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stomer threatening litigation against Deutsche Bank AG or any of Its subsidiaries? (If Yes, growth, *tads baby and contad Quaaty 0 Yes RI No Mgt. (LatAm/Int7) ache Regulatwy Control Group am/ nobly Compaanc• immethitery) G. Does the client or related party have any financial or other association / In
d separately. ONSHORE APPROVALS Client Fecal() Professional (CFP): Paul Morns ,Signature) ',lot Moms 2;2412014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M Biggar 212412014 Regional Office Director: (Signature) AML Business Risk: (Sgnalvre) AK Compliance: Gwen Hill o/b/o Jani
tomer threateMng litigation against F. 0 Yes 12 No Deutsche Bank AG or any of its subsidiaries' at Yes, ppvide details batw and contact Quay NO. (LatAm/Intl)of the Rego/may Control Group and nobly Complexe immediately) financial Does the client or related party have any or other association / Inte
ROVALS Client Facing Professional (CFP). Paul Morns (Signature) Paul Wens 2/24/2014 Office DirectorBusiness Head: Bnan M. Biggar (Signature) Brian M. Biggar 2/W2014 Regional Office Director (Signature) NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted
the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associat
APPROVALS Client Facing Professional (CFP): Paul Morris Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Brian M. Biggar (Signature) Paul Morris (Signature) Brian M. Biggar (Signature) 9/4/2013 9/4/2013 AML Compliance: Janice Franklin Gwen Hill (Signature) J
Entities connected to both LatAm and Brian M. Biggar

Jeffrey Epstein
PERSON
Paul Morris
PERSON
Dow Jones
ORGANIZATION
Eric Holder
PERSON
Financial Trust Company
ORGANIZATION
U.S. Virgin Islands
LOCATION
Les Wexner
PERSONMartindale-Hubbell
ORGANIZATIONJanice Franklin
PERSONLawyers/Law Firms
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONLexis/Nexis
ORGANIZATIONDarren Indyke
PERSON
Paul Volcker
PERSONTIN/EIN
ORGANIZATIONHarry Beller
PERSON
Deutsche Bank
ORGANIZATIONQuality Mgt
ORGANIZATION