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stomer threatening litigation against Deutsche Bank AG or any of Its subsidiaries? (If Yes, growth, *tads baby and contad Quaaty 0 Yes RI No Mgt. (LatAm/Int7) ache Regulatwy Control Group am/ nobly Compaanc• immethitery) G. Does the client or related party have any financial or other association / In
/Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Conwllance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWAD worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals I( I) (CFP's) should estab
tomer threateMng litigation against F. 0 Yes 12 No Deutsche Bank AG or any of its subsidiaries' at Yes, ppvide details batw and contact Quay NO. (LatAm/Intl)of the Rego/may Control Group and nobly Complexe immediately) financial Does the client or related party have any or other association / Inte
ubrlarket Team Heed 'Seth(): (Sygnature) AML Business Risk (Signature) AML Compliance (BPI:Mature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionals/( I) (CFP's) should establi
ustomer threatening litigation against Deutsche Bank AG or any of subsidiaries? (If Yes, provide details below and contact Quality Mgt 0 Yes No (LatAm/Int7) or the Regulatory Control Group and notify Compliance Inuned,ately) G' Does the client or related party have any financial or other associati
0% i 00i1th12019 EFTA_00018957 EFTA00168704 KY(' Print Page 43 of 43 AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establi
Entities connected to both LatAm and Deutsche Bank Private Wealth Management

Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATION
Eric Holder
PERSON
Paul Volcker
PERSON
Paul Morris
PERSON
U.S. Virgin Islands
LOCATIONDeutsche Bank Americas New York
ORGANIZATION
Dow Jones
ORGANIZATION
Les Wexner
PERSON
Financial Trust Company
ORGANIZATIONDarren Indyke
PERSON
Bear Stearns
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATIONHarry Beller
PERSONMartindale-Hubbell
ORGANIZATION
Martha Stewart
PERSONTIN/EIN
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
Prince Andrew
PERSONJ. Epstein & Co.
ORGANIZATION