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Document Mentions (5 shared documents)
2 mentions1 same-page
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held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
ited to, closed•end and open•end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Act of 1933 and/or the U.S. Investment Company Act of 1940 ("Puerto Rico Investm
2 mentions1 same-page
Page ?Same page
at UBS None More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
ited to, closed-end and open-end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Act of 1933 and/or the U.S. Investment Company Act of 1940 ("Puerto Rico Investm
2 mentions1 same-page
Page ?Same page
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"), a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the
the laws of the states and jurisdictions where the offering will be made. The AlphaKeys Fund will not be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "1940 Act"). There is no public market for the Class B Interests and no such market is expected to develop in the future.
Sponsored
2 mentions1 same-page
Page ?Same page
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
the laws of the states and jurisdictions where the offering will be made. The AlphaKeys Fund will not be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "1940 Act"). There is no public market for the Interests and no such market is expected to develop in the future. The Inte
2 mentions1 same-page
Page ?Same page
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
the laws of the states and jurisdictions where the offering will be made. The AlphaKeys Fund will not be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "1940 Act"). There is no public market for the Interests and no such market is expected to develop in the future. The Inte
Sponsored
Mutual Connections (256)
Entities connected to both UBS AG and the U.S. Investment Company Act
Ghislaine Maxwell
PERSON165 w/ UBS·25 w/ the
United States
LOCATION78 w/ UBS·31 w/ the
Puerto Rico
LOCATION61 w/ UBS·31 w/ the
U.S. Treasury
ORGANIZATION67 w/ UBS·6 w/ the
Bank USA
ORGANIZATION49 w/ UBS·17 w/ the
Joi Ito
PERSON61 w/ UBS·2 w/ the
Cayman
LOCATION48 w/ UBS·15 w/ the
George W. Bush
PERSON54 w/ UBS·6 w/ the
Samantha Power
PERSON34 w/ UBS·26 w/ the
UBS Bank
ORGANIZATION30 w/ UBS·20 w/ the
Eric Holder
PERSON20 w/ UBS·29 w/ the
Jeffrey Epstein
PERSON44 w/ UBS·3 w/ the
Marc Rich
PERSON44 w/ UBS·2 w/ the
Mao Zedong
PERSON39 w/ UBS·2 w/ the
Prince Charles
PERSON31 w/ UBS·8 w/ the
Alan Dershowitz
PERSON34 w/ UBS·2 w/ the
the Southern District
LOCATION12 w/ UBS·23 w/ the
CE
Celan
PERSON32 w/ UBS·3 w/ the
UBS Visa
ORGANIZATION15 w/ UBS·19 w/ the
the State of New York
LOCATION11 w/ UBS·22 w/ the