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stomer threatening litigation against Deutsche Bank AG or any of Its subsidiaries? (If Yes, growth, *tads baby and contad Quaaty 0 Yes RI No Mgt. (LatAm/Int7) ache Regulatwy Control Group am/ nobly Compaanc• immethitery) G. Does the client or related party have any financial or other association / In
4 of 14 (1) Client Facing Professionals (CFP 's) include: Relationship Managers. Wealth Advisors, Product Officers. Brokers, Client Managers. etc. Deutsche Bank Americas New York rA SDNY_GM_000391197 https://dbforcepb.my.salesforCCINEJIDULTdiA110000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-S
tomer threateMng litigation against F. 0 Yes 12 No Deutsche Bank AG or any of its subsidiaries' at Yes, ppvide details batw and contact Quay NO. (LatAm/Intl)of the Rego/may Control Group and nobly Complexe immediately) financial Does the client or related party have any or other association / Inte
of 13 1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. 211 Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002734 EFTA_000 16208 EFTA00166960
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associat
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://na4.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&eid=500600... 9/20/2013 EFTA01404064
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, 0 Yes 2 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association /
Policy (1 ) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York 0 https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Diet... 12/19/2018 EFTA01394892
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associat
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&e... 1/11/2018 EFTA01398520
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associati
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&eid=5000e00001N... 7/10/2019 EFTA01399253
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associat
Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&... 12/19/2018 EFTA01399365
Entities connected to both LatAm and Deutsche Bank Americas New York

Jeffrey Epstein
PERSON
Eric Holder
PERSON
U.S. Virgin Islands
LOCATION
Les Wexner
PERSON
Financial Trust Company
ORGANIZATION
Dow Jones
ORGANIZATION
Paul Volcker
PERSONDarren Indyke
PERSONMartindale-Hubbell
ORGANIZATION
Paul Morris
PERSONDeutsche Bank Private Wealth Management
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Deutsche Bank
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
Bear Stearns
ORGANIZATIONTIN/EIN
ORGANIZATIONHarry Beller
PERSONI. Corporate Documentation Attached
ORGANIZATION
Martha Stewart
PERSON