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onships* Count Percent Buy 58 46.03% Buy 45 17.59% Hold 34 26.98% Hold 29 85.29% Sell 34 26.98% Sell 20 58.82% Equity Investment Rating Distribution: Global Group (as of 30 Sep 2016) Coverage Universe Count Percent Inv. Banking Relationships* Count Percent Buy 1553 49.44% Buy 1130 12.16% Hold 730 23.24% Hold 5
Page: HOUSE_OVERSIGHT_014649 →Global ou ity and/or its directors, off mendation or in atus of financial recent research report rela nsome cases, an issuer may be classified as Restric its security and/or financia inancial instruments) nor should the analyses or opi ppropriateness of investing her offer’ itory institution (includi
Page: HOUSE_OVERSIGHT_014651 →Earnings Preview
onships* Count Percent Buy 126 59.43% Buy 70 55.56% Hold 35 16.51% Hold 7 48.57% Sell 51 24.06% Sell 17 33.33% Equity Investment Rating Distribution: Global Group (as of 31 Mar 2017) Coverage Universe Count Percent Inv. Banking Relationships* Count Percent Buy 1578 51.33% Buy 979 62.04% Hold 690 22.45% Hold 43
Page: HOUSE_OVERSIGHT_014948 →quiet period applicable under laws of ou mendation or in atus of financial recent research report rela nsome cases, an issuer may be classified as Restric ts security and/or financia inancial instruments} nor should the analyses or opi and client websites and other por recommendations, estimates or pr
Page: HOUSE_OVERSIGHT_014950 →ionships* Count Percent Buy 60 48.39% Buy 39 65.00% Hold 35 28.23% Hold 26 14.29% Sell 29 23.39% Sell 7 58.62% Equity Investment Rating Distribution: Global Group (as of 31 Mar 2017) Coverage Universe Count Percent Inv. Banking Relationships* Count Percent Buy 1578 51.33% Buy 979 62.04% Hold 690 22.45% Hold 43
Page: HOUSE_OVERSIGHT_023608 →in Certain outstanding repor' iliation with BofA Merrill Lync! recent research report relating to an In some cases, an issuer may be classified as Restric its security and/or financial ormation to them. BofA its directors, officers and employees may be plaintiffs, defendants, co-defendants or co-plain
Page: HOUSE_OVERSIGHT_023610 →Entities connected to both Global Group and Restric

Merrill Lynch Global Wealth Management
ORGANIZATION
Bank of America
ORGANIZATIONThe Financial Service Board
ORGANIZATION
Frankfurt
LOCATIONMerchant Bank
ORGANIZATION
United Kingdom
LOCATION
Merrill Lynch
ORGANIZATIONthe Australian Securities and Investments Commission
ORGANIZATION
Michael Bloomberg
PERSONMerrill Lynch Argentina SA
ORGANIZATION
BofA Merrill Lynch
ORGANIZATIONthe Securities and Futures Bureau
ORGANIZATION
Merri
ORGANIZATIONDSP Merrill Lynch Limited
ORGANIZATION
Donald Trump
PERSONILynch
ORGANIZATIONthe Central Bank of Ireland
ORGANIZATIONMerrill Lynch KSA Company
ORGANIZATION
Bank of America, N.A.
ORGANIZATIONthe Investment Industry Regulatory Organization of Canada
ORGANIZATION