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2001 • SEC - SEC Violations (Insider Trading, Securities Fraud) I ACT - Disciplinary, Regulatory Action, 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe. The SEC comp
tatements including promising investors that their investments were secure and would yield returns of as much as 40% to 50% per month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged def
2 mentions1 same-page
Page ?Same page
2001 • SEC - SEC Violations (Insider Trading, Securities Fraud) I ACT - Disciplinary, Regulatory Action, 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe. The SEC comp
tatements including promising investors that their investments were secure and would yield returns of as much as 40% to 50% per month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged def
2 mentions1 same-page
Page ?Same page
2001 • SEC - SEC Violations (Insider Trading, Securities Fraud) I ACT - Disciplinary, Regulatory Action, 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe. The SEC comp
tatements including promising investors that their investments were secure and would yield returns of as much as 40% to 50% per month., 04/2972008, SEC Litigation Releases - 2008 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 09/12/2002 The Court in this case adjudged def
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Mutual Connections (12)
Entities connected to both the United States District Court and SEC Litigation Releases - 2008
Barry Diller
PERSON73 w/ the·3 w/ SEC
United States District Court
ORGANIZATION61 w/ the·11 w/ SEC
North Carolina
LOCATION22 w/ the·14 w/ SEC
the Middle District
LOCATION22 w/ the·14 w/ SEC
Southern Financial Group
ORGANIZATION10 w/ the·14 w/ SEC
Dunlap
PERSON11 w/ the·11 w/ SEC
Organization: Southern Financial LLC
ORGANIZATION11 w/ the·10 w/ SEC
Securities of Elfindepan
ORGANIZATION4 w/ the·14 w/ SEC
TD
Tracy Dunlap
PERSON4 w/ the·14 w/ SEC
SEC Litigation
ORGANIZATION8 w/ the·3 w/ SEC
BL
Barry Lowe
PERSON8 w/ the·3 w/ SEC
O'
O'Day
PERSON3 w/ the·7 w/ SEC