Client Martin Zeman Black Maple Capital Partners 2/8/2019 3/15/2019 7 Client Alan Brody Lynrock Lake 2/13/2019 2/28/2019 2 IWP Alan Brody DA Capital LLC 2/13/2019 3/15/2019 2 Client;IWP Alan Brody Staple Street Global Opportunities (Master) L.P 2/13/2019 3/15/2019 2 COB Alan Brody W De Argen

week Global Markets NCA DA Brazil (Fund) N/A Fixed Income Low 2/1/2019 12 Not Yet Started COB Alan Brody Terri Sohrab Need list from COB. DA Capital LLC=IM Global Markets NCA Black Maple Capital Partners N/A Fixed Income High 2/8/2019 7 Jamaal Bushara In Progress Client Alan Brody List of