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Document Mentions (5 shared documents)
2 mentions1 same-page
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ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ng in 2011, without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
Mutual Connections (87)
Entities connected to both Puerto Rico and iCapital Securities
United States
LOCATION187 w/ Puerto·5 w/ iCapital
U.S. Virgin Islands
LOCATION172 w/ Puerto·5 w/ iCapital
iCapital
ORGANIZATION5 w/ Puerto·82 w/ iCapital
New York
LOCATION67 w/ Puerto·16 w/ iCapital
Lawrence Krauss
PERSON51 w/ Puerto·5 w/ iCapital
Eric Holder
PERSON47 w/ Puerto·5 w/ iCapital
the District of Columbia
LOCATION45 w/ Puerto·5 w/ iCapital
RJ
Raymond James'
PERSON41 w/ Puerto·5 w/ iCapital
United Kingdom
LOCATION39 w/ Puerto·5 w/ iCapital
Cayman
LOCATION39 w/ Puerto·5 w/ iCapital
Cayman Islands
LOCATION32 w/ Puerto·5 w/ iCapital
Denmark
LOCATION32 w/ Puerto·5 w/ iCapital
the U.S. Investment Company Act
ORGANIZATION31 w/ Puerto·5 w/ iCapital
Access Fund
ORGANIZATION18 w/ Puerto·16 w/ iCapital
Stanton
PERSON6 w/ Puerto·27 w/ iCapital
European Union
ORGANIZATION26 w/ Puerto·5 w/ iCapital
Glendower
LOCATION10 w/ Puerto·21 w/ iCapital
Malta
LOCATION25 w/ Puerto·5 w/ iCapital
Fidelity Brokerage Services
ORGANIZATION5 w/ Puerto·21 w/ iCapital
the iCapital Network
ORGANIZATION5 w/ Puerto·21 w/ iCapital