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Securities and Exchange Canntion or under ay state studies laws. We petiole *stinted vales for private inurement stades a-died-lured products for Harnett:rut wrests only Arany ens. guaranteed. — These odes may differ starting" tom prces, any, at which a petiale iwesentra security a structured produ
alances held at he LES AG Cayman Branch are tenth:only hposed to the sovereign rte of the Cayman blinds ad there is no patentee or can °Megaton of LBS AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See
racy or verify of ay in/ orrnsion provided by sons other than UnFivricral Sepias. h aicitext although LDS Financial Seances generally sedates this Harnett.' as it is maned, the firm does not provide any asasances that the hfcrinatith trder "Cost basis- and 'Unrealized gar/loss' is accurate as of the
BS Anoxia! Strong is a merger of all prince:el mosey, cormnity and cptcre erthwges. 1.85 Firtrxial Strict and U3S Bank USA we rdrect sutradares of LBS AG and affiliates of LES Secwitin UC. The Filers Itanrial statement is available upon noted The First venire offices we a: LBS Finennel Seamus Ix.
or sponsor and may be calculated based as r ean irdonhation Iran that used by Mid parties laden.* their estimated values. - You can obean addiand Harnett' regarding the methodology wed to determine the estinate of value ad She date of to Hamelin tha is the basis forte want by contactrg your Franca'
lances Feld at the LES AG Carnal Brads are tempera* exposed to the sorreign Sc of the Casten elands, and Were is no gmantee or other obligation of LBS AG to repay ex Saxes while on the UBSC grans Brad's books. Deposes at LES Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires
mador and may be calculated based on different adonnation from tat used by thid parties to derive their estimated values. - You can obtan addiand Harnett regaling the methodology used to determine the edite of value an tie date of to Hamann that is the basis fate tine* by contactrg your Fivncial Ad
xia! Serried( is a merrter of all prinejsal Nosily, cannot* and colons exchages. 1.85 Fe-ervial Services and U3S Bank USA we rdrect sutra:Sarin of LBS AG and affiliates of LES Soultin UC. The Fim's I handal statement is available upon cetera. The Firrilkeeetaire offices are a: !Astra/null Sepias It
does not am*: to deposits at WS AG, Startoni Branch. SIPC protection apples to money market sweep fund headings but not bank deposits. Seelmportant !Harnett., about your statement on the last two pages d this document for &tan. April 2020(S) Year to date Rewards pcintt are reflected as al the 26th of
ancial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Servic
or otherwise Accounts tranferred to tie Atm may reflect gar/ loss nIcrmaticre only foe the period ol tine they are head S the Pint Mare historkal Harnett" can be aided b/ ear Snarcid • lJnnealized gatheranses When data is wattle. *striated a-realized gaindlones are calculated kr rdivetal sway lots t
ny, bins, credit lira sheet account balances. • Caslthooney balances. Tea of unimested arra* cash balances, plus deposit telexes at UBS Bank USA, LBS AG US Branches ad mcney make, mutual fund sweep bins at the onto of to statement period hai-ccervirodik free oink balances in yes account are rot sk
or sponsor and may be tabulated based on deferent irdonnation Iran that used by it'dparties laded* tea estimated values. - You can obtan addiecna Harnett' regrading the methodology used to determine the "Witt of value act to date of fie itrmationtha is the basis for to saint by corneae-9 your financ
lances are swept to depose accounts at UBS AG New York Branch and AS AG Carron Bunch Thew deposits are not hauled by the FIX. Balance, Feld at tie LBS AG Carron Binh are temporary exposed to the sorereir risk of the Caftan elands, and there is no gurantee or other obligaton of U3S AG to mpg the bran
We *Mons la tat purposes a omen/re ~atilt trased to the Fem mayaled titan nformaim slyer tie partid of time they am held X the Fit litorehinormal Harnett Can be added by you Faunal Ma« • UnwantedOm/btu Nam data is enett encored an :61 ntlic,Y5 a2 cadiated tee SDNY_GM_00024934 EFTA_00135554 EFTA0
Deposits a UB5 AG Hands-id Branch ad Maas of Maw Suds reina nsura by the FCC Through the OA. wadable to can brann at script to <boost accounts a LBS AG ~York Branch sal LESIG Caplan ~ These deposits are rice nosed byter FDK Ilalacts helda the LOS AG Carom Birds re temporarily mimed to the ~won 6-
racy or vatclity dry id °munition provided by sates other than 1.85Fitendal Senates. h Matt although 1€S FintiCel Services general& spctrites this Harnett as it is received, the firm ekes not provide any asatances that the idamatien trar "Cost basis" and 'Lhreakzed gar/loss' is accurate as of the dat
itations may be subject to a transfer fro. UBS Sweep Options UBS offers options for sonepng cash bine; balances to bat deposits at UBS Bat USA end LBS AG Stamford brach Etenk Sweep Pregame), mormy nwkwe intuit fads (Morey Fu-dc) and the International Deposit Accost BOAdor customers with a Internatio
pane or sponsor and may be tabulated based on Mewl information from tat used by tadparties laded* tea entailed values. - You can obtain additional Harnett' regarding the methodology wed to determine the ratite of value at The date of Me efamalen that is the basis for de mitt by contacteg your Financi
ith wantentional Renate Mmagemern Accost. Through tie Sok Sweep Prowart cash balances re swept to LBS Sark USA up to an intabrehed lent ad then to LBS AG Stanford Brand\ or a Money Fund. Deposits at UBS Bak USA are FDIC noted in accordrce with FDIC rules. For mire nlamatim please mit wwwidicgcre. D
Entities connected to both Harnett and LBS AG
Russell 3000
ORGANIZATION
Ghislaine Maxwell
PERSONWeehawken
LOCATION
Condoleezza Rice
PERSON
Stanford University
LOCATIONHarbor Boulevard
LOCATION
UBS AG
ORGANIZATION
Vicky Ward
PERSONLOS AG
ORGANIZATIONSCOTT STACK
ORGANIZATIONUPS AG
ORGANIZATIONNnandal
ORGANIZATIONCayman
LOCATION
Puerto Rico
LOCATIONBank USA
ORGANIZATION
Joi Ito
PERSON
U.S. Treasury
ORGANIZATIONWS AG
ORGANIZATIONOnline Services
ORGANIZATION
U.S. Senate
ORGANIZATION