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tock Exchange and a member of the Securities Clearing Corporation of the Philippines and the Securities Investor Protection Fund. It is regulated by the Securities and Exchange Commission. Brazil: Banco E Morgan S.A. is regulated by the Comissao de Valores Mobiliarios (CVM) and by the Central Bank of Brazil. Mexico: E. Morgan Casa de
als (KYTED, Mallinckrodt (MNK), Merck & Co., Inc. (MRK), Mylan Inc. (MYL), Perris° Company (PRGO), Pfizer Inc. (PFE), Sagent Pharmaceuticals (SGNT), Teva Pharmaceuticals (TEVA), Valeant Pharmaceuticals (VRX), Zoetis (ZTS) M. Morgan Equity Research Ratings Distribution, as of March 31, 2014 Overweight Neutral Under
has denied it overstated its ESG capabilities, saying its process is transparent to investors. Later in August, the Journal reported prosecutors and the Securities and Exchange Commission were investigating DWS's claims related to its ESG business, citing people familiar with the matter. EFTA00161682 The Justice Department earlier
ention. Along with Stryker and Zimmer Biomet, the Mexican agency has pursued three other healthcare companies: Olympus Latin America, Fresenius and Teva Pharmaceuticals. The latter three complaints were filed last year. The case against Olympus is pending, while the Fresenius case has been moved to state court. IMSS
tock Exchange and a member of the Securities Clearing Corporation of the Philippines and the Securities Investor Protection Fund. It is regulated by the Securities and Exchange Commission. Brazil: Banco Morgan S.A. is regulated by the Comissao de Valores Mobiliarios (CVM) and by the Central Bank of Brazil. Mexico: a Morgan Cm de Boi
ls (KYTH), Mallinckrodt (MNK), Merck & Co., Inc. (MRK), Mylan Inc. (MYL), Perrigo Company (PRGO), Pfizer Inc. (PFE), Sagent Pharmaceuticals (SGNT), Teva Pharmaceuticals (TEVA), Valeant Pharmaceuticals (VRX), Zoetis (ZTS) M. Morgan Equity Research Ratings Distribution, as of September 30, 2015 Overweight Neutral Un
Entities connected to both the Securities and Exchange Commission and Teva Pharmaceuticals

Jeffrey Epstein
PERSONChristopher
PERSON
Bloomberg L.P.
ORGANIZATION
Prince Andrew
PERSON
Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
Frankfurt
LOCATION
New Zealand
LOCATION
Philippines
LOCATION
Condoleezza Rice
PERSON
Malaysia
LOCATIONthe Securities Commission
ORGANIZATION
Robert Maxwell
PERSONthe Securities and Futures Commission
ORGANIZATIONthe Capital Market Authority
ORGANIZATIONASX Limited
ORGANIZATIONthe Prudential Regulation Authority
ORGANIZATIONthe Central Bank of Brazil
ORGANIZATION
the Ministry of Finance
ORGANIZATIONJapan Investment Advisers Association
ORGANIZATION