n Securities/Futures Introducing broker-securities Subsidiary of financial/bank holding company Primary Regulator SEC CRD Number 7784 Legal Name Fidelity Brokerage Services LLC EIN Address Address Type Address where transaction occurred _ Street Address 900 Salem Street 900 SALEM ST - Enhanced City Smithfield SMI

rust (BT) 6100 Red Hook Quarter, B3, St Thomas, u.s.v.i (On 5/10/2019, assets transferred to: JPMC Acct National Financial Services LLC, subs of Fidelity Brokerage Services LLC); JPMC Acct# • Acct# As of 11/7/2019, by • EFTA00151240 ..."\ $6,000 1/21/2010 Filth Third Bank $6,000 2/20/2010 $6,000 3/18/2014 $6,00

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLOUS143 Henry Nicholas Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLIDUSi2S Gerald Ford Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLDUS127 Annandale Capital Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLDUS238 SOUTHERN FINANCIAL LLC Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

GLDUS238 SOUTHERN FINANCIAL LLC Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLDUS133 Georgetown University Endowment Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLDUS132 EverWatch Financial Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services LLC. In addition. in December 2017. Institutional Capital Network. Inc.. the parent company of iCapital. acquired the U.S. private equity access fun

GLDUS113 Cliff Meg Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for

GLDUS238 SOUTHERN FINANCIAL LLC Fidelity Relationship The Investment Manager has entered into collaboration and services agreements with Fidelity Brokerage Services LLC and National Financial Services LLC (collectively, referred to as "Fidelity') pursuant to which the Investment Manager compensates Fidelity for