7
Shared Docs
7
Same-Page
7 / 7
Mentions
AT increases facility - BMTI study meets goal Secondaries (announced/priced): CNDO, CNCO, HIS, AEC IPO's: N/A Key Research: Barcap downgrades CIM, Imperial initiates TPC (op), Nomura initiates FB (buy), Piper upgrades TFM Key Research: Canaccord initiates SWKS (buy) & TQNT/RFMD (holds), Telsey initiate
TNAV cfo resigns - GTAT increases facility - BMTI study meets goal Secondaries (announced/priced): CNDO, CNCO, HIS, AEC IPO's: N/A Key Research: Barcap downgrades CIM, Imperial initiates TPC (op), Nomura initiates FB (buy), Piper upgrades TFM Key Research: Canaccord initiates SWKS (buy) & TQNT/RFMD
MM few), Wells upgrades VRTX Key Research: Canaccord initiates UTEK (buy) & upgrades XEC (buy), upgrades NNN Key Research: DB upgrades LPX (buy), Imperial initiates URS (op) & downgrades NCMI, Atlantic downgrades EP Key Research: JPM intiates ALNY (ow), Janney initiates APH (buy) and MOLX (newt), BB&T
the end of June. Secondaries (announced/priced): PMT, KKD, SAVE (block trade), ULTA & WWWW (holders), CLMT IPO's (filed/priced): N/A Key Research: Barcap upgrades VECO & downgrades BP & initiates RXN (ow) and MM few), Wells upgrades VRTX Key Research: Canaccord initiates UTEK (buy) & upgrades XEC (bu
IPO's (filed/priced): Infoblox (BLOX) 7.5M shares priced @ $16, Proofpoint (PFPT) 6.3M shares priced @ $13 Key Research: Citi downgrades ALTR/ABFS, Imperial initiates NM, Wells downgrades FHN/CHK, DB downgrades SNDK Key Research: Piper initiates PRX/QCOR (ow's) and SGNT (neut), Brean Murray upgrades NJR
)/GLE FP (buy) and BNP FP, Maxim initiates EXEL (buy), FIG downgrades FHN Key Research: JPM upgrades BRO & downgrades MMC, JMP initiates SYNM (mp), Barcap re- initiates PAA/ETE (ow's) Reporting Pre-Open: AEP, GE, HON, IR, JCI, KMB, MCD, SLB, ACU, AOS, BPOP, CP CN, IDXX, LBAI, MAN, NPBC, ORB, RCL, SR,
buy) & SUNE (hold) ••• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates HIVEJTVVOU (buy) & upgrades SMLP/NCLH (buy), Imperial initiates VRNS (op) ••• Jefferies initiates AKRX/ANAC/PRGO/XNPT (buy), JMP initiates HIVE (mp) ••• Jefferies assumes NKTR/PCRX/SHPG/SLXP/TEVANRX (b
ce Holdings (1598665) files for $100M IPO through Citi, Papa Murphy's Holdings (FRSH) launches IPO (anticipated pricing May 1) US Key Research: • Barcap downgrades QEP, Brean initiates FSLR/SPWR (buy) & SUNE (hold) ••• Cantor upgrades NFLX (buy), Citi upgrades SRPT, CS upgrades FB ••• GS initiates H
), Anima Holding (ANIM IM) began trading this morning US Key Research: ••• Barcap upgrades LNC & downgrades RGA, GS upgrades GPC and SFUN (buy) • Imperial upgrades ZBRA/GDP and initiates SBGL (op), RBC initiates ATEN (op) • Jefferies upgrades UNFI (buy) and initiates HLT (hold), Nomura upgrades GHL & c
range), TriVascular Tech (TRIV) 6.5M shares priced at $12 (below range), Anima Holding (ANIM IM) began trading this morning US Key Research: ••• Barcap upgrades LNC & downgrades RGA, GS upgrades GPC and SFUN (buy) • Imperial upgrades ZBRA/GDP and initiates SBGL (op), RBC initiates ATEN (op) • Jeffe
nitiates RHT (op), Stifel initiates STRZA (sell) • SunTrust initiates BIOS (buy), Evercore initiates BXP (ow), DB upgrades JPM (buy), Raja cuts GMR, Imperial initiates PKOH (op) Europe Key Research: ••• HSBC European Luxury: (upgrade TOD IM, BOSS GY, TIF US / downgrade CDI FP & UHR VX / positive SFER IM
e bell. Secondaries (announced/priced): AGRO (holders), BGMD, CHUY, ANTH, ARWR, SFL (equity + convert), BKT SM, BDN IPO's: N/A US Key Research: • Barcap downgrades SCSS/DCOM/F, Bernstein upgrades THRYJEBAY, Citi downgrades GS • CLSA upgrades Honda Motor (7267 JP), DB upgrades JPM/KLAC & cuts GS, GS u
: E2open (EOPN), Hyperion Therapeutics (HPYX), Millennial Media (MM) US Key Research: • Barcap upgrades UNM & initiates ALLT (ow), DB downgrades F, Imperial initiates EAGL (op) • Jeff initiates HRG (buy) & reiterates buy for GOOG, Macquarie upgrades Honda Motor (7267 JP) • Piper initiates ELX/OLGC (neut
IVR, KBH, PKO PW, ATD/B CN, BYG LN IPO's (lock-up expires): E2open (EOPN), Hyperion Therapeutics (HPYX), Millennial Media (MM) US Key Research: • Barcap upgrades UNM & initiates ALLT (ow), DB downgrades F, Imperial initiates EAGL (op) • Jeff initiates HRG (buy) & reiterates buy for GOOG, Macquarie up
Entities connected to both Imperial and Barcap

Lesley Groff
PERSONIke Groff
PERSON
Barron
PERSON
Barack Obama
PERSONBaird
PERSON
Bloomberg L.P.
ORGANIZATION
Horizon
ORGANIZATIONNomura
ORGANIZATION
United States
LOCATION
George W. Bush
PERSON
François Hollande
PERSON
Angela Merkel
PERSON
Piper
PERSON
Stanford University
LOCATIONJefferies
ORGANIZATION
Jeffrey Epstein
PERSON
Bill Clinton
PERSON
Wells
ORGANIZATION
Marc Rich
PERSONStifel
ORGANIZATION