assistance and cooperation. John From: Pradeepta Roy Sent: Wednesday, September 17, 2014 5:27 PM To: Ying-A Wang Cc: Cherie Quigley; Wayne Salit; Jonathan Cheng Subject: Re: FW: Fw: 2014 AML KYC Aud

05:44:58 PM---Classification: For internal use only I apologize for that Ying. Regarding the spreadsheets, the and From. To. Cc: Date: Subject: Pradeepta Roy/d&dbcom 09/16/2014 05:44 PM Re: FW: Fw 2014 AML KYC Audi III Classification: For internal use only I apologize for that Ying. Regarding the sprea

Regards, Peter Wang From: Pradeepta Roy Sent: Tuesday, September 16, 2014 14:24 To: Ying Wang Cc: Cherie Quigley; Wayne Salit Subject: Re: Fw: 2014 AML KYC Audit [I] Classification: Fo

Pradeepta Roy Vice President I Group Audit Rum' To. Date Sublet( Guess it is yours... Deutsche Bank AG. Filiale New York Ilt - D. HR. CoChannen Panin,417

esently, I will be the main point of contact. Please provide the spreadsheets and relevant KOPs by next Tuesday, 9/16. Much appreciated, Pradeepta Pradeepta Roy Vice President I Group Audit Deutsche Bank AG, Alia New York GA-Legal. Compliance. GRAD. HR. Co-Chairmen 60 Wall Street, 32nd Floor New York, NY

vdPdbcom on 0908:2014 08.45 AM -- Sub;e•-1 Wayne SaWdb/dbcom Rachael Nataletclbo Yang-A Chonldb. 09104:2014 04:59 PM Fw. 2014 AML NYC Audit (II Pradeepta Roy/db Ying-A Wangtdb Classification: For internal use only Hello Rachael - Thanks for the notice, but both Ying Wang and Yang Chen are out of the of

hat reflect all alerts/cases generated as well as a spreadsheet that reflects the ones that were sampled? Please advise. Kind regards, Pradeepta Pradeepta Roy Vice President I Group Audit Deutsche Bank AG, Filiale New York GA•Lcaal Corroliance GRAD. HR. Co-Chairmen PetnitrwirrPeeftrou Yang-A Chen---09/

ormation or have any question on any of these items. Cherie From: Christy Wolanski Sent: Friday, October 10, 2014 1:03 PM To: Jonathan Cheng Cc: Pradeepta Roy; Cherie Quigley; Ying-A Wang Subject: PB Transaction monitoring and Prime request [I] Classification: For internal use only Hi Jonathan, Below is

p; gif; .gif Classification: For Internal Use only Cherie From: Christy Wolanski Sent: Friday, October 10, 2014 1:03 PM To: Jonathan Cheng Cc: Pradeepta Roy; Cherie Quigley; Ying-A Wang Subject: PB Transaction monitoring and Prime request [I] Classification: For internal use only Hi Jonathan, Below is