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ico} ico} SSR ERE EERE ES SSR eRe EER EES Source: Bloomberg Source: Bloomberg 4 Global Cross Asset Strategy -
ities o return expectation and attractiveness for investmen ock's fundamental equi he implemen action may be
uy 70.0% Short interest % of float 2.25% Source: Bloomberg and BofA Merrill Lynch Global Research estimates
are dif return expectation and attractiveness for investmen ock's fundamental equi eign currency rates of ex
e: BofA Merrill Lynch Global Fund Manager Survey, Bloomberg. As a reminder, the FMS Cash Rule works as follow
are dif return expectation and attractiveness for investmen ock's fundamental equity rating. e for all invest
RHS) Source: BofA Merrill Lynch Global Research, Bloomberg Source: BofA Merrill Lynch Global Research, Bloom
sits or other among others, m instruments may income from suc lose their entire principal inves Futures and options are not ap disclosure documents. Investmen BofA Merrill Lyne action may be limited by regulations p executing any short idea contained in Foreign currency rates of exchange may adversely affec
Page: HOUSE_OVERSIGHT_014430 →t Journal, the New York Times, the New York Post, Bloomberg, Reuters and Law360. Sam also regularly advises c
ere they have no Reportable Accounts. DATE June 15 June 30 Anniversary Date of Filing As Necessary ‘An ad Pa eA be de an pe co 2 sen 5 The Investmen herefo nust d rson istribute npli ACTIVITY Quarterly Employee Compliance Training. Conduct a quarterly employee training session to review requi
Page: HOUSE_OVERSIGHT_019861 →Entities connected to both Michael Bloomberg and Investmen

Donald Trump
PERSON
Marc Rich
PERSON
United States
LOCATION
United Kingdom
LOCATION
Frankfurt
LOCATION
Merrill Lynch
ORGANIZATION
Bank of America
ORGANIZATION
Seoul
LOCATIONthe Dubai Financial Services Authority
ORGANIZATION
Merrill Lynch Global Wealth Management
ORGANIZATIONMerchant Bank
ORGANIZATION
the Financial Services Agency
ORGANIZATIONthe Prudential Regulation Authority
ORGANIZATIONThe Financial Service Board
ORGANIZATIONThe Monetary Authority of Singapore
ORGANIZATION
Bank of America Corporation
ORGANIZATIONPierce, Fenner & Smith Incorporated
ORGANIZATIONMerrill Lynch (Asia Pacific) Limited
ORGANIZATIONMerrill Lynch International Incorporated
ORGANIZATIONBaFin
ORGANIZATION