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Document Mentions (7 shared documents)
2 mentions1 same-page
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(Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced that the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their roles in a high-yi
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Alert Notes Notes: Southern Financial Group was charged with securit
2 mentions1 same-page
Page ?Same page
(Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced that the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their roles in a high-yi
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: Alert Notes Notes: Southern Financial Group was charged with securities fraud . Censatent sat
2 mentions1 same-page
Page ?Same page
raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/1012000, SEC Litigation Releases - 2000 Alert Notes Notes: Southern Financial Group, aka SFG, was charged with securities fraud. Source Information RDC URL: htqnfigrid.
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2 mentions1 same-page
Page ?Same page
raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/1012000, SEC Litigation Releases - 2000 Alert Notes Notes: Southern Financial Group, aka SFG, was charged with securities fraud. Source Information RDC URL: htqnfigrid.
2 mentions1 same-page
Page ?Same page
raud) / ACT - Disciplinary. Regulatory Action. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/1012000, SEC Litigation Releases - 2000 Alert Notes Notes: Southern Financial Group, aka SFG, was charged with securities fraud. Source Information RDC URL: htqnfigrid.
2 mentions1 same-page
Page ?Same page
(Insider Trading, Securities Fraud) / ACT - Disciplinary. Regulatory Action, 04/29/2008 The SEC announced that the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their roles in a high-yi
k and also alleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Alert Notes Notes: Southern Financial Group was charged with securit
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2 mentions1 same-page
Page ?Same page
Fraud) / ACT - Disciplinary. Regulatory Action, 08/10/2000 The SEC fled a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A., Southern Financial Group. Tracy Calvin Dunlap, Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defraud
nk and also aleges that defendants knowingly or recklessly failed to disclose certain material facts to investors regarding Elfindepan., 08/10/2000, SEC Litigation Releases - 2000 Alert Notes Notes: Southern Financial Group, aka SFG. was charged with securities fraud. Source Information RDC URL: https://grk
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Mutual Connections (14)
Entities connected to both North Carolina and SEC Litigation
Barry Diller
PERSON64 w/ North·8 w/ SEC
United States District Court
ORGANIZATION44 w/ North·4 w/ SEC
Southern Financial Group
ORGANIZATION29 w/ North·8 w/ SEC
the Middle District
LOCATION27 w/ North·8 w/ SEC
Dunlap
PERSON24 w/ North·8 w/ SEC
the United States District Court
ORGANIZATION22 w/ North·8 w/ SEC
Organization: Southern Financial LLC
ORGANIZATION21 w/ North·7 w/ SEC
Securities of Elfindepan
ORGANIZATION14 w/ North·4 w/ SEC
TD
Tracy Dunlap
PERSON14 w/ North·4 w/ SEC
SEC Litigation Releases - 2008
ORGANIZATION14 w/ North·3 w/ SEC
BL
Barry Lowe
PERSON7 w/ North·8 w/ SEC
O'
O'Day
PERSON12 w/ North·3 w/ SEC
SEC Litigation Releases - 2001
ORGANIZATION7 w/ North·4 w/ SEC
TD
Tracy Calvin Dunlap
PERSON6 w/ North·4 w/ SEC