Epstein Secrets

ns 7 (Slide 8) 8 (Slide 10) Complex Structures Cross Border Training 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 1547 235 LatAm; 1312 USO 235 accounts High 138, Moderate 56, Low 41 140 accounts High 61, Moderate 43, Low 36 51 exceptions Approved 47; Overdue 1; Upcoming 1 (

llenges • First view on the LatAm market • First view on DB WM LatAm's clients Interview round with experts from coverage and products DB WM LatAm Factbook • Agree focus clients, products, & markets • Review positioning vs. future focus areas and identify growth / de-emphasis areas Formu

• First view on the LatAm market • First view on DB WM LatAm's clients Interview round with experts from coverage and products DB WM LatAm Factbook • Agree focus clients, products, & markets • Review positioning vs. future focus areas and identify growth / de-emphasis areas Formulate finan

itial pop 1,319. Items may be determined out-of-scope during review. DT: Daphne's Team FO: Front Office Details High Risk Remediation Data USO LatAm MEA-NY GAT Initial In Scope Clients 821 417 61 20 Out-of-Scope Identified* 120 143 16 1 0 with Banker Team * * 229 89 with Manager D

Sent: Monday, June 26 2017 7:47 AM To: Patrick Harris < Cc: Emily Craig 'aphne Cale >; Janice Franklin Brash c: IMMIII Iheffali Vaishali-P Mehta < Subject: KYC HR Clients Remediation - Status (6/23/17) [I) Classification: For Internal use only All. Below is the Monday morning deliverable (

02 813 847 50.25% 19.43% 16.06% 1,009 96 913 9.51% * Initial pop 1,319. Items may be determined out-of-scope during review. Details USO LatAm MEA-NY GAT Total High Risk Remediation Data 821 417 61 20 Initial In Scope Clients 1,319 132 150 18 10 Out-of-Scope Identified* 310

Mehta < Subject: KYC HR Clients Remediation - Status (6/30/17) [I) Classification: For Internal use only All, Below is the Monday morning deliverable (