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Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management for domestic investments, including proprieta
funds on behalf of Oppenheimer Asset Management Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management fo
Co-Portfolio Manager of Alkeon Global Alpha Master Fund L.P. 2002-2003 Circle T Partners; Analyst 2001-2002 Scopia Capital; Analyst 1999-2001 Credit Suisse First Boston; Analyst 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068679 CONFIDENTIAL SDNY_GM_00214863 EFTA01374135
Mainsail Group LLC; Member 1999-2001 CIBC World Markets Corp.; Portfolio Manager 1997-1999 CIBC Oppenheimer Corp.; Portfolio Manager 1995-1997 Oppenheimer & Co., Inc.; Portfolio Manager Steven M. Ahn, born 1977. Education 1999 University of Michigan; B.B.A., Finance and Accounting Business Background 200
Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management for domestic investments, including proprieta
funds on behalf of Oppenheimer Asset Management Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management fo
ructuring and marketing the firm's credit-backed CDO and CLO transactions in excess of $5 billion. Before joining UBS, Ms. Hubbell spent 17 years at Credit Suisse where she ran the CDO Group which developed many of the first CDOs for a variety of asset classes including high yield corporate bonds, s indicated
rms. From 1988 to 1990, he was a Managing Director and Principal of Rodman & Renshaw, Inc. Previous to 1985, Mr. Mitchell was with Bear Stearns and Oppenheimer & Co. Mr. Mitchell has served as an officer and/or director of the following public companies: Rodman & Renshaw, Holmes Protection Group, Bogen Communica
ad back dated documents. That has been expunged from SEC reviewed filings. FreeSeas: a structured tax evasion/money laundering shell. Also involved Credit Suisse and Deutsche Bank. Both Debevoise clients. Both involved in the tens of billions Russian Mirror trade scheme. In addition to Hanover/Magna a Milken
Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC), assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA). Oppenheimer, a securities broker-dealer in New York, admitted that it failed to establish
ad back dated documents. That has been expunged from SEC reviewed filings. FreeSeas: a structured tax evasion/money laundering shell. Also involved Credit Suisse and Deutsche Bank. Both Debevoise clients. Both involved in the tens of billions Russian Mirror trade scheme. In addition to Hanover/Magna a Milken
Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC), assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA). Oppenheimer, a securities broker-dealer in New York, admitted that it failed to establish
Entities connected to both Credit Suisse and Oppenheimer & Co.
Chris Dilorio
PERSON
Jared Kushner
PERSON
J. Robert Oppenheimer
PERSONMcKessy
PERSONNewLead
ORGANIZATIONBerger Montague
ORGANIZATION
Donald Trump
PERSONRobin Traxler
PERSON
Bernie Madoff
PERSONBerger
PERSON
Jeffrey Epstein
PERSONDan Coleman
PERSON
Gibraltar
LOCATIONCeresney
PERSON
Michael Milken
PERSON
George W. Bush
PERSONMartin Weinberg
PERSONthe Securities and Exchange Commission
ORGANIZATIONJaney
PERSON
Icahn
PERSON