Epstein Secrets

ative results found 0 Yes • No OFAC checks complete @Yes O No negative results found DV's No BIS searches complete (Lexis/Neds, Pada, Reuters, Dow Jones, D&B) @yes ONG negative results found afa @No Denial Orders checks complete @Yes ON° negative results found OYes No Martedaleaubbell search

AG or any of its subsidiaries/ (If Yes, peon* *tads below and contact Quality Mgt O yes 2 N0 (LutintalRpoo the Regulatory Control Group and notify Compbance immeolwreW) G. Does the cant or related party have any Mantel or other association / interactions within countries ,—, Yes Ml ,-. or regimes sanc

sults found F Yes F NO OFAC checks complete F Yes F No negative results found F Yes F NO BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) 9.-- iv Yes r- No negative results found F Yes F No Denial Orders checks complete F Yes r No negative results found r Yes F No Marti

any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (tatAm/Intl) or the Regulatory Control Group and notify Compbance immediately) G Does the client or related party have any financial or other association / interactions r- yes F No ' within countries or regimes sa

sults found F yes F No OFAC checks complete F yes F No negative results found r Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r No negative results found r yes F No D&B) Denial Orders checks complete r Yes rThp negative results found r Yes F No Martindale-

Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE

esults found F yes F No OFAC checks complete F yes F No negative results found r Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r No negative results found F Yes F No D&B) Denial Orders checks complete r Yes I— No negative results found r Yes F No Martindale-

Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. gat4m/Intl) or [he Regulatory Control Group and notify Compbance Immediately) https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FE