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Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
results found 2 Yes • No OFAC checks complete 2 Yes 0 No negative results found 0 Yes 0No BIS searches complete (Leds/tieds, Facttva, Reuters, Dow Jones, DAB) 121 Yes • No negative results found • Yes FA No Denial Orders checks complete 2 Yes 0 No negative results found 0 Yes 2 No Martindak-Hu
13 9/10/2013 IATININTERMATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GHTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compiance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank P
2 mentions1 same-page
Page ?Same page
results found F Yes Fheo OFAC checks complete F Yes F No negative results found F Yes F NO BIS searches complete (Lexis/Neds, Factiva, Reuters, Dow Jones, r yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found r Yes r7 No Martindal
9 3/14/2014 LATAM /INTERNATIONAL APPROVALS Client Faong Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GHTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) SDNY GM_00053615 CONFIDENTIAL - PURSUANT TO FED. R. http
2 mentions1 same-page
Page ?Same page
sults found r Yes F No OFAC checks complete F Yes F No negative results found r yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, F yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found r Yes F No Martindale-
3/14/2014 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manages: (Signature) Global Market Team Head (GHTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) SDNY_GM_00053600 htt s://na4 e CONFIDENpTIAL - PURSUANT
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Mutual Connections (22)
Entities connected to both Dow Jones and GHTH)/Sub-Market Team
Jeffrey Epstein
PERSON143 w/ Dow·3 w/ GHTH)/Sub-Market
Eric Holder
PERSON81 w/ Dow·3 w/ GHTH)/Sub-Market
Les Wexner
PERSON81 w/ Dow·3 w/ GHTH)/Sub-Market
U.S. Virgin Islands
LOCATION79 w/ Dow·3 w/ GHTH)/Sub-Market
Financial Trust Company
ORGANIZATION76 w/ Dow·3 w/ GHTH)/Sub-Market
Martindale-Hubbell
ORGANIZATION73 w/ Dow·2 w/ GHTH)/Sub-Market
Paul Morris
PERSON72 w/ Dow·3 w/ GHTH)/Sub-Market
the Office of Foreign Assets Control
ORGANIZATION71 w/ Dow·3 w/ GHTH)/Sub-Market
DI
Darren Indyke
PERSON71 w/ Dow·3 w/ GHTH)/Sub-Market
Trustee/Co-Trustee
ORGANIZATION62 w/ Dow·2 w/ GHTH)/Sub-Market
Deutsche Bank Americas New York
ORGANIZATION61 w/ Dow·2 w/ GHTH)/Sub-Market
Lawyers/Law Firms
ORGANIZATION54 w/ Dow·2 w/ GHTH)/Sub-Market
BB
Brian M. Biggar
PERSON38 w/ Dow·2 w/ GHTH)/Sub-Market
JF
Janice Franklin
PERSON36 w/ Dow·3 w/ GHTH)/Sub-Market
Quality Mgt
ORGANIZATION33 w/ Dow·2 w/ GHTH)/Sub-Market
Weakh
LOCATION19 w/ Dow·3 w/ GHTH)/Sub-Market
JL
Jacqueline Lightbody
PERSON18 w/ Dow·2 w/ GHTH)/Sub-Market
GO
Gwen Hill o
PERSON9 w/ Dow·2 w/ GHTH)/Sub-Market
FC
Form Complete
PERSON8 w/ Dow·2 w/ GHTH)/Sub-Market
New York NY USA
ORGANIZATION8 w/ Dow·2 w/ GHTH)/Sub-Market