] Mike, Here is the details of the trade for booking purposes from the Wealth Management side: Counterparty Southern Financial LLC -> Summit ID = SOUTHFINANMD Client Buys Sy10y USD Rates Curve Cap Notional USD 100mio Trade Date 12 Jan 2018 Maturity Date 12 Apr 2018 Strike 0.14% Curve Sy-10y US Sw

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's BLOOMEERG EPRIUSE Ac live EFRIUSFILI Active Active DBTRADER (ANS) SD OPERATOR 1 2046162 I I i Active New OTC Derivatives SUMMIT SOUTHFINANMD T (Rates) Active TSAR SOUTHFIN.ANMD Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051944 CONFIDENTIAL SDNY_GM_00198128 E

s BLOOMBERG EPRIUSF it. Act:ve EPRIUSFIL1 Active EPRUSEIL2 Active DBTRADER 20443162 Active (MVS) SD OPERATOR New OTC Denvabves SUMMIT SOUTHFINANMD Active (Rates) TSAR SOUTHFINANMD I Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051986 CONFIDENTIAL SDNY_GM_00198170 EF

BLOOMBERG EPRIUSI IL Active EPRIUSFILI Active EPRIUSFIL2 Active DBTRADER 2046162 Active (MVS) SD OPERATOR Neer OTC Derivatives SUMMIT SOUTHFINANMD Active (Rates) TSAR SOUTHFINANMD t Act ., CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051995 CONFIDENTIAL SDNY_GM_00198179 EF

econfirmation ** ***** Missing SSI 17April 2018* ***** *****K1 Davide-A Sferrazza Classification: Confidential Hello, SSI details for short codes SOUTHFINANMD Incoming EURO instructions: Bank: Citibank, Frankfurt Swift: CITIDEFF Beneficiary: IBAN: Ref: DBSI Account: DBSI Account #: Pershing LLC

Classification : Confidential Hello Team, akshmanan-x Ramasamy • Aruna- I 2018 [CI Could you please help us with the SSI details for short codes SOUTHFINANMD as DB is looking to pay EUR 1,021,732.88 value dated 17April 2018 under refer Settlement date is 17April 2018 Thanks & Regards, Pankaj Derivativ

rrazza Missing SSI 17April 2018 'Cl Classification: Confidential Hello static data team, Please update SSI as per below information Short code: SOUTHFINANMD Currency EUR 551 details SSI details for short codes SOUTHFINANMD Incoming EURO instructions: Bank: Swift: Beneficiary: IBAN: Citibank, Fran

Active Active EPRIUSF IL EPRIUSFIL2 Active OBTRADER (WS) i SD OPERATOR SUMMIT TSAR ADP ESPEAR Equities - Custody/Margin ADP 2046162 SOUTHFINANMD SOUTHFINANMD 1457321196 New Active Active Active 6990155795 1467321196 6990155795 Active Active Active Unacceptable GED-OTC Options T

al Rates trade details for booking [I] Mike, Here is the details of the trade for booking purposes from the Wealth Management side: Counterparty SOUTHFINANMD Southern Financial LLC -> Summit ID = Client Buys 5ylOy USD Rates Curve Cap Notional USD 100mio Trade Date 12 Jan 2018 Maturity Date 12 Apr 2