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l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer ini
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l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
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al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
vestments conVEN/productshroney-madrettunds-nelds.jsp. Please note that all money market funds listed on the website may not be offered through us. Paget of 8 Account Nun ber uktmt vOtt Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON ForanAL Rat.. tacollenti (very V
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
Entities connected to both Larry Page and the FINRA Consolidated Rulebook

Jeffrey Epstein
PERSON
George W. Bush
PERSON
Ghislaine Maxwell
PERSON
Elon Musk
PERSON
JPMorgan Chase
ORGANIZATION
New York City
LOCATION
Joi Ito
PERSON
Mao Zedong
PERSONDarren Indyke
PERSONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Jeff Sessions
PERSONthe Pershing Customer Service Department
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONLegal Department
ORGANIZATIONTAXABLE
ORGANIZATIONPease
PERSON