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the securities business, concerning Merrill Lynch sale of auction rate securities issued by collateral debt obligations ("ARS CDOs") to the city of Springfield, Massachusetts. Without admitting or denying the MSD's allegations, Merrill Lynch agreed to certain undertakings, to cease and desist from violation
MSD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 4. Merri
2 mentions1 same-page
Page ?Same page
n the securities business, concerning Merrill Lynch sale of auction rate securities issued by collateral debt obligations CARS CDOs") to the city of Springfield, Massachusetts. Without admitting or denying the MSD's allegations, Merrill Lynch agreed to certain undertakings, to cease and desist from violatio
SD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 5. Merrill
2 mentions1 same-page
Page ?Same page
the securities business, concerning Merrill Lynch sale of auction rate securities issued by collateral debt obligations ("ARS CDOs") to the city of Springfield, Massachusetts. Without admitting or denying the MSD's allegations, Merrill Lynch agreed to certain undertakings, to cease and desist from violation
MSD entering an order censuring Merrill Lynch for its actions associated with the matter. On or about January 31, 2008, Merrill Lynch purchased from the City of Springfield the ARS CDOs at the par value of $13.9 million for losses associated with the inappropriate sale of ARS CDOs to the city of Springfield. 4. Merri
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Mutual Connections (7)
Entities connected to both Springfield and the City of Springfield
Commonwealth
ORGANIZATION13 w/ Springfield·5 w/ the
the Massachusetts Uniform Securities Act
ORGANIZATION3 w/ Springfield·5 w/ the
Paul Barrett
PERSON3 w/ Springfield·5 w/ the
the Office of the Secretary
ORGANIZATION3 w/ Springfield·5 w/ the
The Massachusetts Securities Division of
ORGANIZATION3 w/ Springfield·5 w/ the
Merrill Lynch
ORGANIZATION3 w/ Springfield·3 w/ the
Wealth Management'
ORGANIZATION2 w/ Springfield·2 w/ the