2
Total Mentions
2
Documents
2
Connected Entities
Organization referenced in documents
EFTA00072134
Type: 10-Q I Act: 34 I File No.: 000-26028 I Film No.: 19605508 SIC: 3845 Electromedical & Electrotherapeutic Apparatus Office of Life Sciences An:Av.sec g ov pg 15 "On July 12, 2018 the majority shareholder of the company Viable International Investments LLc delivered a written request to effect a
EFTA00069276_email_007
c. Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015 Av.sec g ov In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer trading "BILLIONS of shares of penn