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El. 32256 Jamaal 0612:2019 Jamaal 6/14/2019 Joe 6/14/2019 Joe 6/14/2019 Pending with business
siness Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Kind regards, Remediation Extension Extension NCA N
Street Remediation COB Provide remediation list Jamaal 6/28/2019 Hollywood LLC Fifth Avenue South Remediation COB Provide remediation list Joe 6/28/2019 Pending with Business Client Name KYC Type Status Extension Extension Remediation Dakota Pacific Global Macro Fund LLC
Remediation Dakota Pacific Global Macro Fund LLC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company NCA NCA Refresh Extension Client to provide clarification to AFC question With business to obtain from client Tax issue, MIFID opt-out With
and Tax form from business Jamaal 06;12,2019 Joe 6/14/2019 Joe 6/14/2019 Joe 6114/2019 Joe
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ending with Business verification Pending GKYC Joe 6,14,2019 approval, then to be sent for LKYC
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Business Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Kind regards, Remediation Extension Extension NCA N
Entities connected to both Joe Biden and Anschutz Investment Company
Leon Black
PERSON
United States
LOCATION
Michael Cohen
PERSONNina Tona
PERSONXavier Avila
PERSONBlack Maple Capital Partners
ORGANIZATIONUltralat Capital Markets
ORGANIZATIONFox Growth Fund Inc
ORGANIZATIONThe Lamia Ventures Corporation
ORGANIZATIONMIFID
ORGANIZATIONDavide Sferrazza
PERSONDakota Pacific Global Macro Fund
ORGANIZATIONIWP Americas
ORGANIZATIONthe Institutional Wealth Partners
ORGANIZATIONVanguardia Inversiones SA
ORGANIZATIONNina Tona Brunelli
PERSONBlue Media Investments
ORGANIZATIONSuzzane Cohen
PERSONNina Tona Brunetti
PERSONSuzzan Cohen
PERSON