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States Tracking ID: Reporting ID: Alert #: 1 Alert 10: Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles De
2 mentions1 same-page
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9 Alert #. 1 Alert ID: 1559801.11522860.46402345 Entity Information Entity ID: 46402345 Entity Name: Southern Financial Services, Inc. Address: Boca Raton. Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC
harles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief Defendant. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory
2 mentions1 same-page
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Address: Country:United States Tracking ID: Alert #: 1 Entity Information Entity ID: Entity Name: Southern Financial Services, Inc. Address: Boca Raton, Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 08/13/2003, The SEC
egulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
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Mutual Connections (40)
Entities connected to both Boca Raton and the District of South Carolina
George W. Bush
PERSON126 w/ Boca·4 w/ the
United States
LOCATION78 w/ Boca·2 w/ the
Prince Charles
PERSON53 w/ Boca·14 w/ the
Virginia Giuffre
PERSON37 w/ Boca·4 w/ the
South Carolina
LOCATION10 w/ Boca·9 w/ the
the Securities and Exchange Commission
ORGANIZATION7 w/ Boca·11 w/ the
Bailey
PERSON13 w/ Boca·4 w/ the
RW
Richard M. Wooten
PERSON3 w/ Boca·13 w/ the
SEC Litigation Releases - 2003
ORGANIZATION8 w/ Boca·7 w/ the
the United States District Court
ORGANIZATION10 w/ Boca·4 w/ the
Charleston
LOCATION9 w/ Boca·5 w/ the
Organization: Southern Financial LLC
ORGANIZATION7 w/ Boca·6 w/ the
Defendants Southern Financial Group
ORGANIZATION3 w/ Boca·10 w/ the
GH
Gerald F. Hunter
PERSON3 w/ Boca·9 w/ the
TA
Tamburello
PERSON8 w/ Boca·3 w/ the
Asheville
LOCATION7 w/ Boca·4 w/ the
WE
Welsh
PERSON8 w/ Boca·3 w/ the
Dicom Imaging Systems
ORGANIZATION8 w/ Boca·3 w/ the
Springdale Investments, Inc.
ORGANIZATION3 w/ Boca·8 w/ the
DI
Dicom
PERSON8 w/ Boca·3 w/ the