares ay purchased under DRIP; palial sham will be soli ad the cash wl be deposited your accost The (hacked reinvestment price applied by the leer may rifler hem the make pia al which tie partial tires re sold Crik whole urns may be held n yips acccut. If pin entitled ro e petal tad a s result ol a *Ward payment or otherwin,the Firm will either mil panel bra at e market price a accept an assort determined by a regiaered etig a;eney, ad credit sex accord. Investment objectives The eientmere objecting and risk profile asps err to each account and may may between you scow* Please advs. the Firm empty in wining of dry sgendicant change in yet Inancial siketion or investment *acmes For eachscant held you choose ore of the folowin investment obit/host CONFIDENTIAL • Moan Cunene income: hveolmentS seekng tie generation of Monte only. • Stew Cape., Appnelation. Investments sward gosh of principal rather than the gererstion of roam. • Produce Comonuttan al Incase and Capital Appreoaton. freezing:nit settee? both the generates of ham@ and gromh of prixpel. Overall silk profiles • Conservative. Seeks to monied Sit proipal, with low rd and volatility to the accord owak nen that means the accost does not gewgaw sign it [ant 'roam or returns avl my rot then pace with • Moderate. Willing to accept sane risk to arca* and tolerate some sotatfity to seek hgher returns, • Aggresse: Wiling to accept high ids to pnncpi and hide yoke lily to seek high returns der tins. • lmotiment (Wu* Considetation:I selected, a PaliOn of the potable:4a tat account may rat* canals strategic, tinted liguicity and rater stinky. Statement •heuesheldier We may mewed* all related account statements with the sane altess in the same enmetve, e.g. *cause they have owners *ha abo mantan jag account relabrehips well other dents a the wow address. Its prefer to rani o indurclual statmente mailed in separate enxelOPet you may decline box,eholdng by carting yam Financial Scheer Friendly accasit name The hen* acau-d name is a cusianc*lo 'nickname' chosen by you to assist you with your recordeeePre7 has no legalellen Ca yOuf account You can change yen triend9 &COLES names. though 0111fISSOVICes a by contain; your 5nrancral Athnor. Account overview • Value of est arrountrpon(olo. Net of meets and blahs • Asset tolddies sad* cash balances, vdues la restrkted wady lest ), and Global Tire Deposit, se-reared marks to ma-ket, and certain assets not held by the Fins. Does rot include unpriced secaitiePassets at the end a the ;nor and anent statement p(410db. Of prem. isesanents. invested stock options and enmeable stock options • Lathildes Includes debit balances. onstarding margin bans, credit Ire, short accord balances. • Cashrmoney balances. Total of unimested available cash balances, plus depose telexes at UB5 Bank USA, LBS AG U.S Branches end money make mutual fund sweep Wares at the ago of tie staerrent period Nenocarredity free creek balances in yap' account are rot segegaed thorn other balances and the Fier may •ae any of these lads in the On:tinny rouse of As twins, These funds are pestle wan your downed. Thrs total is weeded in the arrant period closing vain lading information Fa detated information on the Firm's Slag practices and *clown refer to your Client Relationship SDNY_GM_00028594 EFTA_00137214 EFTA01278121
Important information about your statement (P0tIlltlUed) Ayeement or ACCOLII Ai" NI* It'd and the General Toms ard Conditions U3S Statement of Credit Practices available in Ageeements and OS:sures at jazar tt r tn latent lontrinto met Yew at. Your steamed itemizes securities end other assets hell n -. the accord at the end of to fl umes period. You may ark fordesserY d ft* paid seosiies al aro time. You may receite securities toed as 1031 collateral after paring any balance de an them. Any securities trensheind to tie Firm clang the Ittlitlittllt penod are bated at market value as of the end of the statement period. • Cast bats. In detemining the cost basis of he securities incbded m this statement, Were indicated wily the number " l, • 1.65 Enters' Services has relied an information obtained from sources other than UPS Pi-uncial Semites. including if cremation kern another fires a that sum./ ttettlegroyided to )0J hurtled Adam The Film does not indepentntly verify a yaw* the aco_raty a oddity dry information provided by souses OW than LESPi-uncial Seed". ▪ arktettra *hough UPSPi-wind Services general& sedates talk nfcrmattn as el is received. the him does not provide any assurances that the information seder 'Cost bans° and *Unmated god lost is accurate as of the date of thi statement. As such please do not rem on this denution to make puchne or sale decisiona for tax puposes a otherwise. Accounts tunderred to tie Sim may adieu oil loss information only for to period ci tine they ye held at tie firm More hdorical automaton <abbe aited by yor Flax's' Advisor. • Unrealised gatistonee Yr 'hen data n swath. smeared unfired Gandhian are calculated Ia ▪ wash lots. The transaction data for tiOvilial bet may or may not rhea ccmmissicns, security reorgamizatcn ewnts rZ editedit d and oilier reinvestment lots ad systematic striver bit are each combined to dints, ore awraged lot IN 'Trade date' colann presents the cannel tansaction trade dale. • Callable seastes Bonds rid puttered stock that the Our cats for web reclenptorn wit be selected mna-hal't by lot bent amend all scrumps of tail ewe held in outman& or n non**e name for or cleans Call Sense ntanuticn n cbtaned from third parties and as accuracy is not gaanteed. Other call tones may von which cadM aeon yaks complete ndarnaton will be provitd upon request • Certificates of deposit (CDs). CDs are HNC nsured Les to Saba:000 in principal and accrued intros' per depositor and per depository intihmixt n aoadance win ROC ores • Price/value. Prces displayed for secunues and oiler procicis may be higher or lower than he price that )0J mould actually receive in the make. Akre av obtained from amts thid party sources whits we blew to be relable, bat we donor co-era-dee thek accuracy. - We terns* we he closing price when snit* a the mean of the bed ad ask prices for listed sestritin and optima a only bid prices for OTC seardies. - Less actreir traded secuities may be priced using a valuation model a the mot recent price we domed and may not rifled an actual makes price a wet - Certain positions may appear witcul a price and will tow as 'price was not autlable• it we ye triable to otten a pnce fora seamy - Dunn a securities denominated ilCUMMon 0110* tab U.S dales art reflected at the (ochry rate as of the Patellent date. - fa certain senates rang n non-conformrig denornnations, price and quality(Iam salt) may lave been adjusted to latiltate caper valuatim To cistain hem quotation. when availably. contact you Financial Adriscr. • hints Inwesernems and nruceured preclude. ?rime nvirstment "cure an (ric laing dace' pankipatit program and real Nate irrestrnent bust wishes) and structred procbcts are yneralb highly 114id. Certain sent-bred proctxts have not been regotered with to Securities and E.dage Commosian or under any nate seeuretieTairs. We amide estimated yak*, for private investment searitis and Mulured products for ndomatioul purposes aly. Atarary is roe guaranteed. - These wets may differ stistatid/fran prices, il any. at which a pain, NveStrnerll riy structured product maybe bought or sold and do rot necessatiVrecreserd the wit you may receive Lyn Purdah:ft - Third party *steno's of vain are es c4 a certain date ad an supplied to UBS leurcid Services on a regitar basis by an independent volution firm. - bane. generalpanne- or sponsor estimated Yalta d try, are "tubed to the Fm by the *suer, general partner or wawa and may be calculated based an di( erent information from hat used by third panies to derive their estimated values. - You can obtain addeord dormation regarding the metodology used to determine the estimate value ad the dale of the iicematin that is the basis fa the eaimate by contactit your f nuncial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situatians: when an independent valuation lino has not meldeda is vette to any a ult. idol-owe become ware that a matenal met has °cored tit may call a poneousay reprted salt nap question, or Wen a value would be highSpeculatne due to tienature c4 the security. - When neither an issuer, general partner or sponsor estimated value nor a thrd-paly estimated salt is united the wet ea tee seasity willtoddler:ma Irony its puthese price. - •Dbtribution to date' may indude return of capital, ncome orboth. - 'Original unit size' represents tie initial offering Fete per trait ad ma/ not reflect goes cost basd. - OPP ad unlisted RUT secures am not listed on a national securities exchange. and to germ* liquid and own if they can be sod. he peke received may be es. than due per share estimated robe provided n the accost statement, . pubicted securities. Restated 'Nunes generals, are no mon, eluble for public tale. UB finattal SetyitMutc: the mthel priced the unrestricted stock of the same issues as an imputed value for the restricted stock brourposesoithis statement ody To the extent tat recited secedes are elgbb to sale, the value received may be ststanual less Mitt the imbued cube down • Eat. (sainted) income. amine yields and rates. An estimate of arhual income is based Ora current dnidend aid intent rates, assaming tie semedes will be held for env year from statement date or Lena maturity This intimate ism* a gudelne; accuracy ad continued income are not guaranteed - Estimated ennui iteme and curert yield for certain types of leashes could rickide a retain of primp:aor capital gains in which case the en income (a-dcurrere yell would be ownlated. - Estimated anal income and parent yield and to adual insane andyield rnyt be lowers higher than the estimated mounts. - An *tint* of writhed income (dradend ander interest) divided by the current market valetaverage balance is based an the Inv dividend or Meese payment made by tie issuer and manes he Sectre*Sderosts will be held for one yes Iran the statement date or until musky Accuracy and continued sell are not suara-need • Assets net held bytes Financial Services. Certain assets ere rot held by the F am and no wenn the Fern's 'shantm or control. These assets are &pawed on yar statement for informational purposes onfy. Positions and values presented re provided by to twig fern. UBS Fi sncal5erwees is not recordable for data information and dots not guarantee es accuracy. These assets an not protected by SRC or the Cirri's supplemental SIPC coverage. • Revenue sharing and additionalcompensation — In Adana' to conmissions on sales and I /bit lees received es caretticet with tie distributim rrulual lards to ow dents we anchor our aff‘ale receive 'worms' shying Payments from dinnbotors ado adieu's of thenatal funds that vie sell. Thee amonts are based on two cMerwe corrponents (k the amoud of ales by UBS of a Palictar mutual fund Pamir to our clients: and VI) the asset value of a particular rrutual fund famifr's shares held a he Inv — We and as allaiete ako receive networking and comb.'" processing fees n corndocation for transfer agent services that we prow* to the mutual brit These fees generally are pad from investor asses in the nutua 'lurid and are a feud deals amount based on the nutter of accounts at the broker.dealer holding mutual lute of that fund family CONFIDENTIAL — h addeion to cornmasOns received n connection with the sale or detrbution d arse* contracts and ire investment but tnih tows dents, we andor our affiliate remit wont sharp compensation frommany of the insuance companies undenweng the entity contracts, if/rain cd to horn earewries or epornors of he ant irriestmmt tuts we distal:0o - Our affiliates also mew trading commoskins ad Ore conspensancri from nasal kends and Mutate companies whose products we dattute. - We receive an annul fee from UBS Bat USA at LES AG Stanford Binh Of 1.0 to $25 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Adivity Inficemainnregardngcommksbns and oilier charys nand n connection with he eremite:not trades, itl.dng option transactions ha Le.enincead on conlieriatiore peewit* furnished to you. rid roll be trotted to you priorptly on repast. Short sidling H you are engaged in short selle-g a security, you may not a chary dot to a/bantam:wit costs for that partkular money. Open Orden Regaling open or • gocatilkancelled' aden tut were not witeuted by the StattnitIV date, open buy and id stop orders are waxed by the mount of dirderds a rid-itson an ex-du/dent a es.-nd-es date unless stetted olhenvise byyak You are responsbk for aden tat are executed dye to you baurt to cancel wising Open orders. Mew To obtain a copy of as current Client Caret e. please contact you FractalAdage or wet our websee at tymy obt er0I/Ativ••••000 UEG Finatid Stakes e rid a bark The Pia Business Services Account EGA and IRMA ye Woking. accounts ankh provide Ace's so banking services and protests tem* arnyments with at gated barks and other Ihniparey banks, rid provides access to rotea-ce and ansottY acdads owed by unaHiliatedthid-party notate companies through Vibrate agency subsdianes of UBS Financial Services Inc lwasment„ imwa-co, ad array products' Not WK Mated • No bank guaantem May lose wet RMA. Resource Management Anti 01, Business Services Account BSA. IRMA mid intonational Resource Manna: taunt Accost am registered service mats of UBS humid Sardis Pic WS Signalise it a regelered service mask. of Visa burnt knurl LOS Yu Suntan cede cads and UBS Visa debt cards ere toed by UBS Bat the with Pellb69011 from Visa U SA Incorporated. UBS Financial Sereices Ine Rev. 201604 SDNY_GM_00026595 EFTA_00137215 EFTA01278122





























