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States Tracking ID: Reporting ID: Alert #: 1 Alert 10: Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240.006.80: Sou
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9 Alert #. 1 Alert ID: 1559801.11522860.46402345 Entity Information Entity ID: 46402345 Entity Name: Southern Financial Services, Inc. Address: Boca Raton. Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
South Carolina, UNITED STATES Event: . SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from 8226,931.80 to $240,006.80; Sou
2 mentions1 same-page
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Address: Country:United States Tracking ID: Alert #: 1 Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 08/13/2003, The SEC
South Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 03/09/2005, The Commission alleged that Southern's books and financial records inaccurately reflected a cash balance in an account ranging from $226,931.80 to $240,006.80; So
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Entities connected to both Boca Raton and The Commission
George W. Bush
PERSON126 w/ Boca·3 w/ The
United States
LOCATION78 w/ Boca·2 w/ The
Prince Charles
PERSON53 w/ Boca·9 w/ The
Virginia Giuffre
PERSON37 w/ Boca·3 w/ The
the United States District Court
ORGANIZATION10 w/ Boca·9 w/ The
South Carolina
LOCATION10 w/ Boca·6 w/ The
Bailey
PERSON13 w/ Boca·3 w/ The
the Securities and Exchange Commission
ORGANIZATION7 w/ Boca·8 w/ The
RW
Richard M. Wooten
PERSON3 w/ Boca·9 w/ The
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LOCATION9 w/ Boca·3 w/ The
SEC Administrative Proceedings - 2005
ORGANIZATION3 w/ Boca·9 w/ The
TA
Tamburello
PERSON8 w/ Boca·3 w/ The
WE
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PERSON8 w/ Boca·3 w/ The
Organization: Southern Financial LLC
ORGANIZATION7 w/ Boca·4 w/ The
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Gerald F. Hunter
PERSON3 w/ Boca·8 w/ The
SEC Litigation Releases - 2003
ORGANIZATION8 w/ Boca·3 w/ The
Dicom Imaging Systems
ORGANIZATION8 w/ Boca·3 w/ The
DI
Dicom
PERSON8 w/ Boca·3 w/ The
Asheville
LOCATION7 w/ Boca·3 w/ The
United States District Court
ORGANIZATION5 w/ Boca·3 w/ The