Epstein Secrets

tomer threateMng litigation against F. 0 Yes 12 No Deutsche Bank AG or any of its subsidiaries' at Yes, ppvide details batw and contact Quay NO. (LatAm/Intl)of the Rego/may Control Group and nobly Complexe immediately) financial Does the client or related party have any or other association / Inte

D. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002723 EFTA_00016197 EFTA00166949 K YC Print Page 3 of 13 2. Account Ownership Summary Account Name: Neptune LLC — Money Market Acct Number filava4blet. Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory accou

One sheet mint be established for EACH LEGAL ENTITY In Section L Account Symms 3C. Legal Entity Details (For al Legal Entitses) Legal Entity Name: Neptune, LLC - 00000487264 Type of Entity: O Foundation/Associatien O Trust IA Company O Estate O Partnership Purpose of EMity: Pi Private Investment Il

ustomer threatening litigation against Deutsche Bank AG or any of subsidiaries? (If Yes, provide details below and contact Quality Mgt 0 Yes No (LatAm/Int7) or the Regulatory Control Group and notify Compliance Inuned,ately) G' Does the client or related party have any financial or other associati

Approved KYC # - MI - M I : Butterfly years RM personally has known client, etc.): Jeffrey Epstein under this relationship.. Trust - 1804531; Neptune, LLC - 1790739. Does Deutsche Bank pay a retrocession or similar • Yes I R No compensation to a third party for the Introduction of this rela

KYC Mint Page 16 of 19 DB PWM GLOBAL KYC/NCA: US/ LatAm /1 nt'l PART B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booking Center 0 Fir —1 NY/Offshore ❑Offshore O Mo

8 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been dosed Neptune LLC: The court case in the research is a false positive and does not refer to the entity that is part of this KYC. The entity in the court ca,- refers t

the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other associati

Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC # Butterfly Trust 1804531; Neptune, LLC - Yes (If Yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) 1 2 11 3 1! Number