Ying-A Wang Sent: 9/17/2014 5:41:22 PM To: Jonathan Cheng CC: Cherie Qui ley Matthew Germond I I; Wayne Salit Subject: Re: FW: FW: Fw: 2014 AML KYC Audit ll] Attachments: Monthly Case Assignments.xlsx; Alert Assignments Sep13-Jul14.xlsx; Audit Actimize Alerts Sep13-Jul14.xlsx Classification: For inte

adeepta Roy Sent: Wednesday, September 17, 2014 5:27 PM To: Ying-A Wang Cc: Cherie Quigley; Wayne Salit; Jonathan Cheng Subject: Re: FW: Fw: 2014 AML KYC Audit [I] Classification: For internal use only Thank you very much Ying. Kind regards, Pradeepta Pradeepta Roy Vice President I Group Audit Deutsch

rds, Peter Wang From: Pradeepta Roy Sent: Tuesday, September 16, 2014 14:24 To: Ying Wang Cc: Cherie Quigley; Wayne Salit Subject: Re: Fw: 2014 AML KYC Audit [I] Classification: For internal use only Hi Ying: Hope all is well. At your earliest convenience, please provide me an update on the information

I'm sorry to hear that about Rachael, will you b From: To. co: Date Subject YIng-AVVang/dbldbcom prackept 09:08,2014 12.20 PM Re: Fw. 2010 AML KYC Audit [II Classification: For internal use only Hi Pradeepta, I'm sorry to hear that about Rachael, will you be my point of contact from now on? We wil

To' Cc: Date: Subject: Rachael Natale/db/dbcom Ying-A Wang/db/dbco Wayne SaliVdb/dbcorne Pradeepta Roy/dici/dbcorn 09/04/2014 04:28 PM 2014 AML KYC Audit (II Classification: For internal use only Hi, I am part of the AWM audit team and I will be reviewing the transaction monitoring for the PWM busine

ang-A Chenidbidbcom Rachael Nataleklbidbcon . Pradeepta Roy/db/dbcon . YIng-A VVang/dbldbcora Cherie Quigley/dbidbco 0943EV2014 0649 AM Fw: 2014 AML KYC Audit [I) Wayne SaWdbidbooa CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0047827 CONFIDENTIAL SDNY_GM_00194011 EFTA01359714

Subject: Re: FW: FW: Fw: 2014 AML KYC Audit [I] From: Ying-A Wang <M > Date: Wed, 17 Sep 2014 17:41:22 -0400 To: Jonathan Cheng Cc: Cherie Quigley Matthew Germond Wayne Salit Classificat