rom: 'Melia& venegas/db/dbcom I To: 'Andrew Gallivan/db/dbcom@DBAmERICAS, Kimberly Sart/db/dbcom@ERAmERIcAs, michael-J Davia/db/dbCOM9 DBANERICAS, Michael S JaCOby/db/dbComeDBAMERICAS, I Cc: 'Armen Brash/db/dbcom9DBAMERICAS I Date: '11/03/2014 05:30 PM I Subject: I 'October 2014 AML/KYC Escalation Reports

From: 'Hells* wenegas/db/dbcom To: 'Andrew Gallivan/db/dbcom@DBAMERICAB, Kimberly Hart/db/dbcom@DBAMERICAS, Michael-J Davis/db/dbcom@ DBAMERICAS, Michael S JaCOby/db/dbCom@DBAMERICAS, I Cc: 'Armen Brash/db/dbcom@DBAMERICAS I Date: '09/03/2014 10:59 AM I Subject: 'August 2014 AML/KYC Escalation Reports [I)